AGROCHEMICAL ABUSE: REASONS FOR PESTICIDE AND FERTILISER OVERUSE AMONG ARABLE FARMERS OF GUYANA A thesis submitted to the University of Manchester for the degree of Doctor of Philosophy In the Faculty of Humanities 2010 JEAN LYNETTE DAVID Institute for Development Policy and Management SCHOOL OF ENVIRONMENT AND DEVELOPMENT 1 LIST OF CONTENTS Contents Page No. LIST OF CONTENTS .......................................................................................................... 1 LIST OF FIGURES AND BOXES ........................................................................................ 5 LIST OF APPENDICES ....................................................................................................... 7 LIST OF ACRONYMS ABBREVIATIONS ......................................................................... 8 ABSTRACT ....................................................................................................................... 11 DECLARATION ................................................................................................................ 12 COPYRIGHT STATEMENT .............................................................................................. 12 DEDICATION .................................................................................................................... 13 ACKNOWLEDGEMENTS ................................................................................................. 14 CHAPTER 1: THE SIGNIFICANCE OFAGROCHEMICAL USE: A TECHNICAL REVIEW ........................................................................................................................... 15 1.1 Introduction ................................................................................................... 15 1.2 Background ................................................................................................... 17 1.2.1 Agricultural Technology adoption: Global Significance and Impact of Agrochemical Use and Abuse .......................................................................... 17 1.2.2 Agricultural Technology in Guyana: The National Significance and Impact of Agrochemical Use and Abuse ...................................................................... 22 1.3 Rationale for Study ........................................................................................ 28 1.4 Overview of the Research .............................................................................. 33 1.5 Structure of Thesis ......................................................................................... 36 1.5.1 Thesis Outline and Framework ................................................................ 36 1.5.2 Scope and Limitations ............................................................................. 39 1.6 Summary ....................................................................................................... 40 CHAPTER 2: THE NATIONAL CONTEXT OF AGROCHEMICAL USE AND OVERUSE ......................................................................................................................... 42 2.1 Introduction ................................................................................................... 42 2.2 Country Review ............................................................................................. 42 2.2.1 Geographic Overview ............................................................................. 45 2.2.2 Economic Overview ................................................................................ 47 2.3 Sector Review and Significance: The Agricultural Sector .............................. 49 2.3.1 Economic Significance............................................................................ 49 2.3.2 Social Significance.................................................................................. 52 2.3.3 Environmental Significance .................................................................... 53 2.4 Sector Initiatives: Their Role in Agrochemical Abuse .................................... 54 2.5 Summary and Conclusions: A Critique of Sector Initiatives ........................... 55 1 CHAPER 3: THEORETICAL FRAMEWORK AND REVIEW OF LITERATURE .... 61 3.1 Introduction: Role and Importance of Conceptual Framework ....................... 61 3.2 Critical Conceptual Review of the Development Theory of Farming .............. 62 3.2.1 Modernist Views of farming: A Review of various perspectives.............. 62 3.2.2 Post Modernist Views of Farming: A Review of Perspectives and Critique of Modernist Views of Farming ....................................................................... 64 3.2.3 Definition of Main Concepts .............................................................. 67 3.3 Theoretical Framework: A Contrast and Critique of Theories ....................... 71 3.3.1 Theory of Practices ................................................................................. 72 3.3.2 Rational Choice Theory (RCT) ............................................................... 77 3.3.3 Economics of Sustainable Farming ......................................................... 80 3.3.4 Sustainable livelihood concept Literature - Sustainable Livelihoods Approach (SLA) .............................................................................................. 84 3.4 Review of Empirical Literature ...................................................................... 86 3.5 Summary and Conclusion: A Critique of Literature and Theories................... 94 CHAPTER 4: POLITICAL ECONOMY OF AGRICULTURE AND AGRARIAN PRACTICES ..................................................................................................................... 97 4.1 Introduction ................................................................................................... 97 4.2 Political Economy of Guyana and its Role in Agricultural technology adoption: A historical to present perspective ....................................................................... 99 4.3 Present Political Economy: The Growing Influence on Core Technology Adoption Elements .............................................................................................106 4.3.1 Policy.....................................................................................................107 4.3.2 Land Ownership .....................................................................................108 4.3.3. Access to Credit ....................................................................................109 4.3.4 Gender ...................................................................................................110 4.4 The Role of Guyana‟s Political Economy in Institutions Responsible for Technology Adoption .........................................................................................111 4.4.1 Private Sector Institutions: their role in Technology Adoption ................111 4.4.2 Government-Led Institutions: their role in Technology Adoption ...........113 4.4.3 Interest Groups and Initiatives: their role in Technology Adoption .........117 4.5 Significance of Political Economy in the study of Farming Practices ............119 4.6 Summary ......................................................................................................123 CHAPTER 5: METHODOLOGICAL FRAMEWORK ................................................ 126 5.1 Introduction ..................................................................................................126 5.1.1 Research Setting ....................................................................................127 5.1.2 Answering the Research Objectives .......................................................130 5.1.3 Methodological Theory ..........................................................................131 5.2 Research Design ...........................................................................................137 5.3 Data Collection .............................................................................................140 5.3.1 Data Collection Process: Preliminary Procedures ...................................141 5.3.2 Sampling and Data Collection Strategy .............................................142 5.3.3 Research Ethics ......................................................................................146 5.4 Data Analysis ...............................................................................................149 2 5.4.1 Data Analysis Strategy ...........................................................................149 5.4.2 Reliability and Validity ..........................................................................152 5.5 Summary ......................................................................................................155 CHAPTER 6: A QUANTITATIVE ACCOUNT OF THE PREVALENCE, INTENSITY AND SIGNIFICANT FACTORS OF PESTICIDE AND FERTILISER OVERUSE ... 158 6.1 Introduction ..................................................................................................158 6.2 Overview of Results .....................................................................................158 6.3 Farmer and farm unit characteristics .............................................................159 6.3.1 Continuous Variables .............................................................................159 6.3.2 Categorical Variables .............................................................................163 6.4 Prevalence and Intensity and Significant Factors of Farmers‟ Overuse ..........171 6.4.1 Prevalence of Overuse............................................................................171 6.4.2 Intensity of Overuse ...............................................................................172 6.4.3 Significant factors ..................................................................................173 6.5 Secondary Data: Trends and Analysis ...........................................................183 6.5.1 Secondary Analysis: Pesticides ..............................................................184 6.5.2 Secondary Analysis: Fertilisers ..............................................................186 6.6 Summary and Conclusions: The Inadequacy of Prevalence, Intensity and Significant Factors for Explaining Reasons for Overuse .....................................189 CHAPTER 7: CAUSES OF PESTICIDE AND FERTILISER OVERUSE: CONTINGENT, SUPPORT AND CONTEXTUAL FACTORS ................................... 191 7.1 Introduction ..................................................................................................191 7.2 Contingent Factors ........................................................................................197 7.2.1 Farmers Assuming Dosages ...................................................................197 7.2.2Farmers‟ uncertainty of the information they received .............................198 7.2.3 Farmers‟ depending on their experience .................................................200 7.2.4 Farmers‟ need for a marketable crop to survive ......................................202 7.2.5 Farmers receiving distorted information based on self interest and deception of the sources ..................................................................................205 7.3 Support Factors .............................................................................................206 7.3.1 Disorganised information systems ..........................................................207 7.3.2 Compromised agrochemical regulations .................................................213 7.3.3 Irregular and unregulated marketing systems ..........................................219 7.4 Contextual Situations ....................................................................................223 7.4.1 Incapable extension services ..................................................................223 7.4.2 Mismatched interventions ......................................................................226 7.4.3 Absence of appropriate policy intervention ............................................229 7.4.4 Adverse marketing conditions ................................................................233 7.5 Summary and Conclusions: Overuse; Explained by linearity or interconnectedness? ............................................................................................235 3 CHAPTER 8: FARMERS’ PERCEPTIONS OF PRODUCTION, ENVIRONMENTAL AND ECONOMIC EFFECTS OF PESTICIDE AND FERTILISER OVERUSE........ 237 8.1 Introduction ..................................................................................................237 8.2 An Agronomic Approach to the Utilisation of Pesticides and Fertilisers ........240 8.3 The Effect of Overuse on Crop Production: Farmers‟ Standpoints.................245 8.3.1Crop Growth ...........................................................................................246 8.3.2 Crop Yields ............................................................................................247 8.3.3 Crop Protection ......................................................................................250 8.3.4 Crop Quality ..........................................................................................251 8.4 Overuse and Environmental Effects: Farmers‟ Perspectives ..........................253 8.5 The Economic Effects of Overuse: Farmers‟ Viewpoints ..............................256 8.6 Summary and Conclusions: The Influence of Farmers‟ Perceptions on their Overuse practices ...............................................................................................259 CHAPTER 9: CONCLUSIONS AND IMPLICATIONS .............................................. 266 9.1 Introduction ..................................................................................................266 9.2 Agrochemical Overuse: Its Source and Continuity in Arable Farmers of Guyana ...........................................................................................................................267 9.3 Concluding the Problem of Overuse: Farmers‟ Dilemma and Reaction .........269 9.3.1 Policy Implications: The Need for Demand and Supply Interventions Which Address the Overuse Problem ..............................................................271 9.3.2 Regulatory Policy: deficiencies and mismatched interventions ...............274 9.3.3 Educational and Training Policy: deficiencies and divergent interventions .......................................................................................................................276 9.3.4 Marketing Policy: deficiencies and lack of interventions ........................278 9.4 Implications for Policy Reformation to Address Agrochemical Overuse .......281 APPENDICES .................................................................................................................. 286 BIBLIOGRAPHY ............................................................................................................. 352 Final Word Count: 87,950 4 LIST OF FIGURES AND BOXES Figure 1.1: A Critical Realist View of Causation (Sayer 2000, p15)......................... 31 Figure 5.1: Model demonstrating the research design of this study .........................140 Figure 6.1: Scatter diagram of Farmers‟ Age and Specific Area Cultivated .............163 Figure7.1: Model of the Interactions of Contingent, Support and Contextual Factors in Explaining Causes for Farmers‟ Agrochemical Overuse .........................................194 Box 7.1 - Explicating farmers‟ Overuse via the Practice Theory: the case of Farmer RG .........................................................................................................................196 5 LIST OF TABLES Table 2.1 Guyana: Sector Contribution to Gross Domestic Product (GDP) (%): ...... 48 Table 2. 2: Annual Exports of Selected Agricultural Commodities by Volume („000): Guyana; 2000-2009 ................................................................................................. 50 Table 6.1: Means and percentages of variables: Farmer and farm unit characteristics ...............................................................................................................................161 Table 6.2: Prevalence of Pesticide and Fertiliser Overuse in Study Units of String Bean and Egg Plant Cultivation ..............................................................................172 Table 6.3: Intensity of Fertiliser Overuse in Study Units of String Bean and Egg Plant Cultivation .............................................................................................................173 Table 6.4: Factors Explaining Pesticide Overuse in farming Units of Combined String Bean and Egg Plant Production ..............................................................................175 Table 6.5: Factors Explaining Fertiliser Overuse in farming Units of Combined String Bean and Egg Plant Production ..............................................................................176 Table 6.6: Recorded Import Values of Pesticides (US$1,000): Guyana; 2000-2006 185 Table 6.7: Recorded Import Quantities of Pesticides (kg): Guyana; 2000-2009 .......186 Table 6.8: Recorded Import Quantities and Consumption in nutrients (tonnes of nutrients) – Guyana ................................................................................................187 Table 6.9: Recorded Import Quantities of Selected Fertilisers (kg): Guyana ...........188 Table 8.1: Specific Interviewees Particulars............................................................240 6 LIST OF APPENDICES APPENDIX 1: Research Information Documents and Data Collection Instruments 286 APPENDIX 2: Tables of Quantitative Analysis and Commonly Used Agrochemicals ...............................................................................................................................320 APPENDIX 3: Interviewees (Key Informants and Framers‟) Particulars, Interviewees Support Conversations and Integration of Causal Factors .......................................328 APPENDIX 4: Summary of Farmers‟ Perceptions Concerning the Effects of Overuse on Crop production and Potential Environmental and Economic Effects .................345 APPENDIX 5: Photographic Documentation of Fieldwork .....................................350 7 LIST OF ACRONYMS ABBREVIATIONS ACIAR Australian Centre for International Agricultural Research AITCC Agriculture In-Service Training & Communication Centre ADP Agricultural Diversification Programme AED Audio English Dictionary AOA Agreement on Agriculture AWI Australian Wool Innovations Limited BOG Bank of Guyana CARICOM Caribbean Community CARIFORUM Caribbean Forum of African, Caribbean and Pacific States CAQDAS Computer-Assisted Qualitative Data Analysis Software CDC Centre for Disease Control and Prevention CED Collins English Dictionary CET Common External Tariff CFA Cane Farmers Association CIMMYT International Maize and Wheat Improvement Centre CLSS Crops and Livestock Support Services CS Commonwealth Secretariat DFID Department for International Development EAB Environmental Assessment Board EC European Commission ECD English Collins Dictionary EDC Entrepreneurial Development Centre EEPSEA Economy and Environment Program for South East Asia EPA Environmental Protection Agency ERP Economic Recovery Programme ESRC Economic and Social Research Council EU European Union FAO Food and Agriculture Organization of the United Nations FEPA Food and Environmental Protection Act FFS Farmer Field School FFTC Food & Fertiliser Technology Centre for the Asian &Pacific Centre FIFRA Federal Insecticide, Fungicide, and Rodenticide Act FSC Forest Stewardship Council GAP Good Agricultural Practice GDP Gross Domestic Product GINA Government Information Agency GLSC Guyana Lands and Surveys Commission GNBS Guyana National Bureau of Statistics GOI Guyana Office for Investment GOG Government of Guyana GR Green Revolution GRDB Guyana Rice Development Board GRDC Grains Research Development Corporation Guysuco Guyana Sugar Corporation HYV High Yielding Variety IBRD International Bank for Reconstruction and Development ICZM Integrated Coastal Zone Management 8 IDB Inter-American Development Bank IDRC International Development Research Centre IEEP Institute for European Environmental Policy IFA International Fertilizer Industry Association IFAD International Fund for Agricultural Development IFPRI International Food Policy Research Institute IICA Inter-American Agency for Cooperation on Agriculture IMF International Monetary Fund IOMC Inter-Organization Programme for Management of Chemicals IPED Institute of Private Enterprise Development IPCS International Programme on Chemical Safety IPM Integrated Pest Management IWRAW International Women‟s Rights Action Watch JIFSAN Joint Institute for Food Safety and Applied Nutrition LDC Least Developed Country LSC Lands and Survey Commission, Guyana LWA Land and Water Australia MAFF Ministry of Agriculture, Food and Fisheries MFMTF Michigan Farm Market Task Force MLA Meat and Livestock Australia MOA Ministry of Agriculture MV Modern Variety NARI National Agricultural Research Institute NCSU North Carolina State University NDC Neighbourhood Democratic Council NDS National Development Strategy NES No Early Insecticide Spraying NGMC New Guyana Marketing Corporation NHE New Household Economics NMTPF National Medium Term Priority Framework NSA Network for Sustainable Agriculture NYSDL New York State Department of Labour OED Oxford English Dictionary ODI Overseas Development Institute PERC Political Economy Research Centre PNC People‟s National Congress POA Partners of the Americas PPP People‟s Progressive Party PSC Private Sector Commission PT Practice Theory PTCB Pesticides and Toxic Chemicals Board READ Rural Enterprise and Agricultural Development RCT Rational Choice Theory RDC Regional Democratic Council RPA Rice Producers Association RPE Rational Peasant Economics SANDEE South Asian Network for Development and Environmental Economics SAS Statistical Analysis System SED School of Environment and Development SPS Sanitary and PhytoSanitary 9
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