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Maximum scattered linear sets and MRD-codes 7 1 0 Bence Csajb´ok, Giuseppe Marino, Olga Polverino, Ferdinando Zullo ∗ 2 n a J 4 Abstract 2 The rank of a scattered Fq-linear set of PG(r−1,qn), rn even, is ] at most rn/2 as it was proved by Blokhuis and Lavrauw. Existence O resultsandexplicit constructionsweregivenfor infinitely manyvalues C of r, n, q (rn even) for scattered F -linear sets of rank rn/2. In this q . paper we prove that the bound rn/2 is sharp also in the remaining h t open cases. a Recently Sheekey provedthat scattered F -linear sets of PG(1,qn) m q of maximum rank n yield F –linear MRD-codes with dimension 2n q [ and minimum distance n−1. We generalize this result and show that 1 scattered Fq-linear sets of PG(r−1,qn) of maximum rank rn/2 yield v F –linearMRD-codeswithdimensionrnandminimumdistancen−1. q 1 3 8 1 Introduction 6 0 1. Let Λ = PG(V,Fqn) = PG(r−1,qn), q = ph, p prime, V a vector space of 0 dimension r over Fqn, and let L be a set of points of Λ. The set L is said to 7 be an F –linear set of Λ of rank k if it is defined by the non-zero vectors of q 1 an F -vector subspace U of V of dimension k, i.e. : q v Xi L = LU = {huiFqn : u ∈ U \{0}}. (1) r a We point out that different vector subspaces can define the same linear set. For this reason a linear set and the vector space defining it must be considered as coming in pair. Let Ω = PG(W,F ) bea subspaceof Λandlet L bean F -linear set of qn U q Λ. Then Ω∩L is an F –linear set of Ω defined by the F –vector subspace U q q U ∩W and, if dimFq(W ∩U)= i, we say that Ω has weight i in LU. Hence ∗The research was supported by Ministry for Education, University and Research of Italy MIUR (Project PRIN 2012 ”Geometrie di Galois e strutture di incidenza”) and by theItalianNationalGroupforAlgebraicandGeometricStructuresandtheirApplications (GNSAGA - INdAM). 1 a point of Λ belongs to L if and only if it has weight at least 1 and if L U U has rank k, then |L | ≤ qk−1 +qk−2 +···+q +1. For further details on U linear sets see [40], [27], [28], [34], [35], [29], [12] and [13]. An F –linear set L of Λ of rank k is scattered if all of its points have q U weight 1, or equivalently, if L has maximum size qk−1 +qk−2 +···+q + U 1. A scattered F –linear set of Λ of highest possible rank is a maximum q scattered F –linear set of Λ; see [4]. Maximum scattered linear sets have a q lot of applications in Galois Geometry, such as translation hyperovals [19], translation caps in affine spaces [2], two-intersection sets ([4], [5]), blocking sets ([41], [31], [32] [7], [1]), translation spreads of the Cayley generalized hexagon ([9], [6], [37]), finite semifields (see e.g. [33], [10], [38], [15], [34], [24], [25], [26]), coding theory and graph theory [8]. For a recent survey on the theory of scattered spaces in Galois Geometry and its applications see [23]. Therank of a scattered F -linear set of PG(r−1,qn), rneven, is at most q rn/2 ([4, Theorems 2.1, 4.2 and 4.3]). For n = 2 scattered F -linear sets of q PG(r−1,q2) of rank r are the Baer subgeometries. When r is even there always exist scattered F –linear sets of rank rn in PG(r − 1,qn), for any q 2 n ≥ 2 (see [22, Theorem 2.5.5] for an explicit example). Existence results were proved for r odd, n−1 ≤ r, n even, and q > 2 in [4, Theorem 4.4], but no explicit constructions were known for r odd, except for the case r = 3, n = 4, see [1, Section 3]. Very recently families of scattered linear sets of rank rn/2 in PG(r−1,qn), r odd, n even, were constructed in [2, Theorem 1.2] for infinitely many values of r, n and q. The existence of scattered F –linear sets of rank 3n in PG(2,qn), n ≥ 6 q 2 even, n ≡ 0 (mod 3), q 6≡ 1 (mod 3) and q > 2 was posed as an open problem in [2, Section 4]. As it was pointed out in [2], the existence of such planar linear sets and the construction method of [2, Theorem 3.1] would imply that the bound rn for the maximum rank of a scattered F –linear set 2 q in PG(r−1,qn) is also tight when r is odd and n is even. In Theorem 2.3 we construct linear sets of rank 3n/2 of PG(2,qn), n even, and hence we prove the sharpness of the bound also in the remaining open cases. Our construction relies on the existence of non-scattered linear sets of rank 3t of PG(1,q3t) (with t = n/2) defined by binomial polynomials. In [42, Section 4] Sheekey showed that maximum scattered F -linear sets q of PG(1,qn) correspond to F -linear maximum rank distance codes (MRD- q codes) of dimension 2n and minimumdistance n−1. In Section 3 we extend thisresultshowingthatMRD-codescanbeconstructedfromeveryscattered linear set of rank rn/2 of PG(r − 1,qn), rn even, and we point out some 2 relations with Sheekey’s construction. Finally, we exhibit the MRD-codes arising from maximum scattered linear sets constructed in Theorem 2.3 and those constructed in [2, Theorems 2.2 and 2.3] 2 Maximum scattered linear sets in PG(r − 1,qn) AsitwaspointedoutintheIntroduction,theexistenceofscatteredF –linear q sets of rank 3n in PG(2,qn), n ≥ 6 even, n ≡ 0 (mod 3), q 6≡ 1 (mod 3) and 2 q > 2 would imply that the bound rn for the rank of a maximum scattered 2 F –linear set in PG(r −1,qn) is tight in the remaining open cases (cf. [2, q Remark 2.11 and Section 4]). In this section we show that binomials of the form f(x) = axqi +bx2t+i definedover F can beusedtoconstructmaximum scattered F –linear sets q3t q in PG(2,q2t) for any t ≥ 2 and for any prime power q. Consider the finite field F as a 3–dimensional vector space over its q6t subfieldF ,t ≥ 2,andletP = PG(F ,F ) =PG(2,q2t)betheassociated q2t q6t q2t projective plane. From [2, Section 2.2], the F -subspace q U := {ωx+f(x): x ∈ F }, (2) q3t ofF withω ∈ F \F ,f(x) = axqi+bxq2t+i,a,b ∈ F∗ ,1≤ i ≤ 3t−1and q6t q2t qt q3t gcd(i,2t) = 1, defines a maximum scattered F -linear set in the projective q plane P of rank 3t if f(x) ∈/ F for each x ∈ F∗ (cf. [2, Prop. 2.7]). The x qt q3t q-polynomial f(x) also defines an Fq-linear set Lf := {h(x,f(x))iFq3t : x ∈ F∗ } of the projective line PG(F ,F ) = PG(1,q3t). In what follows we q3t q6t q3t determine some conditions on L in order to obtain maximum scattered f F -linear sets in P of rank 3t. q If h | n, then by N (α) we will denote the norm of α ∈ F over the qn/qh qn subfield F , that is, N (α) = α1+qh+...+qn−h. We will need the following qh qn/qh preliminary result. Lemma 2.1. Let f := f : x ∈ F 7→ axqi + bxq2t+i ∈ F , with i,a,b q3t q3t a,b ∈ F∗ , N (a) 6= −N (b) and gcd(i,t) = 1. If q3t q3t/qt q3t/qt Lf := {h(x,f(x))iFq3t: x ∈ F∗q3t} (3) is not a scattered F –linear set of PG(1,q3t), then there exists c ∈F∗ such q q3t that f (x) g (x) := i,ca,cb ∈/ F for each x ∈F∗ . (4) c x qt q3t 3 qi−1 q2t+i−1 Proof. First we show that 0 ∈/ Img for each c. If cax = −cbx c 0 0 for some x ∈ F∗ , then −a/b = xqi(q2t−1), where the right hand side is a 0 q3t 0 (qt−1)-th power and hence N (−a/b) = 1, a contradiction. q3t/qt The non-zero elements of the one-dimensional F -spaces of F∗ yield a qt q3t partition of F∗ into q2t+qt+1 subsets of size qt−1. More precisely, if µ q3t is a primitive element of F , then q3t q2t+qt F∗ = µkF∗ . q3t [ qt k=0 Let G := µkF∗ . We show that, for each k, either Img ∩ G = ∅, or k qt 1 k |Img ∩G |≥ (qt−1)/(q −1). 1 k Suppose g (x )∈ G . Then for each γ ∈ F∗ we have 1 0 k qt g (γx )= γqi−1g (x ). 1 0 1 0 Since gcd(i,t) = 1, it follows that {g (γx ): γ ∈ F∗ } = g (x ){x ∈ F : N (x) = 1} ⊆ G 1 0 qt 1 0 qt qt/q k and hence |Img ∩G |≥ (qt−1)/(q −1). 1 k Next we show that there exists G such that Img ∩G = ∅. Supposeto d 1 d the contrary Img ∩G 6= ∅ for each j ∈ {0,1,...,q2t+qt}. Then |Img |≥ 1 j 1 (q2t+qt+1)(qt−1)/(q−1) = (q3t−1)/(q−1) and since |Img |= |L | we 1 f get a contradiction. Supposethat Img ∩G =∅ and let c = µ−d. Then Img ∩F = ∅. 1 d c qt Hence, by the previous lemma and by [2, Prop. 2.7], the existence of a non-scattered linear set in PG(1,q3t) of form (3) implies the existence of a binomial polynomial producing maximum scattered F -linear set in q PG(2,q2t) of rank 3t. Lemma 2.2. Let f := f : x ∈ F 7→ axqi +bxq2t+i ∈ F , with a,b ∈ i,a,b q3t q3t F∗ and 1 ≤ i ≤ 3t−1. For any prime power q ≥ 2 and any integer t ≥ 2 q3t there exist a,b ∈ F∗ , with q3t N (b) 6= −N (a), (5) q3t/qt q3t/qt such that Lfi,a,b := {h(x,fi,a,b(x))iFq3t: x ∈ F∗q3t}, is a non–scattered F –linear set in PG(1,q3t) of rank 3t. q 4 Proof. First supposed := gcd(i,t) > 1. Then f is F -linear and hence each qd point of L has wight at least d, i.e. L cannot be scattered. Since qt ≥ 4 f f we can always choose a,b such that (5) holds. From now on we assume gcd(i,t) = 1. The linear set L of PG(1,q3t) is not scattered if there exists a point f Px0 = h(x0,f(x0))iFq3t of rank greater than 1, i.e. if there exist x0 ∈ Fq3t∗ and λ ∈ F \ F such that f(λx ) = λf(x ). The latter condition is q3t q 0 0 equivalent to axqi(λ−λqi)= bxq2t+i(λq2t+i −λ). (6) 0 0 Since gcd(2t+i,3t),gcd(i,3t) ∈ {1,3}, the expressions in the two sides of (6) arenon-zero whenλ ∈/ F . We firstprove that there exists λ¯ ∈ F \F q3 q3t q3 such that N (α )6= −1, (7) q3t/qt λ¯ where α = λ¯−λ¯qi . λ¯ λ¯q2t+i−λ¯ By way of contradiction, suppose that N (α ) = −1 for each λ¯ ∈ q3t/qt λ¯ F \F . Then the polynomial q3t q3 g(x) := (x−xqi)(xqt−xqt+i)(xq2t−xqi+2t)+(xq2t+i−x)(xqi−xqt)(xqt+i−xq2t) (8) vanishes on F \F . It also vanishes on F , thus it has at least q3t−q3+q q3t q3 q roots. Put i = c+mt, with m ∈ {0,1,2} and 1 ≤ c < t, the degree of g(x) is q2t+c +q2t+qt (9) when m = 0 and q2t+c+q2t+qt+c (10) when m ∈ {1,2}. Since qt−2 ≥ qc we obtain q2t+c +q2t+qt+c = qc(q2t+qt)+q2t ≤ (qt−2)(q2t +qt)+q2t = q3t−2qt. For t > 2 this is a contradiction since q3t−2qt < q3t−q3+q. If t = 2, then gcd(i,t) = 1 yields c = 1 and hence we obtain degg ≤ q5+q4+q3 < q6−q3+q, again a contradiction. It follows that there always exists an element λ¯ ∈ F \F which is not a root of g(x), and α satisfies Condition (7). q3t q3 λ¯ 5 Choose a,b ∈ F∗ such that N (b) = N (α ), then there exists q3t q3t/qt a q3t/qt λ¯ an element x ∈ F∗ such that 0 q3t q2t+i−qi a x = α , 0 b λ¯ and hence x is a non-zero solution of the equation f(λ¯x) = λ¯f(x), i.e. with 0 these choices of a and b the linear set L is not scattered. fi,a,b Now we are able to prove the following result. Theorem 2.3. Let w ∈ F \F . For any prime power q and any integer q2t qt t ≥ 2, there exist a,b ∈ F∗ and an integer 1 ≤ i ≤ 3t−1 such that the F - q3t q linear set L of rank 3t of the projective plane PG(F ,F ) = PG(2,q2t), U q6t q2t where U = {axqi +bxq2t+i +wx: x ∈ F }, q3t is scattered. Proof. According to Lemma 2.2 for any prime power q and any integers t ≥ 2, 1 ≤ i ≤ 3t− 1 with gcd(i,2t) = 1 we can choose a¯,¯b ∈ F∗ , with q3t N (¯b) 6= −N (a¯)suchthatthelinearsetL ofthelinePG(F ,F ) = q3t/qt q3t/qt f q6t q3t PG(1,q3) with f(x) = a¯xqi +¯bxq2t+i is non-scattered. Then by Lemma 2.1 there exists c∈ F∗ such that q3t a¯cxqi +¯bcxq2t+i ∈/ F qt x for each x ∈ F∗ . Then the theorem follows from [2, Proposition 2.7] with q3t a = a¯c and b =¯bc. As it was pointed out in [2], the existence of maximum scattered F – q linear sets of rank 3n in the projective plane PG(2,q2t) (proved in Theorem 2.3) and the construction method of [2, Theorem 3.1] imply the following. Theorem 2.4. For any integers r,n ≥ 2, rn even, and for any prime power q ≥ 2 the rank of a maximum scattered F -linear set of PG(r−1,qn) is rn/2. q Taking into account the previous result, from now on, a scattered F – q linear set L of PG(W,F ) = PG(r −1,qn) of rank rn (rn even) will be U qn 2 simply called a maximum scattered linear set and the F -subspace U will be q called a maximum scattered subspace. We complete this section by showing a connection between scattered F - q linear sets of PG(1,qrn/2), r even, and scattered F -linear sets of PG(r − q 1,qn). 6 Proposition 2.5. Every maximum scattered F -linear set of PG(1,qrn/2), q r even, gives a maximum scattered F -linear set of PG(r−1,qn). q Proof. Let L be a maximum scattered F -linear set of PG(W,F ) = U q qrn/2 PG(1,qrn/2). Then for each v ∈ W the one dimensional F -subspace qrn/2 hviF meets U in an Fq-subspace of dimension at most one. Since Fqn qrn/2 is a subfield of Fqrn/2 (recall r even) the same holds for the subspace hviFqn and hence U also defines a scattered F -linear set in PG(W,F )= PG(r− q qn 1,qn). Note that the converse of the above result does not hold. 3 Maximum scattered subspaces and MRD-codes The set of m×n matrices Fm×n over F is a rank metric F -space with rank q q q metric distance defined by d(A,B) = rk(A−B) for A,B ∈ Fm×n. A subset q C ⊆ Fm×n is called a rankdistance code (RD-code for short). Theminimum q distance of C is d(C)= min {d(A,B)}. A,B∈C, A6=B When C is an F -linear subspace of Fm×n, we say that C is an F -linear q q q code and the dimension dim (C) is defined to be the dimension of C as a q subspace over F . If d is the minimum distance of C we say that C has q parameters (m,n,q;d). The Singleton bound for an m×n rank metric code C with minimum rank distance d is #C ≤ qmax{m,n}(min{m,n}−d+1). If this bound is achieved, then C is an MRD-code. MRD-codes have various applications in communications and cryptography; for instance, see [17, 21]. More properties of MRD-codes can be found in [14, 16, 18, 39]. Delsarte[14]andGabidulin[16]constructed,independently,linearMRD- codes over F for any values of m and n and for arbitrary value of the min- q imum distance d. In the literature these are called Gabidulin codes, even if the first construction is due to Delsarte. These codes were later general- ized by Kshevetskiy and Gabidulin in [20], they are the so called generalized Gabidulin codes. A generalized Gabidulin code is defined as follows: under a given basis of F over F , each element a of F can be written as a (column) vector qn q qn 7 v(a) in Fn. Let α ,...,α be a set of linearly independent elements of F q 1 m qn over F , where m ≤ n. Then q (v(f(α )),...,v(f(α )))T :f ∈ G (11) n 1 m k,so is the original generalized Gabidulin code, where Gk,s = {f(x) = a0x+a1xqs+...ak−1xqs(k−1) : a0,a1,...,ak−1 ∈ Fqn}, (12) with n,k,s ∈ Z+ satisfying k < n and gcd(n,s) = 1. All members of G are of the form f(x) = n−1a xqi, where a ∈ Fqn. A polynomial ofkt,shis form is called a linearizPedi=po0lyniomial (also ai q- polynomialbecauseitsexponentsareallpowersofq). Theyareequivalentto Fq-lineartransformationsfromFqn toitself,i.e.,elementsofE = EndFq(Fqn). We refer to [30, Section 4] for their basic properties. In the literature, there are different definitions of equivalence for rank metric codes; see [3,39]. If C andC′ aretwo sets of GL(U,F ), whereU is an q F -space of dimension n, then up to an isomorphism we may consider U as q the finite field F and it is natural to define equivalence in the language of qn q-polynomials, see[42]. For F -linear mapsbetween vector spaces of distinct q dimensions we will use the following definition of equivalence. Definition 3.1. Let U(n,q) and V(m,q) be two F -spaces, n 6= m, and let q C and C′ be two sets of F -linear maps from U to V. They are equivalent q if there exist two invertible F -linear maps L ∈ GL(V,F ), L ∈ GL(U,F ) q 1 q 2 q and ρ ∈ Aut(F ) such that C′ = {L ◦ fρ ◦ L : f ∈ C}, where fρ(x) = q 1 2 f(xρ−1)ρ. Very recently, Sheekey made a breakthrough in the construction of new linear MRD-codes using linearized polynomials [42] (see also [36]). In [42, Section 4], theauthor showed that maximum scattered linear sets of PG(1,qn) correspond to F -linear MRD-codes of dimension 2n and min- q imum distance n−1. The number of non-equivalent MRD-codes obtained fromamaximumscatteredlinearsetofPG(1,qn)wasstudiedin[11,Section 5.4]. HereweextendthisresultshowingthatMRD-codes ofdimensionrnand minimum distance n−1 can be constructed from every maximum scattered F –linear set of PG(r−1,qn), rn even, and we exhibit some relations with q Sheekey’s construction when r is even. Tothisaim,recallthatanFq-subspaceU ofFqrn isscatteredwithrespect to F if itdefinesascattered F -linear setinPG(F ,F ) = PG(r−1,qn), qn q qrn qn i.e. dimFq(U ∩hxiFqn) ≤ 1 for each x ∈ F∗qrn. 8 Theorem3.2. LetU beanrn/2-dimensionalF -subspaceofther-dimensional q Fqn-space V = V(r,qn), rn even, and let i = max{dimFq(U ∩hviFqn): v ∈ V}. For any F -linear function G: V → W, with W = V(rn/2,q) such that q kerG = U, if i < n, then the pair (U,G) determines an RD-code C (cf. U,G (13)) of dimension rn and with parameters (rn/2,n,q;n − i). Also, C U,G is an MRD-code if and only if U is a maximum scattered F -subspace with q respect to F . qn Proof. For v ∈ V the set Rv := {λ ∈Fqn: λv ∈ U} is an Fq-subspace with dimension the weight of the point hviFqn in the Fq- linear set LU of PG(V,Fqn). Since i is the maximum weight of the points in LU, it follows that dimFqRv ≤ i for each v. Also, let τv denote the map λ ∈ Fqn 7→ λv ∈ V. Direct computation shows that the kernel of G◦τv is Rv for each v ∈ V and hence it has rank at least n−i. It remains to show that G◦τv 6= G◦τw for v 6= w. Suppose, contrary to our claim, that there exist v,w ∈ V with v 6= w and with G(λv) = G(λw) for each λ ∈ Fqn. Note that v 7→ G◦τv is an F -linear map and hence G(λ(v−w)) = 0 for each λ ∈ F . This means q qn dimFq(kerG◦τv−w) = n= i, a contradiction. Hence CU,G = {G◦τv: v ∈ V} (13) isanF -linearRD-codewithdimensionrnandwithparameters(rn/2,n,q;n− q i). The second part is obvious since L is scattered if and only if i = 1. U Now we will show that different choices of the function G give rise to equivalent RD-codes. Let’s start by proving the following result. Lemma3.3. LetU beanrn/2-dimensionalF -subspaceofther-dimensional q F -space F . Then there exists ω ∈ F \F such that qn qrn qrn qrn/2 U = {x+ωf(x): x ∈ F } qrn/2 where f(x) is a q-polynomial over F . qrn/2 Proof. Observe that F∗qrn = Sa∈F∗qrn aF∗qrn/2 and for any a,b ∈ F∗qrn either aF∗ ∩bF∗ = ∅ or aF∗ = bF∗ and the latter case happens if and qrn/2 qrn/2 qrn/2 qrn/2 onlyif a ∈ F∗ . SinceU∗∩aF∗ iseitheremptyorcontainsatleastq−1 b qrn/2 qrn/2 9 elements and since |U∗| = qr2n −1, there exist a,b ∈ F∗qrn, with ab ∈/ Fqrn/2 such that U∗ ∩aF∗ = U∗ ∩bF∗ = ∅. We may assume a ∈/ F∗ and qrn/2 qrn/2 qrn/2 putω := a. ThenU∩ωF = {0}andtakingintoaccountthatU hasrank qrn/2 r2n and{1,ω}isanFqrn/2–basisofFqrn,wehaveU = {x+ωf(x): x ∈ Fqrn/2} for some q-polynomial f over F . qrn/2 Hence, we are able to prove the following Proposition 3.4. Let U be an rn/2-dimensional F -subspace of the r- q dimensional Fqn-space V = V(r,qn), rn even, and let G and G be two F -linear functions determining two RD-codes C and C as in Theorem q U,G U,G 3.2. Then C and C are equivalent. U,G U,G Proof. Uptoanisomorphism,wecanalways assumeV = F ×F and qrn/2 qrn/2 W = Fqrn/2. Thenby Lemma3.3 wehave U = {(x,f(x)) : x ∈ Fqr2n}, where f(x) is a q-polynomial over F . Then G,G : F ×F → F are qrn/2 qrn/2 qrn/2 qrn/2 two F -linear maps such that U = kerG = kerG. We want to show that q there exist two permutation q-polynomials H and L over Fqrn/2 and Fqn, respectively, and σ ∈ Aut(F ) such that q CU,G = {H ◦(G◦τv)σ ◦L : v ∈ Fqrn}. Let G ,G ,G ,G : F → F be F −linear maps such that 0 1 0 1 qrn/2 qrn/2 q G(x,y) = G (x)−G (y) and G(x,y) = G (x)−G (y), 0 1 0 1 for all x,y ∈ F . Since kerG = kerG = U it can be easily seen that qrn/2 G = G ◦f, G = G ◦f and that G and G are invertible maps. Hence, 0 1 0 1 1 1 putting H = G1◦G−11, σ = idFq and L = idFqn, we have H ◦G◦τv = G◦τv, for each v = (x,y) ∈ V, and hence the assertion follows. Firstweshowsomeresultsinthecaser even. Startingwiththefollowing example for r = 2, we examine further the codes defined in Theorem 3.2. Later, in Theorem 3.7 we will also give a different construction of MRD- codes. Example 3.5. Let U = {(x,f(x)): x ∈ F } be a maximum scattered F - f qn q subspace of the two-dimensional F -space V = F × F , where f is a qn qn qn q-polynomial over F . Let qn G: (a,b) ∈ V 7→ f(a)−b ∈ F . qn 10

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