CONTRIBUTORS TO VOLUME XXII ROGER H. HACKMAN ALLAN D. PIERCE Underwater Scattering and Radiation Edited by ALLAN D. PIERCE THE PENNSYLVANIA STATE UNIVERSITY UNIVERSITY PARK, PENNSYLVANIA R. N. THURSTON BELLCORE (retired) RED BANK, NEW JERSEY RUTGERS UNIVERSITY PISCATAWAY, NEW JERSEY PHYSICAL ACOUSTICS Volume XXII ACADEMIC PRESS, INC. Harcourt Brace Jovanovich. Publishers Boston San Diego New York London Sydney Tokyo Toronto This book is printed on acid-free paper © COPYRIGHT © 1993 BY ACADEMIC PRESS, INC. ALL RIGHTS RESERVED. NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS, ELECTRONIC OR MECHANICAL, INCLUDING PHOTOCOPY, RECORDING, OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM, WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER. ACADEMIC PRESS, INC. 1250 Sixth Avenue, San Diego, CA 92101-4311 United Kingdom Edition published by ACADEMIC PRESS LIMITED 24-28 Oval Road, London NW1 7DX ISSN 0893-388X ISBN 0-12-477922-0 PRINTED IN THE UNITED STATES OF AMERICA 92 93 94 95 96 97 BB 9 8 7 6 5 4 3 2 1 Contributors Numbers in parentheses indicate the pages on which the authors' contributions begin. ROGER H. HACKMAN (1) Lockheed Palo Alto Research Laboratory Palo Alto, CA 94304-1191 ALLAN D. PIERCE (195) Graduate Program in Acoustics The Pennsylvania State University University Park, PA 16802-1400 vn Preface Radiation and scattering occupy a significant portion of the science of acoustics, and this is also the case for its sister science, electromagnetism. The relevant aspects of the mathematical theory date back to the middle of the nineteenth century, to Poisson, Green, Stokes, Kirchhoff, and Rayleigh. However, up until the middle of the twentieth century, almost all of the literature on radiation and scattering was concerned with relatively simple shapes, such as spheres and infinitely long cylinders. The chief analytical tool was the separation of variables, whereby relatively general solutions of partial differential equations could be built up of sums of products of solutions of ordinary differential equations. Even when this was possible, the convergence of the sums was often so slow that the applicability was severely limited. The arduousness of the task of extracting numerical results for even what seems to be a very simple problem is well-illustrated in a 1904 paper by Rayleigh entitled, 'On the Acoustic Shadow of a Sphere," in which appear calculated results for what we now term ka = 10, with the sums including 20 terms. Anyone who has ever attempted hand calculations cannot help but feel sympathetic with Rayleigh's poignant remark: "as will readily be under stood, the multiplication by P and the summations involve a good deal of n arithmetical labour." (Rayleigh did these calculations himself, and this was in the same year that he received the Nobel prize.) The digital computer has of course changed the situation described in the previous paragraph. Asymptotic methods, such as the Watson transformation, matched asymptotic expansions, and the geometrical theory of diffraction, have widened the scope of problems that can be attacked by analytical means. Characteristically, one's desire for solutions and insights always tends to exceed the analytical and computational tools that are available, and this tends to spur additional creative efforts. This is particularly true in regard to underwater acoustics applications, where the medium conveying the radiated or scattered waves is strongly coupled to the motion of the structure. The present volume contains two treatises that describe the relevant theoretical foundations upon which progress in underwater scattering and radiation is currently being made. The first article gives a comprehensive discussion of the scattering by ix X Preface elastic objects. The initial discussion is about the classic idealized shapes of spheres and infinite cylinders and serves to introduce important concepts such as normal modes, the S-matrix, the Γ-matrix, resonances, whispering gallery modes, Franz modes, and Stoneley waves. Subsequent sections present powerful and wide-sweeping methods for treating scattering by elastic bodies of more general shapes. The Γ-matrix formalism is discussed with exceptional clarity and then applied to spheroidal scatterers and finite cylinders. The article relates general theory to simple models and gives simple analytical and physical interpretations to results. The combination of theoretical foundations and numerical results provides an opportunity for readers new to this subject to become familiar with the basic ideas and the limitations of current theoretical work. The second article is an extensive discussion of how variational principles can be used in acoustics, with the choice of topics directed toward applications to underwater acoustic radiation and scattering. Variational techniques in acoustics have a long history proceeding from late eighteenth century and early nineteenth century work by Lagrange, Euler, Hamilton, Jacobi, and Kelvin, with substantial subsequent in novations and applications invented by Rayleigh. There are strong indications that variational techniques will tend to be more frequently used as the structural acoustics and physical acoustics communities seek to develop techniques for bridging the gap between circumstances where finite elements techniques are applicable and where ray acoustic tech niques are applicable. This chapter is the first comprehensive monograph- length discussion of variational techniques specifically directed toward acoustical applications. It will be of interest to anyone who wishes to explore how one can implement variational methods and to anyone interested in learning about specific variational principles that have emerged in acoustics research. All of the methods discussed require computation. However, as the tone of the articles suggests, computational results are not enough to furnish the sort of insight that is needed for a real understanding of underwater scattering and radiation. One needs new modes of thinking, new analytical approaches, and new terminology to handle such prob lems. It is our desire that this volume will help present and future researchers, along with those who will use the results of such research, to acquire an in-depth understanding of the physics of underwater scattering and radiation. ALLAN D. PIERCE R. N. THURSTON December 1991 — 1 — Acoustic Scattering from Elastic Solids ROGER H. HACKMAN Lockheed Palo Alto Research Laboratory, Palo Alto, CA 1. Introduction 2 2. Spherical Solids 3 2.1. Introduction 3 2.2. The Normal Mode Solution and Its Analytical Structure 4 2.3. Resonances 15 2.4. Sommerfeld-Watson Transformation 35 3. Infinite Cylindrical Solids 46 3.1. Introduction 46 3.2. Normal Mode Theory 47 3.3. Free Waves on a Cylindrical Solid in Vaccuum 50 3.4. Sommerfeld-Watson Transformation 54 3.5. Resonances and Resonance Identification 57 4. The Γ-Matrix Formalism 61 4.1. Introduction 61 4.2. Huygens' Principle 63 4.3. Applications 66 4.4. Symmetry Properties of the S-Matrix 77 5. Finite Cylinders 81 5.1. Introduction 81 5.2. Large Aspect Ratio, Rigid Cylinders 82 5.3. Large Aspect Ratio, Elastic Cylinders 86 5.4. Axisymmetric Analysis 93 5.5. Flexural Analysis 119 5.6. Flexural Modes of Higher Circumferential Order 133 6. Prolate Spheroids 137 6.1. Introduction 137 6.2. Large Aspect Ratio, Rigid Spheroids 137 6.3. Large Aspect Ratio, Elastic Spheroids 139 6.4. The Axisymmetric Modes 150 6.5. The Flexural Modes 165 7. Surface Waves and Quasicylindrical Modes 174 7.1. Introduction 174 7.2. Transition to the SWP 176 7.3. Critical Tests 178 7.4. An "Improved SWP" 184 Acknowledgments 185 References 185 1 Copyright © 1993 by Academic Press, Inc. AH rights of reproduction in any form reserved. PHYSICAL ACOUSTICS, VOL. XXII ISBN 0-12-477922-0 2 Roger H. Hackman 1. Introduction The acoustic scattering from elastic targets has been studied extensively in the last three decades. For separable geometries, such as spheres and infinite cylinders, formally exact solutions in the form of infinite, eigenfunction series expansion can be obtained straightforwardly. Conse quently, these solutions have been studied extensively and relatively complete numerical and analytical results are readily available in the literature. Much of the more recent research on these geometries has been concerned with resonance scattering theory (RST) and its implica tions for the inverse scattering problem. Such problems also serve as testing grounds for the development of new methods of solution and, often, new physical insights, as is witnessed by the development of the high-frequency, surface wave picture (SWP) of the elastic response of solid targets and by related developments in the generalized geometric theory of diffraction (GTD). By way of constrast, until recently, comparatively few results were available for the scattering from elastic targets of more general geometries, due to the relative analytical intractability of such problems. For example, the extensive scattering treatise of Bowman et al (1969) deals only with impenetrable bodies. However, with the advent of such numerical/analytical techniques as the transition-matrix method (de scribed in Section 4), the state-of-the-art is that numerical solutions can be obtained for most relatively "smooth" geometries of interest. Thus, there have been a number of recent articles concerning the scattering by solid elastic targets with finite cylindrical and prolate spheroidal geometries. This article gives an overview of the scattering from elastic targets, with an emphasis on scatterers of nonseparable geometries. Sections 1 and 2 review the free-field, acoustic scattering from elastic spheres and infinite cylinders with an emphasis on those aspects that play an important role for finite cylinders and prolate spheroids. Particular attention is paid to general properties that essentially establish the analytic form of the solution and to the underpinings of the surface elastic wave (SEW) picture of the high frequency elastic response of these targets. Somewhat surprisingly, this picture is apparently valid even for low characteristic frequencies for spherical and infinite cylindrical targets, despite the breakdown of the formal basis for its justification. In Section 4, we present a brief review of the transition matrix method due to its importance as a tool for the analysis of the latter class of scatterers. The final Sections 5-7 discuss the analysis of the acoustic scattering from finite cylinders and prolate spheroids. Of some interest here are the modifica- 1. Acoustic Scattering from Elastic Solids 3 tions of the SEW picture required for these targets, even at "relatively high characteristic" frequencies, particularly for large length-to-diameter ratios. This statement pertains to both the characterization of the elastic response and to the coupling of the acoustic and elastic fields. Although this chapter is intended as a tutorial/review of the scattering from elastic solids, a number of new results are presented. While to some extent the final selection of material is a reflection of the research interests of the author, there is an extensive literature base in this general subject area and a number of omissions (some of them important) have been necessary due to space limitations. For example, the treatment of RST is brief and meant to complement the more comprehensive review of Flax et al. (1981). Likewise, recent developments in generalized GTD and related material, such as the hybrid ray-mode theory, that pertain to elastic solids are covered elsewhere in this volume and we do not discuss them here. We have made an exception to this latter exclusion in the case of applications of the Sommerfeld-Watson transformation, due to its central role in the SWP. Finally, we should invoke a qualification at this point. Most of the research in this area has been limited to elasic materials whose characteristic acoustic impedances are much larger than water; the subject material here is likewise limited. The physical picture will change, in some cases significantly, when this condition is relaxed, particularly concerning the effects of fluid loading on the vacuum dynamical characteristics of the target and the coupling of the acoustic field to the elastic fields of the target. The former point is amply illustrated by considering the effects of fluid loading on thin shells (Sammelmann et al., 1988). Before concluding this introduction we note the existence of a number of other review articles that complement this chapter and that may be of interest, by Neubauer (1974) (see also Neubauer [1987]), Überall (1973), and Gaunaurd (1989). A further useful collection of references on the Γ-matrix is given by Varadan et al. (1988). 2. Spherical Solids 2.1. INTRODUCTION The conceptual foundation for much of our intuition regarding the acoustic scattering from elastic targets is based on studies of the scattering from spherical and infinite cylindrical elastic solids. In this section we consider spherical geometries; infinite cylindrical solid scat terei are reviewed in Section 3. The elastic sphere in a fluid is the simplest nontrivial, three-dimensional example of a fluid-loaded, elastic 4 Roger H. Hackman scatterer. This dynamical system is unique in that it is the only three-dimensional geometry amenable to an exact, numerical/analytical treatment over an extended region in the complex frequency plane, due to the convenience of the eigenfunction series solution. By contrast, the investigation of the scattering from more general geometries, such as finite cylinders or prolate spheroids, are primarily numerical in nature and essentially confined to the real frequency axis (for an exception to this rule, see Peterson et al. [1983]). Thus, our emphasis here will be on the physics of the dynamical scattering process and the development or extraction of principles or results that can serve to guide the analysis of more complicated geometries. Given the seminal nature of the physics of this dynamical system, a careful treatment of the subject material is merited. In the following, we systematically develop the theoretical constructs necessary to establish the analytic properties of the solution for the acoustic scattering from an elastic sphere. We begin by outlining the normal mode solution for the scattering problem and developing the consequences of conservation of energy and causality. We then present the results of the numerical analysis of the analytic structure and discuss the implications of resonance scattering theory. We also discuss the nature of the nonresonant background contribution and recent refine ments of this concept. The connection with the Regge pole repre sentation and the high frequency surface wave picture of the elastic excitations is reviewed, as well as recent attempts to synthesize the scattering solution from simple physical ideas. 2.2. THE NORMAL MODE SOLUTION AND ITS ANALYTICAL STRUCTURE Theoretical solutions to the acoustic scattering by rigid, immovable spheres and infinite cylinders were first obtained by Rayleigh in 1877 (Strutt, 1896). In the process, Rayleigh developed the method of normal modes, known alternately as the harmonic or Rayleigh series, valid for all targets whose surface conforms to one of the constant-coordinate surfaces of any of the 11 separable coordinate systems. It is noteworthy that this method of solution has served as the starting point for almost all subsequent theoretical analyses of the scattering by spherical and infinite cylindrical geometries. There were a number of early theoretical studies of the acoustic scattering by fluid cylindrical and spherical targets (Morse, et al. 1946; y Morse, 1936; Anderson, 1950), and Lax and Feshbach (1948) extended Morse's analysis to the case of a sphere with a coating that had a known acoustic impedance. The normal mode scattering solution for an elastic