PREPARING FOR AN AGING WORLD THE CASE FOR CROSS-NATIONAL RESEARCH Panel on a Research Agenda and New Data for an Aging World Committee on Population and Committee on National Statistics Division of Behavioral and Social Sciences and Education National Research Council NATIONAL ACADEMY PRESS Washington, D.C. NATIONAL ACADEMY PRESS • 2101 Constitution Avenue, NW • Washington, DC 20418 Notice: The project that is the subject of this report was approved by the Governing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance. This study was funded primarily by NIH Contract No. N01-OD-4-2139 between the National Academy of Sciences and the National Institute on Aging, National Institutes of Health, U.S. Department of Health and Human Services. Additional funding was provided by the Andrew W. Mellon Foundation and the Rockefeller Foundation. Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the views of the organizations or agencies that provided support for the project. Suggested citation: National Research Council (2001) Preparing for an Aging World: The Case for Cross-National Research, Panel on a Research Agenda and New Data for an Aging World, Committee on Population and Committee on National Statistics, Division of Behavioral and Social Sciences and Education. Washington, DC: National Academy Press. Library of Congress Cataloging-in-Publication Data Preparing for an aging world : the case for cross-national research / Panel on a Research Agenda and New Data for an Aging World, Committee on Population and Committee on National Statistics, Division of Behavioral and Social Sciences and Education, National Research Council. p. cm. Includes bibliographical references and index. ISBN 0-309-07421-5 (pbk.) 1. Aging—Research. 2. Aged—Economic conditions. 3. Aged—Health and hygiene. I. National Research Council (U.S.). Panel on a Research Agenda and New Data for an Aging World. HQ1061 .D317 2001 305.23’072—dc21 2001002008 Additional copies of this report are available from the National Academy Press, 2101 Consti- tution Avenue, NW, Lockbox 285, Washington, DC 20055; (800) 624-6242 or (202) 334-3313 (in the Washington metropolitan area); Internet, http://www.nap.edu Printed in the United States of America Copyright 2001 by the National Academy of Sciences. All rights reserved. National Academy of Sciences National Academy of Engineering Institute of Medicine National Research Council The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal govern- ment on scientific and technical matters. Dr. Bruce M. Alberts is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its mem- bers, sharing with the National Academy of Sciences the responsibility for advis- ing the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. William A. Wulf is president of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr.Kenneth I. Shine is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academy’s purposes of furthering knowledge and advising the federal gov- ernment. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in pro- viding services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Bruce M. Alberts and Dr. William A. Wulf are chairman and vice chairman, respectively, of the National Research Council. PANEL ON A RESEARCH AGENDA AND NEW DATA FOR AN AGING WORLD F. THOMAS JUSTER (Chair), Institute for Social Research, University of Michigan RICHARD BLUNDELL, Department of Economics, University College London, United Kingdom RICHARD V. BURKHAUSER, Department of Policy Analysis and Management, Cornell University GRAZIELLA CASELLI, Dipartimento di Scienze Demografiche, Università di Roma “La Sapienza,” Italy LINDA P. FRIED, Welch Center for Prevention, The Johns Hopkins University ALBERT I. HERMALIN, Institute for Social Research, University of Michigan ROBERT L. KAHN, Institute for Social Research, University of Michigan ARIE KAPTEYN, Center for Economic Research, Tilburg University, the Netherlands MICHAEL MARMOT, Department of Epidemiology and Public Health, University College, London, United Kingdom LINDA G. MARTIN, The Population Council, New York City DAVID MECHANIC, Institute for Health, Health Care Policy and Aging Research, Rutgers University JAMES P. SMITH, RAND, Santa Monica, California BETH J. SOLDO, Population Studies Center, University of Pennsylvania ROBERT WALLACE, Department of Preventive Medicine, University of Iowa ROBERT J. WILLIS, Institute for Social Research, University of Michigan DAVID WISE, John F. Kennedy School of Government, Harvard University, and National Bureau of Economic Research, Cambridge, Massachusetts ZENG YI, Center for Demographic Studies, Duke University, and Institute of Population Research, Peking University NIKOLAI BOTEV, Liaison, Population Activities Unit, United Nations Economic Commission for Europe, Geneva Staff KEVIN KINSELLA, Study Director ELIZABETH WALLACE, Project Assistant BRIAN TOBACHNICK, Project Assistant BARNEY COHEN, Director, Committee on Population v Consultants ROB ALESSIE, Department of Economics, Free University of Amsterdam JAMES BANKS, Institute for Fiscal Studies, London AXEL BÖRSCH-SUPAN, Department of Economics, University of Mannheim, Germany DAVID CUTLER, Department of Economics, Harvard University TULLIO JAPPELLI, University of Salerno, Italy YUKINOBU KITAMURA, Institute of Economic Research, Hitotsubashi University, Tokyo FRANCO PERACCHI, Tor Vergata University, Rome LUIGI PISTAFERRI, Stanford University NORIYUKI TAKAYAMA, Institute of Economic Research, Hitotsubashi University, Tokyo SARAH TANNER, Institute for Fiscal Studies, London ELIANA VIVIANO, Bank of Italy, Milan vi COMMITTEE ON POPULATION JANE MENKEN (Chair), Institute of Behavioral Sciences, University of Colorado, Boulder CAROLINE H. BLEDSOE,* Department of Anthropology, Northwestern University JOHN BONGAARTS, The Population Council, New York City ELLEN BRENNAN-GALVIN, Population Division, United Nations, New York City JOHN N. HOBCRAFT, Population Investigation Committee, London School of Economics F. THOMAS JUSTER, Institute for Social Research, University of Michigan, Ann Arbor CHARLES B. KEELY, Department of Demography, Georgetown University DAVID I. KERTZER, Department of Anthropology, Brown University DAVID A. LAM, Population Studies Center, University of Michigan, Ann Arbor LINDA G. MARTIN,* The Population Council, New York City MARK R. MONTGOMERY,* The Population Council, New York City, and Department of Economics, State University of New York, Stony Brook W. HENRY MOSLEY, Department of Population and Family Health Sciences, Johns Hopkins University ALBERTO PALLONI, Center for Demography and Ecology, University of Wisconsin, Madison JAMES P. SMITH, RAND, Santa Monica, California BETH J. SOLDO,* Population Studies Center, University of Pennsylvania JAMES W. VAUPEL, Max Planck Institute for Demographic Research KENNETH W. WACHTER, Department of Demography, University of California, Berkeley LINDA J. WAITE, Population Research Center, University of Chicago BARNEY COHEN, Director *Through October 1999. vii COMMITTEE ON NATIONAL STATISTICS 2000-2001 JOHN E. ROLPH (Chair), Marshall School of Business, University of Southern California JOSEPH G. ALTONJI, Institute of Policy Research, Northwestern University LAWRENCE D. BROWN, Department of Statistics, University of Pennsylvania JULIE DAVANZO, RAND, Santa Monica, California WILLIAM F. EDDY, Department of Statistics, Carnegie Mellon University ROBERT M. GROVES, University of Michigan and Joint Program in Survey Methodology, University of Maryland HERMANN HABERMANN, Statistics Division, United Nations, New York JOEL HOROWITZ, Department of Economics, The University of Iowa WILLIAM KALSBEEK, Department of Biostatistics, University of North Carolina RODERICK J.A. LITTLE, School of Public Health, University of Michigan THOMAS A. LOUIS, RAND, Washington, D.C. CHARLES F. MANSKI, Department of Economics, Northwestern University EDWARD B. PERRIN, Department of Health Services, University of Washington DARYL PREGIBON, AT&T Laboratories-Research, Florham Park, New Jersey FRANCISCO J. SAMANIEGO, Division of Statistics, University of California, Davis RICHARD L. SCHMALENSEE, Sloan School of Management, Massachusetts Institute of Technology MATTHEW D. SHAPIRO, Department of Economics, University of Michigan ANDREW A. WHITE, Director viii Preface Nearly two decades have elapsed since the United Nations convened the First World Assembly on Aging (Vienna, 1982). During that period, researchers have made enormous progress toward understanding vari- ous dimensions of the human aging process, from the molecular level upwards to the global population level. As our knowledge has expanded, we have come to better appreciate the dynamic nature of the aging process and to recognize the many unanswered questions that urgently need attention. On the eve of the Second World Assembly on Aging (Madrid, 2002), we hope this volume helps focus ongoing and future research in several important arenas. I would like to thank, first and foremost, my fellow panelists. Drawn from a variety of academic disciplines, most have studied one or more aspects of aging for the bulk of their careers. Each member contributed to the study by providing background readings, leading discussions, making presentations, and critically commenting on the various report drafts. The different perspectives that members brought to the table were instrumen- tal in synthesizing ideas and forging agreement on overarching recom- mendations. Drafting the final report was a uniquely collaborative enterprise. The panel divided itself into five working groups, corresponding to the major substantive content areas—labor force participation; income, wealth and saving; family structure and intergenerational transfers; health and dis- ability; and subjective well being. Each of the panel members made sig- ix
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