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On modularity of rigid and nonrigid Calabi-Yau varieties associated to the root lattice A_4 PDF

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On modularity of rigid and nonrigid Calabi-Yau A varieties associated to the root lattice 4 5 Klaus Hulek and Helena Verrill 0 0 2 n Abstract a J We prove the modularity of four rigid and three nonrigid Calabi- 6 Yau threefolds assciated with the A4 root lattice. ] G 1 Introduction A . In this paper we investigate the geometry and arithmetic of a family of h t Calabi-Yau threefolds Xa, a = (a1 : : a6) P5, birational to the projec- a ··· ∈ tive hypersurface in T := P4 X ...X = 0 given by m 1 5 \{ } [ a1 a5 5 Xa∩T : (X1 +...+X5) X +...+ X = a6. v (cid:18) 1 5(cid:19) 9 Our motivation is to find further examples of modular Calabi-Yau varieties, 6 1 i.e.,ofCalabi-YauvarietieswhicharedefinedovertherationalsandwhoseL- 4 series can be described in terms of modular forms. This is motivated by the 0 Fontaine-Mazur conjecture on the modularity of two dimensional ℓ-adic Ga- 3 0 lois representations comingfromgeometry [FM], whichis ageneralization of h/ the Taniyama-Shimura-Weil conjecture on the modularity of elliptic curves, t proved by Wiles et al, [Wi], [BCDT]. More precisely, Fontaine and Mazur a m [FM] define the notions of a “geometric Galois representation”, and a “Ga- : lois representation coming from geometry”. They conjecture that geometric v Galois representations are precisely the Galois representations coming from i X geometry(suchastheonesweconsider)([FM,conjecture1]),andcombining r this with classical conjectures (see e.g. [Se2]) leads them to the conjecture a that two-dimensional irreducible geometric Galois representations are mod- ular up to a Tate twist ([FM, conjecture 3c]). From these two conjectures, oneobtains theconjecture thattwo dimensionalirreducibleGalois represen- tations coming from geometry are modular up to a Tate twist. We will use the term “modular ”to mean “modular up to a Tate twist ”, and even to denote direct sums of modular Galois representations. RigidCalabi-Yauthreefolds(definedoverQ)areexpectedtobemodular, since they have 2-dimensional middle cohomology. One expects the L-series 1 of the Galois action on the middleℓ-adic cohomology to betheMellin trans- form of a weight 4 elliptic modular form. Although recently Dieulefait and Manoharmayum [DM] proved that a rigid Calabi-Yau threefold is modular provided it has good reduction at 3 and 7, or at 5 and another suitable prime (in fact most of our examples have bad reduction at 3 and 5, so this result does not apply, and in general does not determine the exact modular form), it is still the case that relatively few examples of modular Calabi-Yau threefolds are explicitly known. Most currently known examples are given in Yui’s survey articles [Y1], [Y2]. Otherrecent examples aregiven by [CM]. Modularity hasbeenalso conjecturedforcertain nonrigidexamples, e.g., [CM]. What is new in this paper is the proof of modularity for several nonrigid examples. Note that we mean modularity in the sense of Fontaine- Mazur, i.e., the semisimplification of the Galois representation is a sum of 2 dimensional pieces. There are few examples of other kinds of modularity of nonrigid Calabi-Yau threefolds known. Consani and Scholten [CS] consider an example correspondingto a Hilbert modular form for which they provide evidence for the modularity and Livn´e and Yui [LY] very recently gave some cases involving weight 2 and 3 forms. Their examples and techniques are quite different from ours. We shall study a certain 5-dimensional family Xa, a P5, of (singu- ∈ lar) Calabi-Yau threefolds, associated to the root lattice A , by means of 4 Batyrev’s construction [Ba] of Calabi-Yau varieties as toric hypersurfaces. The rigid cases are X , X , X , and X , where X := 1 9 (1:1:1:1:4:4) (1:1:1:4:4:9) t X . These have 40, 35, 37 and 35 nodes respectively, and their (big) (1:1:1:1:1:t) resolutions have 2-dimensional middle cohomolgy. We will show that the L-series is the Mellin transform of a modular form of weight 4, and level 6, 6, 12 and 60 respectively. The first few terms of their q-expansions are f = q 2q2 3q3+4q4+6q5+6q6 16q7 8q8+..., (1) 6 − − − − f = q+3q3 18q5+8q7+9q9+36q11 10q13+..., (2) 12 − − f = q 3q3 5q5 28q7+9q9 24q11 70q13+15q15 +..., (3) 60 − − − − − where f has level N. Although the middle cohomology of X and X have N 1 9 the same L-series, we will see that they are not birational to each other, thoughbyaconjectureofTate, oneexpectsacorrespondencebetweenthem. The nonrigid examples we consider are X , X and X . 25 (1:1:1:9:9:9) (1:1:4:4:4:16) In these cases we show that L-series of the middle cohomology of the big resolutions are L(f ,s)L(g ,s 1)4, L(f′ ,s)L(g ,s 1)2, L(f ,s)L(g ,s 1), (4) 30 30 − 30 30 − 90 30 − respectively, where L(h) denotes the Mellin transform of the function h, and the functions g ,f ,f′ and f are cuspidal Hecke eigen newforms, 30 30 30 90 g having weight 2, the others weight 4, and f having level 90, the others 30 90 2 level 30. (The level 30 has, to our knowledge, not previously appeared in examples of this kind.) The first few terms of the q-expansions are g (q) = q q2+q3+q4 q5 q6 4q7 q8+q9+q10+q12+...(5) 30 − − − − − f (q) = q 2q2+3q3+4q4+5q5 6q6+32q7 8q8+9q9+... (6) 30 − − − f′ (q) = q+2q2+3q3+4q4 5q5+6q6 4q7+8q8+9q9+... (7) 30 − − f (q) = q 2q2+4q4 5q5 4q7 8q8+10q10 12q11 +... (8) 90 − − − − − Given expression (4), one would expect, by the Tate conjecture, that there is a geometric reason for the occurrence of the weight 2 modular form g , 30 which is the Mellin transform of the L-series of a certain elliptic curve. We will see that this is indeed the case. In both rigid and nonrigid cases, we use the powerful theorem due to Faltings, SerreandLivn´e[Li],whichpermitsonetodetermine2-dimensional Galois representations from a finite set of data. In practice this means counting the number of points modulop for a given finite number of primes, a task which can be done easily by computer. In 2 we consider the toric geometry set up. In 3 we discuss the reso- § § lution of singularities of the singular subfamily Xa. In 4 we show that Xa § is birational to a fibre product of families of elliptic curves, which allows us to apply results of Schoen [Sc]. In 5 we study a certain elliptic surfaces § contained in Xa, and in 6 we count points and apply Livn´e’s method to § determine the L-series of the 7 cases of Xa mentioned above. Figure1givesaschematicdiagramofthe5-dimensionalfamilyXawhich we shall study, and some of its subfamilies (a complete list is given in Ta- ble 1). The diagram gives the dimension of these subfamilies and the value of h12 of the big resolution Xa of the general member of the subfamily. Val- ues of a where Xa is modular are marked with points, and those which are rigidwithcircled points. Ine5wewillseethatfortwoequalindicesa = a , i j § there is a correspeonding elliptic surface in Xa. We call the piece of H3 cor- responding to these elliptic surfaces Wa. When dimH3 dimWa = 2, i.e., − 2h12 = dimWa, one expects Xa to be modular, which we will see is the case for all 7 marked points in the diagram. 3 FX1a:hIafs √3a1i=0, rIf=a0=,1(,19:,1:t1h:e`rn`:r:`r), th1=r2``2=5`4 ````t=re9 (cid:8)(cid:25)(cid:8) sainndguhItlf1a=2arPi(0t≥X=ie,e1as(,,1)9:≤,1:t4h1e:n1:1:t), iddfii6mmr=WWaa9,==(th84e?(,,nhh11(22==(52.((((((((rhr1=29=2 rerea=(1:1t:1=re`(:`11:(`4:4(`)(`(cid:19)/(cid:19)``dt`i66=(cid:2)m(cid:14)(cid:2)r2W`5,a`t=he8n,ihf1a2ls=o5 (cid:14)(cid:2) ra=(1:1:1:4:4:9) t=0 (cid:2) a=(4:4:4:1:16:1) degenerate F10:Ifa=(1:1X:ba2h:ba2s:(≥ban+3d51h)s2i1n2:g((ubXel+aar)i1t)≤i2es)1, (cid:27)  sFbin86=g:u0I,lfa1ra,itX=ieas(,1ha:na1sd:1h≥:1b223(4:X4a:()b≤+11)2), Figure 1: Values of the parameter a for certain members and subfaemilies of the family of Calabi-Yau threefolds Xa, with a for modular Xa marked by a point, which is circled if Xa is rigid. Finally we would like to point out that the family of Calabi-Yau vari- eties which we are considering in this paper has recently also appeared in a different context. C. Borcea has studied these varieties in the context of configuration spaces of planar polygons (see [Bo] where these varieties are called Darboux varieties). Acknowledgments We are grateful to the following institutions for support: to the DFG for grant Hu 337/5-1 (Schwerpunktprogramm “Globale Methoden in der kom- plexen Geometrie”) and to the University of Essen and M. Levine for hos- pitality during a stay supported by a Wolfgang Paul stipend. We are also greatly indebted to V. Batyrev, W. Fulton, J. Kolla´r and P.H.M. Wilson whosecomments on intersection theory andCalabi-Yau manifolds werevery helpful. We also thank N. Fakhruddin for useful remarks on ℓ-adic Galois representations and M. Schu¨tt for pointing out some misprints. Notation In this paper we consider projective Calabi-Yau varieties defined by poly- nomial equations with coefficients in Z. We work over the field k, where k = C, Q, Q, F or F . Further notation is as follows. p p 4 M The A root lattice, as a sublattice of Z5. A4 4 N (M )∨, identified with a sublattice of M Q. A4 A4 A4 ⊗ ε Point in M at e e . ij A4 i− j ∆ Polytope in M R with vertices at ε . A4 A4 ⊗ ij Σ Fan in N R given by all faces of the Weyl chambers. A4 A4 ⊗ Σ3 3-dimensional cones in Σ . A4 Pe Smooth toric variety defined by Σ . A4 Ae4 Affine piece of P correspeonding to σ Σ3. σ ∈ Te Torus (k∗)4 P. e ⊂ T Orbit under theetorus action correspondeing to σ Σ ; σ ∈ A4 P = T . e σ∈Σ σ X For u P20, a Calabi-Yau threefold defined in P deefined by ∆ . Xau Feor aF∈ Pe5, a member of a 5 dimensional family of singular A4 ∈ Calabi-Yaus in P, with 30 nodes on Xa\T if e5i=1ai 6= 0. Xa A Calabi-Yau given by taking a specific choice of small projective Q resolution of thee30 singularities on Xa T. \ Xa Big resolution of remaining singularities on Xa. X X . t (1:1:1:1:1:t) e X Big resolution of X = Xu,Xa,Xa or Xt, for X irreducible. X A choice of small projective resolution of X, if one exists. e 2b Toric varieties Batyrev [Ba] constructs Calabi-Yau varieties as hypersurfaces in a toric va- riety defined by a reflexive polytope ∆ ([Ba, p.510]), in a lattice M, as follows. The pair (M,∆) gives rise to a fan Σ in the dual space NR = MR∨, and a strictly convex support function h on NR. Let (P, P(1)) be the O correspondingpolarized toricvariety. IngeneralP is asingularFanovariety with Gorenstein singularities and (1) is the anticanonical bundle. P O Batyrev shows that the general element in the anticanonical system is a Calabi-Yau variety, with canonical singularities exactly at the singular points of P. A desingularization P of P can be constructed by taking the maximalprojectivetriangulation∆∗ ofthedualpolytope∆∗. Wedenotethe corresponding fan by Σ. The strictetransforms of the anticanonical divisors on P define a family of Calabi-Yafu threefolds on P whose general element X is smooth. e u e 2.1 The polytopes ∆ , ∆∗ and ∆∗ A4 A4 A4 We now describe the lattice and polytope to which we apply Batyrev’s con- g struction. More generally, in the following construction one may replace A 4 by A , defined similarly; more details can be found in [DL], [P] and [Lu]. n 5 Tetrahedral face Prism face F+ := (x = 1) ∆ F+ := (x +x = 1) ∆ 1 1 ∩ 15 1 5 ∩ ε12 ε12 ε13 (cid:19)(cid:19)(cid:5)(cid:5)@@ QQ (cid:17)(cid:17) (cid:19) (cid:5) @ εQ(cid:17) (cid:19) (cid:5) @ 14 ε15 JJ (cid:5)(cid:5) """ε13 ε52QQ (cid:17)(cid:17)ε53 " J"(cid:5) Q(cid:17) ε14 ε54 there are 10 such faces there are 20 such faces Figure 2: Three dimensional faces of ∆ Let M be the A root lattice, given as the following sublattice of Z5: 4 M = M = (x ,x ,x ,x ,x ) x Z, x = 0 Z5. A4 1 2 3 4 5 i ∈ i ⊂ n (cid:12) X o TheinnerproductonM isinducedbyth(cid:12)(cid:12)estandardinnerproductonZ5,and we identify the dual lattice N := (MA4)∨ with a sublattice of MR := M⊗R. Definition 2.1. The polytope ∆ = ∆A4 in MR is defined to be the convex hull of the roots ε := e e ,1 i,j 5,i = j of M, where e ,...,e is ij i j 1 5 − ≤ ≤ 6 the standard basis for Z5. In [V, p.427] it is shown that ∆ is reflexive. It is a simple combinatorial exercise to enumerate the faces of ∆ , ∆∗ A4 A4 and ∆∗ . We have the following results. A4 Lemma 2.2. The polytope ∆ has 20 vertices, 60 edges, 30 square faces, 40 g triangular faces, and 30 three dimensional faces, given by Fε := (x = ε1) ∆, Fε := (x +x = ε1) ∆, i i ∩ ij i j ∩ for 1 i,j 5, i = j, and ε= . Two of these faces are shown in Figure 2. ≤ ≤ 6 ± Proof. See [Lu, Lemma 1.18 and Korollar 1.19]. Lemma 2.3. The dual polytope ∆∗ has 30 vertices and 20 three dimensional cubical faces, Θ for 1 i,j 5, i = j. The vertices of Θ are shown in ij 15 ≤ ≤ 6 Figure 3, and Θ = σΘ , where σ S with σ : 1,5 i,j. ij 15 5 ∈ 7→ Proof. See [Lu, Lemma 1.46]. Lemma 2.4. The subdivded polytope ∆∗ has 120 three dimensional faces, which are translations under S of Θ given in Figure 3. 5 12345 f Proof. See [Lu, Beispiel 2.34]. 6 Cubical face Θ = ε∗ of ∆∗ Face Θ of ∆∗ 15 15 12345 15(3=,3,F−+2∗,\−2,−2) −15\(−=4F,1+,1∗,1,1) F\C1+2∗ (cid:17)(cid:17)(cid:1)\fF1+∗ 12 \\ F4−5∗ \\ F11+3∗ CCC\\(cid:0)(cid:17)(cid:0)(cid:0)F(cid:0)(cid:17)(cid:0)(cid:0)4(cid:1)(cid:0)−(cid:0)5(cid:1)(cid:0)∗(cid:1) \\ F−∗ F+∗ CC (cid:0)(cid:0)(cid:0)(cid:1) 35 \ S14 \ C(cid:0)(cid:0)(cid:1) \ F5−\\∗ SS F2−5∗ \\C(cid:1)(cid:1) \\ = 1(1,1,1,1,1, 4) = 1(2, 3,2,2, 3) F−∗ 5 − 5 − − 5 Figure 3: Three dimensional faces of ∆∗ and ∆∗ In order to apply Batyrev’s formulae for h11 and h12 wfe need to count the number of lattice points in the interior of the faces of ∆ and ∆∗. We make use of the following easy result. Lemma 2.5. If w ,w ,w ,w is a basis for a lattice L, and Θ is a polytope 1 2 3 4 with vertices 0,w1,...,w4, then the only lattice points in Θ are its vertices. By taking appropriate subdivisions of the faces Fε and Θ , we have ij ij Lemma 2.6. No proper face of ∆ or ∆∗ contains an interior lattice point, and the only lattice point in the interior of ∆ or ∆∗ is the origin. 2.2 The toric variety P defined by the fan Σ The fan Σ in NR consists of cones given by the 120 Weyl chambers e e 5 σ =e (α ,α ,α ,α ,α ) R5 α = 0, α α α α α , ijklm 1 2 3 4 5 v i j k l m ∈ ≥ ≥ ≥ ≥ ( ) (cid:12) Xv=1 (cid:12) where i,j,k,l,m = 1,2,3,4,5 ,(cid:12) together with all their subfaces. E.g., { } { } σ is the cone on Θ (see Figure 3). The dual cones are given by 12345 12345 σ∨ := R (e e )+R (e e )+R (e e )+R (e e ). ijklm ≥0 i− j ≥0 j − k ≥0 k − l ≥0 l − m We will consider Calabi-Yau threefold hypersurfaces in the toric variety P defined by Σ. We first fix choices of local and global coordinates for P. We identify the torus T = (k∗)4 P with P4 ( 5 X = 0), and use ∼ ⊂ \ i=1 i tehe projectiveecoordinates X ,...,X of P4 when considering points in Te. 1 5 Q For the affine piece A4 := Spec(k[ς(σe∨ )]) P, where ς S , we use ς 12345 ⊂ ∈ 5 coordinates x ,y ,z ,w corresponding to the basis ε ,ε ,ε ,ε ς ς ς ς ς(12) ς(23) ς(34) ς(45) of ς(σ∨ ). Usually we just write x,y,z,w. e 12345 The identification of T and A4 (x y z w = 0) is given by ς \ ς ς ς ς x = X /X , y = X /X , ς ς(1) ς(2) ς ς(2) ς(3) z = X /X , w = X /X . ς ς(3) ς(4) ς ς(4) ς(5) 7 HH P 1 × P 1 H Hl (cid:0)(cid:0) (cid:2) ll There are 10 copies of TFiε∗ in P \ T, (cid:2) two being x=0 and w =0 . The (cid:12)(cid:12)(cid:0)P2 (cid:2)(cid:2) P2 l(cid:2)(cid:2)TT fcalocseuorfesFoεf,Tc{oΘn∗s,ifsot}rsΘofa8tcwo{poiedsimofe}nPes2ioannadl J(cid:12)J@(cid:0)@P(cid:0)e1(cid:0)(cid:0)×@P1@@@(cid:0)(cid:24)e(cid:24)(cid:24)(cid:24)(cid:24)(cid:2)\(cid:2)P\1(cid:3)×(cid:3)(cid:3)(cid:3)P1 6icnodcroricepasipteesodnjodifnPtot1hP×is2,Pfig1a.unrdTe;shqheueseaxraiegnotfaenrcaseelescfactcoaerss- ,, @ (cid:0) , respond to P1 P1. @(cid:0)H(cid:0) P2(cid:16)(cid:16), ×e HH(cid:16)(cid:16) e Figure 4: The threefold TFiε∗ in P \T. e This relationship between the coordinates of P4 and of the affine pieces of P is explained by the following lemma. Lemma 2.7. The variety P is the graph of the Cremona transformation e X 1/X of P4. Thus P is obtained from P4 by blowing up successively the i i 7→ (strict transforms of the) poeints (1 : 0 : 0 : 0),(0 : 1 : 0 : 0)...,(0 : 0 : 0 : 1), lines and planes spannedeby any subset of these points. Proof. See [DL, Lemma 5.1]. 2.2.1 Toric orbits in P There is a decomposition P = T , where T is the toric orbit of P e σ∈Σ σ σ corresponding to σ Σ. Since Σ is given by taking cones on the faces of ∆∗, we use the notat∈ion TΘe:= TFR+Θewhere Θ is a face of ∆∗. By standared methods of toric geomeetry we haeve e e TFiε∗ ∼= PA3, TFiεj∗ ∼= PeA2 ×PA1 ∼= P2×P1, where P is the toric variety coerresponeding teo the root lattice A , and P2 An n is P2 blown up in 3 points. These are sketched in Figures 4 and 5. In teerms of local coordinates x,y,z,w for A4 , we have e id T = T = x = 0= yzw , F4−∗ 15(1,1,1,1,−4) { 6 } T = T = y = 0= xzw , F4−5∗ 15(2,2,2,−3,−3) { 6 } T = T = z = 0 = xyw , F1+2∗ 15(3,3,−2,−2,−2) { 6 } T = T = w = 0 = xyz . F1+∗ 15(4,−1,−1,−1,−1) { 6 } The intersections of the closures these hypersurfaces is sketched in Figure 6. 8 There are 20 copies of TFε∗ in P, two being l(cid:8)l(cid:8)(cid:8)(cid:8) P2 (cid:8)(cid:8)(cid:8)ll(cid:8) {Θya=tw0}oadnimde{nzs=ion0a}l.fTacheeiocjfloFsiuεjr,eecsoonfsTisΘts∗,offo2r lP1×P1P1e×P1 P1(cid:8)×P(cid:8)1 scpoponiedsinogf tPo2,thaendhe6xacgoopnisesanodf Psq1u×arPes1,recsoprerce-- l (cid:8)(cid:8) tively in tehis figure. Figure 5: The threefold TFiεj∗ in P \T. e PP a The closures of x = 0 , y = 0 ,,,@@(cid:1)(cid:1)PlPl(cid:16)(cid:16)(cid:16)aZZ and {z = 0} inte{rsect as}ind{icated by} (cid:2) (cid:1) (cid:1) ZZ the intersections of the corresponding (cid:2) (cid:1)XyX=0(cid:1)(cid:1) (cid:2)(cid:2)TT polyhedra. A polyhedron correspond- (cid:2)(cid:2) (cid:0) x=0 ing to w = 0 meets these polyhedra \\(cid:0)(cid:0) @ (cid:2) (cid:3) inthel{abeledf}aces. Wheretwopolyhe- (cid:0)(cid:0)@z=0 @@ (cid:2)ee(cid:3)(cid:3)(cid:3) dra meet in a hexagon the correspond- @(cid:0)@@%X%@@X%`(cid:0)bb`(cid:0)`(cid:0)(cid:24)(cid:24)(cid:24)(cid:24),,, wsinphgoentrhderintehegefotyhldrmseeehfeoatlvdiensiinanttseeqrrsuseeaccrtteioitnnhPePe12c,oarPrne1d-. × Figure 6: How x = 0 , y =0 and z = 0 P T meet. { } { } { } ⊂ \ e 3 The Calabi-Yau varieties Following Batyrev, we define a family of hypersurfaces in P, given by ele- mentsX K . Thegeneralmemberofthefamilyisgivenbyanequation ∈ |− P| containing exactly the monomials corresponding to the lattiece points of ∆. Inourcase, ∆e has21lattice points,andsogives a20dimensionalfamily. The general member, when restricted to the open torus T, has an equation X : u X X−1 =t for u= (u :u : : u :t) P20 (9) u ij i j 12 13 ··· 45 ∈ 1≤i,j≤5,i6=j X in terms of the homogenous coordinates for T P4. ⊂ Given the above analysis of ∆ and ∆∗, we can now prove the following. Proposition 3.1. For every smooth member X of the family of Calabi-Yau u threefolds (9), we have (i) The Euler number e(X ) = 20. u (ii) The Hodge numbers of X are given by h00 = h33 = h30 = h03 = u 1, h10 = h01 = h20 =h02 = 0, h11 =26 and h12 = h21 = 16. 9 Proof. Since X is smooth and Calabi-Yau the only Hodge numbers to be u computed are h11 and h21. By [Ba, p.521] we have h11(X )= l(∆∗) 5 l∗(Θ∗)+ l∗(Θ∗)l∗(Θ), u − − codimΘ =1 codimΘ =2 X∗ X∗ h21(X ) = l(∆) 5 l∗(Θ)+ l∗(Θ)l∗(Θ∗), u − − codimΘ=1 codimΘ=2 X X where l(Θ) denotes the number of lattice points in Θ and l∗(Θ) denotes the number of interior lattice points of Θ, for any face Θ of ∆. Lemmas 2.2, 2.3 and 2.6 imply that l(∆) = 21,l(∆∗) = 31, l∗(∆∗) = 1 andl∗(Θ∗)= 0forallproperfacesΘof∆∗. Henceh11(X ) = 26, h21(X ) = u u 16. The Euler characteristic is then given by e(X ) = 2h11 2h12 = 20. u − 3.1 Resolution of singular Calabi-Yau threefolds We consider elements X K which have s nodes, but no other sin- ∈ |− P| gularities. We denote the big resolution of X, obtained by blowing up the nodes, by X. We also have 2s smeall resolutions of X, where each node is replaced by a P1. It is not clear whether there are any small projective res- olutions asethese could all contain null homologous lines. By X we denote a small projective resolution, when one exists. Let Xu bea smooth member of the family (9), and let Xa beban element of the family with s nodes, but no other singularities. Then we have Proposition 3.2. Let hpq = hpq(Xa), resp. hpq = hpq(Xa) be the Hodge numbers of the big resolution Xa of Xa, resp. a small projective resolution of Xa. Then the followieng holds e b b e (i) e(Xa) = e(Xu)+s, e(Xa) = e(Xu)+2s, e(Xa)= e(Xu)+4s (ii) h30 =h03 = hˆ30 = hˆ03 = 1 b e (iii) h˜10 =h˜01 = hˆ10 = hˆ01 = 0, h˜20 = ˜h02 = hˆ20 = hˆ02 = 0 e e (iv) h˜11 h˜12 = 1e(Xa), hˆ11 hˆ12 = 1e(Xa). − 2 − 2 Proof. (i) These formulae are well known, cf. [C, 1] or [We, Kapitel II]. e b § (ii) Since hp0 = h0p are birational invariants, it is enough to prove the assertion forh˜30. LetQ1,...,Qs betheexceptional quadricsinXa andnote that their normal bundleis ( 1, 1). Since Xa is a Calabi-Yau variety with − − s e s nodes it follows that ω = Q and h˜30 = h0(ω )= 1. Xa OXa i X˜a (cid:18)i=1 (cid:19) (iii) We consider the sequence P e e 0 ( K ) 0. → OP − P → OP → OXa → e e e 10

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