Biomechanics of Skull Fracture and Intracranial Injury in Young Children as a Consequence of a Low Height Fall By Jonathon Hughes A thesis is submitted to Cardiff University for the degree of Doctor of Philosophy School of Engineering and School of Medicine Cardiff University 2014 Declaration This work has not previously been accepted in substance for any degree and is not concurrently submitted in candidature for any degree. Signed……………………………………(candidate) Date ……………………….. This thesis is being submitted in partial fulfilment of the requirements for the degree of PhD Signed……………………………………(candidate) Date ……………………….. This thesis is the result of my own independent work/investigation, except where otherwise stated. Other sources are acknowledged by explicit references. Signed……………………………………(candidate) Date ……………………….. I hereby give consent for my thesis, if accepted, to be available for the photocopying and for the inter-library loan, and for the title and summary to be made available to outside organisations. Signed……………………………………(candidate) Date ……………………….. I hereby give consent for my thesis, if accepted, to be available for the photocopying and for the inter-library loans after expiry of a bar on access previously approved by the Graduate Development Committee Signed……………………………………(candidate) Date ………………………. Acknowledgments First off I would like to state that this research and thesis has by no means been a sole effort, where numerous people have made contributions from small to large. Initially I would like to thank the staff in the emergency department and in the medical records department at the University Hospital of Wales Cardiff. The staff always happy to help researchers even though they are incredibility busy with their work. To the research team working with Professor Kemp and Dr Maguire, many thanks for the support in helping throughout the project. A special thank you to statisticians Lazlo Trefan and Daniel Farewell who aided with numerous technical discussions. To my supervisors, both medical and engineering. working between two research teams can be challenging. However in this research area it is paramount that a multidiscipline approach is adopted in order to find a unified solution. I am grateful to both Dr Jones and Dr Theobald for giving me this opportunity and for their continued support throughout the project. I am also thankful to both Professor Kemp and Dr Maguire, who have been instrumental in helping me through many aspects of this project, particularly for their support whilst presenting in the United States. Finally to my family and friends who have to endured numerous stressful moments. I extremely thankful for all the support throughout this project and I know I would not have made it to the finish line without it. Abstract Background A challenge for clinicians when presented with a significant head injury in a young child and a postulated fall height is to determine the plausibility of such an injury. Previous authors have aimed to determine the head injuries that can result from a low height fall, however due to a lack of clarity it is difficult to determine a fall height at which certain head injuries including skull fracture and intra cranial injury (ICI) becomes more likely. Biomechanical thresholds aimed at young children exist for skull fracture and adult thresholds for subdural haemorrhage, however they have not been assessed against the injuries seen in a clinical setting. Consequently this study investigated low height falls in a paediatric clinical setting to determine differentiating variables and characteristics in the mechanism of head injury between children with a minor head injury and those with a skull fracture and / or ICI. The primary aim of which was to determine a fall height threshold for skull fracture and / ICI in young children. Following this, biomechanical methods were used to include, the development of an accurate anthropomorphic testing device (ATD) and a finite element model of an infant head, to investigate the differentiating variables and ultimately the clinical fall height threshold. Method A case control study of children ≤ 48 months of age who had a minor head injury and those with a skull fracture and / or ICI, to identify variables and characteristics of falls that influenced injury severity. Children were ascertained from those who attended the University Hospital of Wales Cardiff from a low height fall. The clinical characteristics and biomechanical variables evaluated included the mechanism of injury, surface of impact, site of impact and fall height (taking into consideration height of object and centre of gravity of the child’s body and head mass). Categorical variables were assessed using a Chi Square test and continuous variables using Student t-test or the non parametric equivalent. A modified logistic regression was used to evaluate the likelihood of sustaining a skull fracture and /or ICI based on fall height. Initially to investigate the differentiating variables a biofidelic infant headform was designed via image processing and segmentation of computed tomography (CT) datasets and manufactured using materials with similar properties to the bone and soft tissues of the head. The headform impact response was initially validated against infant cadaver data and then it was subject to tests classed as sub-injurious based on the clinical data collected from the hospital. The headform was dropped at impact angles of 90o, 75o and 60o at three velocities (2.4m/s, 3m/s, 3.4m/s) corresponding to three heights (0.3m, 0.45m, 0.6m), onto four domestic surfaces (carpet, carpet & underlay, laminate and wood) using two skin friction surrogates (latex, polyamide). A Student t-test was used to measure the affect of the coefficient of static friction and a three factorial ANOVA to measure the affect of impact velocity, surface type and angle of impact had on kinematic variables (peak g, HIC, rotational acceleration, change in rotational velocity and duration of impact). Finally to investigate the differentiating variables a finite element (FE) model of an infant head was developed, again through image processing of infant head CT datasets. The FE model consisted of the scalp, sutures, cranial bones, dura membranes, cerebral spinal fluid, bridging veins and the brain and the impact response was also initially validated against infant cadaver data. Post validation a parametric test across four different scenarios (0.3m impact onto the occipital, frontal, vertex and parietal areas of the head) was conducted to assess the affect material properties have on impacted response of the model. Finally the FE was used to assess the affect height (0.3m, 0.6m, 1.2m) and anatomical site of impact have on the impact response of the head, including kinematic variables and material response variables. Results Identified cases included 416 children with a minor head injury and 47 with a skull fracture and / or ICI. The mean fall height for minor head injuries was significantly lower than for a fall causing skull fracture and / or ICI (P<0.001). Utilising the height of centre of gravity of the head, no skull fracture and / or ICI was sustained in children who fell <0.6m (2ft). Skull fractures and / or ICI were more likely in children ≤12 months (P<0.001), following impacts to the temporal/parietal or occipital region of the head (P<0.01), and impacts onto wood (P<0.05). All tests using the biofidelic headform were conducted with impact velocities corresponding to fall heights ≤0.6m, where an increase in impact velocity, increase in surface stiffness and a decrease in impact angle significantly affected both rotational and translation kinematic variables (P<0.05). Peak rotational accelerations at 90 degrees were 11, 363 rad/s2 on wood at an impact velocity corresponding to a height of 0.6m and significantly increased to 16,980 rad/s2 with a 30 degree decrease in impact angle (P<0.001). However head injury criterion (HIC) decreased for wood at impact velocity corresponding to 0.6m from 245 to 121 for a 30degree decrease in impact angle (P<0.001). The parametric test using the finite element model indicated that the skull stiffness has the greatest affect on the dynamic response of the head, an increase in the skull stiffness of 7% increased HIC by 26%. Height and anatomical site of impact affected kinematic and material response variables. The mean value of peak G and HIC at the clinical defined threshold of 0.6m fall height was 85g and 284g, respectively. An increase in fall height to The stiffest parts of the head were the frontal areas and the least stiff were impacts focal to the sutures. Impacts focal to sutures indicated high stress zones on adjacent bones, for example an impact to the vertex indicated high stress zones on the left and right parietal bones. The greatest strain on the connectors used to model the bridging veins was at the most focal impact point, the vertex. For a 1.2m fall the greatest peak stretch ratio for a vertex impact was 1.31. Conclusion A threshold above which skull fracture and / or ICI of 0.6m was proposed. The corresponding mean values for peak g and HIC using the finite element models at a 0.6m fall corresponded well with current biomechanical thresholds for skull fracture, particularly the current National Highway Transport Safety Administration standard. This study highlights the importance of developing threshold specific to young children that are both clinically and biomechanically relevant. A clinical finding was that head injury severity was influence by anatomical site of impact. This was supported by the biomechanical analysis where skull fracture risk and strain on the bridging veins were both influenced by site of impact. The high stress on adjacent bones from a single impact focal to the sutures, suggest the potential for fracture on multiple cranial bones from a single point of impact. Whilst further research is required to validate fracture patterns, it highlights the potential for a bi-parietal fracture from a vertex impact. Glossary Abusive Head Trauma (AHT)- An injury to the head where the mechanism is non accidental. Acceleration -Rate of change of velocity over time.1 Bilateral Skull Fracture – Fracture of multiple cranial bones on the right and left aspects of head2. Bridging vein –Veins that bleed from the cerebral hemispheres into the super sagittal sinus3. Bulk Modulus – Material property, ratio of pressure to volumetric strain.1 Cerebral Oedema –Accumulation of fluid on the brain3. Comminuted Skull Fracture – Fracture in which bone is broken or crushed in a number of places2. Contracoup – Injury opposite the site of impact beneath the skull4. Coup injury – Injury direct beneath the skull at the site of impact.4 Diffuse Axonal Injury (DAI) – An injury that results in widespread lesions to the white matter as the result of shearing of axons due to rotation5. Depressed Skull Fracture - A break in a cranial bone with an inward depression2. Diastatic fracture – A fracture that involves widening of sutures2. Epidural Haematoma (EDH) - A bleed in the space between the meningeal layer and the skull3. Extra axial haemorrhage –A bleed outside the brain3. Falx cerebi – Dura layer separates the left and right cerebral hemispheres3. Glasgow Coma Scale (GCS) – Scale to measure the level of neurological dysfunction in three separate components; motor, verbal and eye opening responses.6 Intracranial Injury (ICI) An injury inside the cranial bones3. Linear Skull Fracture – Single fracture of a single cranial bone2. Shear Modulus – Material property, ratio of shear stress to shear strain1. Strain- Elongation relative to its original length1. Stress – Force per unit area1. Subarachnoid Haematoma (SAH)- A bleed beneath the arachnoid meningeal layer3. Subdural Haematoma (SDH) - A bleed in the space between the dura and arachnoid meningeal layer3. Tentorium Cerebellum – Dura matter that separates the cerebellum from the occipital lobe3. Traumatic Brain Injury – A nondegenerative, noncongenital insult to the brain from an external mechanical force, possibly leading to permanent or temporary impairment of cognitive, physical, and psychosocial functions, with an associated diminished or altered state of consciousness7. Velocity – Rate of change of distance with time1. Viscoelastic –Property of material that has both elastic and viscous characteristics1. Young Modulus – Material property, ratio of stress to strain1. References 1. Rees DW. Basic solid mechanics: Macmillan; 1997. 2. Bilo RA, Robben SG, van Rijn RR. Forensic aspects of paediatric fractures: Springer; 2010. 3. Standring S. Gray’s anatomy. The anatomical basis of clinical practice. 2008;3. 4. Drew LB, Drew WE. The contrecoup-coup phenomenon. Neurocritical care. 2004;1(3):385-390. 5. Smith DH, Meaney DF, Shull WH. Diffuse axonal injury in head trauma. The Journal of head trauma rehabilitation. 2003;18(4):307-316. 6. Teasdale G, Jennett B. Assessment of coma and impaired consciousness: a practical scale. The Lancet. 1974;304(7872):81-84. 7. Dawodu A. Traumatic Brain Injury (TBI)-Definition, Epidemiology, Pathophysiology. Medscape. 2013. Contents Page 1 Chapter 1 – Introduction ........................................................................................ 21 1.1 Introduction ...................................................................................................................... 22 1.1.1 Aims and objectives .................................................................................................. 24 1.1.2 Thesis overview.......................................................................................................... 26 1.2 References ......................................................................................................................... 29 2 Chapter 2 – Literature Review .............................................................................. 32 2.1 Epidemiology of Head Injuries Children ............................................................... 33 2.2 Head Injury Severity ...................................................................................................... 33 2.3 Biomechanics of Head Injury ..................................................................................... 34 2.3.1 Mechanisms of Injury ............................................................................................... 35 2.3.2 Head Injury Thresholds ........................................................................................... 37 2.3.2.1 Translational Accelerations ......................................................................... 37 2.3.2.2 Rotation Accelerations ................................................................................... 40 2.3.3 Material Properties ................................................................................................... 41 2.3.3.1 Skull ....................................................................................................................... 42 2.3.3.2 Suture .................................................................................................................... 44 2.3.3.3 Scalp ...................................................................................................................... 45 2.3.3.4 Cerebrospinal Fluid (CSF) ............................................................................. 46 2.3.3.5 Brain ...................................................................................................................... 46 2.3.3.6 Dura Matter ........................................................................................................ 48 2.3.3.7 Bridging Veins ................................................................................................... 49 2.4 Key Area to Address From the Literature ............................................................. 51 2.5 References ......................................................................................................................... 54 3 Chapter 3 - Clinical Assessment of Head Injuries in Young Children ....... 59 3.1 Introduction ...................................................................................................................... 60 3.1.1 Background .................................................................................................................. 60 3.1.1.1 Low height fall ................................................................................................... 61 3.1.1.2 Definition of a low height fall ....................................................................... 61 3.1.1.3 Biomechanical variables ................................................................................ 62 3.1.1.4 Evaluations/Quality of history provided ................................................ 63 3.1.1.5 Injury severity ................................................................................................... 63 3.1.2 Aims and Objectives .................................................................................................. 70 3.2 Method ................................................................................................................................ 71
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