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Memory From A to Z: Keywords, Concepts, and Beyond Yadin Dudai OXFORD UNIVERSITY PRESS 01_Pre.qxd 9/9/02 9:25 AM Page i Memory From A to Z Keywords, Concepts, and Beyond Yadin Dudai The Weizmann Institute ofScience,Rehovot,Israel 1 1 Great Clarendon Street,Oxford OX2 6DP Oxford University Press is a department ofthe University ofOxford. It furthers the University’s objective ofexcellence in research,scholarship, and education by publishing worldwide in Oxford New York Auckland Bangkok Buenos Aires Cape Town Chennai Dar es Salaam Delhi Hong Kong Istanbul Karachi Kolkata Kuala Lumpur Madrid Melbourne Mexico City Mumbai Nairobi São Paulo Shanghai Taipei Tokyo Toronto and an associated company in Berlin Oxford is a registered trade mark ofOxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc.,New York © Oxford University Press,2002 The moral rights ofthe author have been asserted Database right Oxford University Press (maker) First published 2002 All rights reserved.No part ofthis publication may be reproduced,stored in a retrieval system,or transmitted,in any form or by any means,without the prior permission in writing ofOxford University Press,or as expressly permitted by law,or under terms agreed with the appropriate reprographics rights organization.Enquiries concerning reproduction outside the scope ofthe above should be sent to the Rights Department, Oxford University Press,at the address above You must not circulate this book in any other binding or cover and you must impose this same condition on any acquirer British Library Cataloguing in Publication Data Data available Library ofCongress Cataloging in Publication Data ISBN 0 19 850267 2 10 9 8 7 6 5 4 3 2 1 Typeset by Cepha Imaging Pvt.Ltd.,Bangalore,India Printed in Great Britain on acid-free paper by T.J.International,Padstow,Cornwall,UK Preface This book contains terms that I wish my students to Howard Eichenbaum, Mark Konishi, Serge Laroche, know.I hope that the book will also be ofinterest to Joseph LeDoux,Rafi Malach,Henry Markram,Randolf additional audiences.Over the years,the members of Menzel, Richard Morris, Karim Nader, Lars Nyberg, my research group have joined in from a variety of Noa Ofen-Noy,Robert Rescorla,Nava Rubin,Dov Sagi, backgrounds,ranging from psychology via biology to Menahem Segal,Roni Seger,Alcino Silva,Burton Slot- computer science. The common denominator was nick,Wendy Suzuki,and Misha Tsodyks.I am grateful always keen interest in the marvels of *memory.1To to them all for their wise advice,although,of course, facilitate the translation of this interest into science, they should be blamed for nothing. the members ofthe team must master a language.This I am particularly grateful to my wife,Rina,for her is an attempt to present and explain selected elements loving support,keen interest,and shrewd comments. in this language.The fact that the science ofmemory I also appreciate the reactions of many students is but one branch of science, combined with the who attended my lectures at the Weizmann Institute unavoidable idiosyncrasy in the selection,resulted in of Science, the University of Edinburgh, New York the inclusion in the book of some terms that are University, and the Gulbenkian Institute of Science, shared by other sectors of the scientific *culture Oeiras,Portugal.Major parts ofthis book were written as well. at the Weizmann Institute,and others at the Center for The entries can be read as is.They may also be used Neuroscience, University of Edinburgh, and at the as a versatile tool kit:a source for definitions,informa- Center for Neural Science,New York University.I am tion,and further reading;a trigger for contemplation grateful to Joe LeDoux and Richard Morris for their and discussion; and an aid to study, teaching, and friendship and for being such patient and kind hosts. debates in classes and seminars.The entries are not a Thanks go also to Tom Boyd from the Royal Society, replacement for comprehensive professional reviews; London, for the reference on the first use of the they could,however,incite interest in further delving *mouse in scientific experiments;to Francis Colpaert into the literature. In writing the entries, I tried to for advice on the *state-dependent learning literature follow the advice ofPoe (1846) that the optimal length and for Collin’s The moonstone (1868/1992); to Liba ofan item should fit to be read in a single sitting.I do Cehrnobrov and Anna Llionsky from the Wix Central realize that cutural respect for the exploitation of Library services at the Weizmann Institute,to Shoshi human *attention span has probably declined over the Hazvi from the Department of Neurobiology at the past 150 years,but still,I hope that I did not deviate Weizmann Institute,and to librarians at the University much from Poe’s *criterion. ofEdinburgh and New York University,for assisting me The definition(s) at the beginning ofeach entry,and in obtaining hard-to-get copies ofenjoyable books and the ones scattered throughout the text introduce into articles.Reading these sources reinforced my convic- this book elements of a lexicon. The humble fate of tion that some important questions, ideas, and even lexicographers did not escape my notice: ‘…these answers are much older than we tend to pretend,a fact unhappy mortals… can only hope to escape reproach, oflife that should be occasionally *recalled and re*con- and even this negative recompense has been granted to solidated in our *collective memory. very few’(Johnson 1755).A number ofcolleagues have read versions ofselected entries and provided the right combination ofencouragement and reproach.Among them were Ehud Ahissar,Amos Arieli,Diego Berman, Aline Desmedt,Haim Garty,Patricia Goldman-Rakic, 1Throughout the text,terms preceded by an asterisk refer to entries in the book. iii Acknowledgements Permission granted by authors and publishers to adapt London; Fig. 31, Elsevier Science; Fig. 32, American material for the preparation of figures is gratefully Psychological Association; Fig. 33, Academic Press; acknowledged;the particular sources are accredited in Fig. 34, Cambridge University Press; Fig. 35, Oxford the appropriate figure legends. Material copyrighted University Press;Fig.36,Cambridge University Press; by the following publishers was used with permission Fig.38,Yale University Library;Fig.40,Elsevier Science; in preparation ofthe following figures:Fig.1,Oxford Fig. 44, Elsevier Science; Fig. 45, Elsevier Science; University Press; Fig. 2, Society for Neuroscience, Fig. 47, Nature Publishing Group, London; Fig. 50, Washington,DC;Fig.3,Oxford University Press;Fig.6, Oxford University Press;Fig.51,University ofNebraska Wiley-Liss, a subsidiary of John Wiley & Sons, Inc.; Press; Fig. 54, American Psychological Association; Fig.7,Springer-Verlag;Fig.8,Pearson Education,UK; Fig.56,Elsevier Science;Fig.60,Taylor & Francis,UK Fig.9,National Academy ofScience,Washington,DC; and The Psychonomic Society,Austin,TX;Fig.61,The Fig. 10, Kluwer Academic/Plenum Publishers and Guildford Press,NY;Fig.64,Clarendon Press,Oxford; MIT Press; Fig. 11, Oxford University Press and The Fig.65,The Psychonomic Society,Austin,TX. American Physiological Society; Fig. 18,Nature Pub- Cover: Insets (from left to right): Augustine, as lishing Group, London; Fig. 20, British Psychological depicted by Botticeli (Uffizi Gallery,Florence;*classic); Society and Cambridge University Press; Fig. 22, Learning-dependent changes in the activity ofhuman Elsevier Science; Fig. 23, Nature Publishing Group, cortex,as detected by fMRI (*functional neuroimaging, London;Fig.24,Carl Donner,Scientific American Inc., *skill;courtesy ofAvi Karni);Neurons in the *cerebral NY and Oxford University Press; Fig. 26, Cambridge cortex (courtesy ofHenry Markram). University Press; Fig. 27, Nature Publishing Group, iv Contents The conceptual framework 1 Dimension 82 A priori 3 Dopamine 84 Acetylcholine 4 Drosophila melanogaster 85 Acquisition 6 Engram 87 Algorithm 8 Enigma 89 Amnesia 10 Episodic memory 91 Amygdala 12 Experimental extinction 94 Anthropomorphism 14 False memory 95 Aplysia 15 Fear conditioning 97 Artefact 17 Flashbulb memory 99 Assay 19 Forgetting 100 Associative learning 20 Functional neuroimaging 102 Attention 22 Generalization 106 Behaviourism 24 Glutamate 108 Bias 25 Habit 110 Binding 26 Habituation 112 Birdsong 28 Hippocampus 114 Calcium 30 Homeostasis 117 Capacity 31 Homo sapiens sapiens 119 Cell assembly 33 Homunculus 121 Cerebellum 34 Honeybee 122 Cerebral cortex 38 Immediate early genes 124 Classic 41 Imprinting 125 Classical conditioning 44 Infantile amnesia 127 Clever Hans 47 Insight 128 Coincidence detector 49 Instrumental conditioning 130 Collective memory 51 Internal representation 133 Conditioned taste aversion 52 Intracellular signal transduction cascade 135 Confabulation 54 Ion channel 137 Conscious awareness 57 Late response genes 139 Consolidation 59 Learning 140 Context 61 Learning set 143 Controls 63 Level 145 CREB 65 Limbic system 146 Criterion 68 Long-term potentiation 148 Cue 69 Lotus 151 Culture 71 Map 152 Declarative memory 73 Maze 155 Delay task 75 Memory 157 Dementia 77 Metamemory 158 Development 79 Metaphor 160 v Contents Metaplasticity 161 Rat 208 Method 163 Real-life memory 209 Mnemonics 165 Recall 210 Model 168 Receptor 212 Monkey 169 Recognition 214 Mouse 171 Red herring 216 Neurogenetics 172 Reduction 217 Neurotransmitter 174 Reinforcer 219 Nootropics 176 Retrieval 221 Noradrenaline 178 Scoopophobia 224 Nutrients 179 Sensitization 225 Observational learning 180 Simple system 227 Ockham’s razor 182 Skill 229 Palimpsest 184 Spaced training 232 Paradigm 185 State-dependent learning 233 Percept 187 Stimulus 234 Performance 189 Subject 237 Persistence 190 Surprise 238 Phase 192 Synapse 240 Phrenology 194 System 242 Planning 196 Taxonomy 244 Plasticity 198 Transfer 247 Priming 200 Working memory 249 Prospective memory 202 Zeitgeist 251 Protein kinase 203 References 253 Protein synthesis 206 Subject index 321 vi The conceptual framework The premises that underlie the selection of Each entry opens with a definition,or a set ofdefini- entries, the adaptation and formulation of tions. What a definition is, is extremely difficult to definitions,and the views expressed in this book. define.A liberal list contains no less than 18 different species of definitions, and multiple candidate defini- I am a functionalist1with a biologist’s *bias and with tions of the definitions in each species (Robinson *conscious awareness ofother disciplines.My approach 1954).Whenever possible,I tried to adhere to one of to memory research is guided by the following tenets: the following meanings ofdefinition:(a) the minimal (a) the function of the brain is to create and retain set of attributes that uniquely describes an item or a *internal representations ofthe world that could guide concept;and (b) the formulation of a thing in terms behaviour;(b) the function of*learning is to permit the of a more elementary level of organization or theory. adaptation of internal representations to a changing These meanings are not mutually exclusive,and reflect, world (*memory is the retention ofthese adaptations respectively,an attempt to adhere to *Ockham’s razor, over time); (c) learning and memory require neural and the basic reductionistic approach,which has been *plasticity for their actualization;and (d) learning and restrained above.It is evident,however,at the outset, memory are *system properties,made possible by the that each ofthese types ofdefinitions requires quite a concerted operation ofmultiple *levels ofthe system. lot of*a priori knowledge about the item to be defined.2 The aforementioned tenets yield two important In the case ofmany items and concepts in the field of consequences for memory research.First,the compre- memory research, the relevant knowledge is yet hensive investigation ofthe processes and mechanisms unavailable.I had,therefore,to use an additional type ofbiological learning and memory requires a multilevel ofdefinition:explanation ofthe meaning ofthe term as approach. Second, in the analysis of learning and it is to be used (stipulated definition).And as terms in memory,two levels offunctional organization are par- memory research are occasionally used in more than ticularly critical.One is the behavioural level.It does one way,I provided multiple definitions when appro- not make sense to address the function of the system priate. The difficulties and uncertainties involved in without addressing its input–output relationships. definitions bring to mind the view that attempts to The other is the level in which the specific content define entities at the cutting edge ofknowledge could (semantics) ofinternal representations emerges in the cause more harm than good:‘For when we define,we brain. Identification of the behavioural level is self- seem in danger of circumscribing nature within the evident.Identification ofthe level that encodes internal bounds of our own notions’ (Burke 1757). There is, representations is not. It is currently believed that however, the opposite view, that the risk is well the level critical for encoding the semantics ofinternal worth taking.Socrates leads Meno to admit that defini- representations in the brain is the circuit level,or the tions are always a must for a fertile,constructive dia- cellular-and-circuit level. More reduced levels imple- logue (Plato,Meno79d;*culture).In this debate,while ment plasticity, but in the absence of the circuit being aware ofBurke’s caveat,I am much in favour of *context, do not suffice to endow the representation Meno’s conviction. with its semantics.It is essential,therefore,that research Each entry ends with a short string of *associa- programmes on memory never lose sight ofthe circuit tions. Bodies of knowledge in general are associative and the behavioural levels.This is not easy.The circuit systems. I tried to *reinforce this notion by propos- level is often excessively complex, the behavioural ing selected associations.The reader is invited to form level amazingly tricky. Furthermore, the remarkable additional ones. Associations are not only aids to success of molecular neurobiology is enticing. I thus understanding, they are also proven *mnemonic believe in a focused,restrained *reductionistic approach devices:the richer the associative network,the higher to memory research (Dudai 1992).I hope that this is the probability that the item will be stored (*metaphor) aptly reflected in the entries throughout this book. and *retrieved. 1 The conceptual framework way they are integrated with each other (Block 1980).Still,the struc- 1Functionalism in its broadest sense is any view that analyses some- ture of the parts and of the integrative system matters solely as much thing in terms of how it functions (Lacey 1996).There are several ver- as it implements or shapes the function.Functional analysis is the sions of functionalism,one of which is ‘functional analysis’ (Cummins sense of functionalism implied here. 1975).This is the research strategy that relies on the decomposition of a *system into its component parts while attempting to explain the 2On this difficulty,which is also called ‘the problem of the criterion’, working of the system in terms of the capacities of the parts and the see *criterion. 2 A Priori It is the epistemological connotation of‘a priori’that A Priori interests us here. Furthermore, we focus on only a limited portion of the universe:the individualorgan- 1.Independent of experience. ism, its brain, behaviour, and memory. Construing 2.Beforehand. ‘experience’in definition 1 as any behavioural or physi- ological experience of the individual,leaves only one A priori it could be assumed that students and aficiona- source ofa priori knowledge in the individual brain:the dos of memory will benefit from contemplating the genetic material.Genes carry information about a vari- concept of ‘a priori’. Before defending the aforesaid ety ofbehavioural capabilities and capacities (*neuro- statement,however,a briefclarification ofthe different genetics).This information is hence ‘innate’.1As far as meanings and uses of‘a priori’is appropriate. the individual is concerned,this is bona fide a-priori Prior to the eighteenth century,the pair ofterms ‘a knowledge.For the species it is not,because the knowl- priori’/‘a posteriori’(Latin for ‘from what is earlier’/‘for edge is supposed to have been acquired over time, a what comes after’) was used to distinguish between posteriori,by natural selection in evolution.However,it modes ofreasoning:‘The mind can discover and under- is also useful to consider as ‘a priori’that knowledge stand the truth… by demonstration.When the mind that cannot be explained solelyby the individual’s expe- reasons from causes to effects, the demonstration is rience.Such knowledge is generated by *developmental called a priori;when from effects to causes,the demon- processes,via the interaction ofgenes and environment stration is called a posteriori’ (Arnauld 1662). Only in prenatal and early postnatal periods. It is also later were these nonidentical terminological-twins used produced throughout life by the endogenous activity of to refer to types ofknowledge:knowledge independent the brain, which depends on the processing of both of experience is ‘a priori’, that which is grounded in innate and acquired knowledge.Definition 2 is collo- experience is ‘a posteriori’(Kant 1781). Traditionally quial:according to it,‘experience’is ‘experience at the since then,the pair ‘a priori’/‘a posteriori’is associated present time’, e.g. while on a learning task. Hence in the philosophical discourse with two other pairs of according to this liberal interpretation any experience opposites: ‘analytic’ vs.‘synthetic’, and ‘necessary’ vs. provides a priori knowledge for future experiences. ‘contingent’(Moser 1987;Grayling 1997).A statement This connotation ofa priori gravitates toward the triv- is ‘analytic’ if its truth value can be determined by ial,and will not be further discussed here. understanding the concepts or terms contained in it, A priori knowledge of both innate and postnatal whereas it is ‘synthetic’ifin order to determine its truth origin fulfils multiple roles in behaviour and behav- value we must know how the concepts or terms ioural*plasticity: involved relate to other constituents of the world. 1.Innate knowledge underlies reflexes and predeter- Hence,adapting a commonly used illustration,‘singles mined behavioural routines such as used in feeding, are unmarried’is analytic,because ‘single’is ‘unmar- mating, fighting, and fleeing (Lorenz 1981; Dudai ried’,whereas ‘singles are happy’is synthetic,because it 1989).These behaviours vary in their dependency on is not evident from ‘singles’how their mood should be postnatal experience.Some are essentially independent (the latter statement also demonstrates that some kinds of experience,although they still may be perfected or of truth are *context specific or in the eye of the modified by it,e.g.α-type *classical conditioning.Other beholder,but this is another story).In formal terms,an behaviours require experience for maturation, fine analytic statement is thus a tautology, and its truth tuning, and optimal *performance. This experience value follows necessarily.The latter property leads us may have to be provided during a restricted ‘sensitive to the third related pair of opposites: ‘necessary’ vs. period’ in life, as in *imprinting (Lorenz 1981) and ‘contingent’.‘Necessary’refers to statements that must *birdsong (Nelson and Marler 1994). Another, more be either true or false due to what they state,whereas in general type of‘prepared’or ‘constrained learning’,in ‘contingent’ statements the truth value is contingent which the type of associations, but not their actual upon other occurrences or relationships in the world. content,is constrained a priori,is *conditioned taste Discussion ofthe ‘necessary’/‘contingent’pair is within aversion:we are inclined a priori to associate the taste the realm ofmetaphysics,the ‘analytic’/‘synthetic’pair of foodstuff with subsequent visceral malaise but not deprives logicians of sound sleep, whereas ‘a priori’/ with a painful blow to the skin (Garcia et al. 1968). ‘a posteriori’ is within the domain of epistemology Admittedly,most philosophers would not like the use of (the science ofknowledge) (Moser 1987;Grayling 1997; the term ‘knowledge’ in the context of such ‘simple’ Bealer 1999). behaviours:‘No philosopher will be disturbed ifLorenz 3

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