A SOCIOLOOICAL APPRAISAL OF THE "ASIATIC· MODE OF PRODUCTION MARX'S ~ ON INDIA: A SOCIOLOOICAL APPRAISAl, OF mE "ASIATIC" K)DE OF PRODOCTION By Bula Bhadra, B.A. (Hons.), M.A., M.A., M.A. AThesis Submitted to the School of Graduate Studies in Partial Fulfilment of the Requirements for the Degree Doctor of Philosophy McMaster University June, 1986 DOCTOR OF PHILOSOPHY (1986) McMASTER UNIVERSITY (Sociology) Hamilton, Ontario TITLE: Marx's Views on India: ASociological Appraisal of the "Asiatic" Mode of Production AUTHOR: Bula Bhadra, B.A. (Hons.) (Calcutta University) M.A. (Calcutta University) M.A. (Brock University) M.A. (McMaster University) SUPERVISOR: Professor Cyril Levitt NUMBER OF PAGES: xii, 639 ii ABSTRACT The current literature on the theory of the "Asiatic" mode of production, which summarizes Marx's views on the non-European social formations including India, is quite vast. Even then, to date there is no systematic study which focuses simultaneously on the methodological and theoretical problems and consequences immanent in the "Asiatic" mode, and on its empirical validity within the historical context of the Indian social experience. The present dissertation, thus, seeks to achieve two objectives. First, it attempts to examine how far and to what extent Marx's "Asiatic" mode of production ~ be justified and upheld methodologically and theoretically, on the one hand, and empirically, on the other, .2!l the basis of the concrete experience of the Indian social formation from about the rise of the Indus civilization to the first consolidation of the Muslim rule. Second, it also demonstrates that not only is Marx's theory grounded upon Orientalism, but, what is even more important, it stands for and indeed represents what I call materialist Orientalism =: the doctrine that rationalizes and sanctifies the geographical divide between the East and West, and, hence, separates Them from Us EY. resorting to material or concrete explanatory factors. From this standpoint, the present dissertation seeks to fill in a characteristic void in the contemporary literature for two reasons. First, the eXisting stUdies, which are largely unsystematic from a iii methodological and theoretical point of view, invariably center around revising the "Asiatic" mode in such a way as to make it more acceptable than what would be the case in its original Marxian form. In contrast to this, it is argued that numerous methodological and theoretical problems are built into the very structure of Marx's theory, so much so that it is hardly amenable to any constructive modification or revision. By focusing on pre-Muslim India for the determination of the empirical validity of the AMP, the present dissertation purports to remedy a second deficiency. As yet there is no such systematic empirical assessment of Marx's theory,although marx himself constructed his theory almost completely on the basis of the Indian historical experience. In sum, my findings indicate that Marx's theory is empirically inadequate in view of the existence of an overwhelming mass of historical data to the contrary. iv ACKNOWLEIXiIOO!JffS I wish to extend my sincere appreciation to all those who helped me make this thesis a reality. lowe an immense debt to all the members of my dissertation committee - Dr. Cyril Levitt, Dr. Krishna Sivaraman, Dr. Graham Knight, and Dr. Louis Greenspan whose experience and support made the process of writing the dissertation an intellectually challenging and stimulating experience. I especially thank Prof. Cyril Levitt, who as my dissertation adviser, provided me with the necessary intellectual freedom and invaluable guidance at all stages of the research process. I acknowledge gratefully also my debt to Prof. Krishna Sivaramanj it was my good fortune to have had the benefit of his material help, and wise and subtle counsel. I am especially appreciative of the fact that he not only tolerated my Marxist arguments but also stood by me in hours of my need. No endeavour such as this is possible without the assistance of many other individuals. In particular I desire to express my deep appreciation of the invaluable help and suggestions given by Dr. Buddhadeva Bhattacharyya of Calcutta University. While at McMaster, I should especially name Michael Anthony Gismondi, to whom lowe the largest of the debts I have incurred among my contemporary friends. He has helped me in more ways than I can say, from returning overdue books to editing and re-editing the entire dissertation, and from hanging my v book-shelves to sharpening my thinking on the subject. He was certainly the one who rose above what I have called "materialist Orientalism" in the dissertation. And last but by no means least he has done his best to sweeten my distractions, and has stood by me even at the risk of getting kicked. I am grateful to my parents for their abiding faith in my ability to bring this to a successful conclusion. I also thank Mrs. Lynda Chapple for her excellent typing and retyping of the manuscript. Finally, I dedicate this disseration to my loving husband and best friend, Bipul, without whose sacrifice and support it may not have seen daylight. vi TABLE OF OONTalfS Page CHAPTER ONE: INTRODUCTION . 1. Purpose of the Study ..........•..•.......... II. The Genealogy of Marx's Theory of the AMP: A Review of the Different Aspects of the Indian Social Formation and its Peoples . 3 III. From Oriental Despotism to the Asiatic Mode of Production: A Review of Contemporary Findings 11 IV. Interpretation of the Pre-British Indian Social Formation: AReview of the Main Trends 21 V. The Scope and Organization of the Dissertation . 46 VI. Methodology, Types and Sources of Data, and Limitations of the Dissertation . 53 ~ CHAPTER TWO: MARX AND THE ASIATIC MODE OF PRODUCTION ....•.....•.................. 78 J I. Introduction . 78 II. The Absence of Private Property in Land ..... 81 III. Social Stagnation and the Village Community . 94 IV. Oriental Despotism and the State . 111 V. Conclusion . 118 CHAPTER THREE: THE RIGHT TO PRIVATE PROPERTY IN LAND: AMETHODOLOGICAL AND THEORETICAL CRITIQUE ....•..•..............•..•..... 128 1. Introduction ........•....................... 128 vii II. AMethodological and Theoretical Review: Predecessors and Contemporaries of Marx 130 III. Marx: AMethodological and Theoretical Critique 149 IV. Conclusion 184 CHAPTER FOUR: THE DEVELOPMENT OF PRIVATE PROPERTY IN LAND: AN EMPIRICAL CRITIQUE 199 I. Introduction .......•........................ 199 II. The Origin ana Development of Private Landed Property in India .......•..•..•..•.......... 200 III. Conclusion 232 CHAPTER FIVE: PRIVATE PROPERTY IN LAND AND FEUDAL DEVELOPMENTS IN INDIA: AN EMPIRICAL CRITIQUE .•..•..•....................... 244 I. Introduction 244 II. European Feudalism: Some Pertinent Remarks 246 III. Landed Property and Feudal Developments in Pre-Muslim India .....•...................... 255 IV. Conclusion 278 CHAPTER SIX: SOCIAL STAGNATION AND THE VILLAGE ECONOMY: AMETHODOLOGICAL AND THEORETICAL CRITIQUE 293 I. Introduction 293 II. AMethodological and Theoretical Review: Predecessors and Contemporaries of Marx 295 III. Marx: AMethodological and Theoretical Critique 318 IV. Conclusion . 340 viii CHAPTER SEVEN: SOCIAL STAGNATION AND THE VILLAGE ECONOMY: AN EMPIRICAL CRITIQUE .•...... 352 I. Introduction 352 II. The Rise and Development of the Ancient Indian Socia-Economic Formation ...•..•.•.... 354 III. The Origin and Development of the Feudal Economy •....•••..••.•.•••••..••••.•.•••••••• 386 IV. Conelusion . 409 CHAPTER EIGHT: ORIENTAL DESPOTISM OF THE CLASSLESS STATE: AMETHODOLOGICAL AND THEORETICAL CRITIQUE 427 1. Introduction . 427 II. AMethodological and Theoretical Review: Predecessors and Contemporaries of Marx 429 III. Marx: AMethodological and Theoretical Critique 442 IV. Conclusion 469 CHAPTER NINE: ORIENTAL DESPOTI~1 OF THE CLASSLESS STATE: AN EMPIRICAL CRITIQUE ..•..•.•.. 481 I. Introcluction 481 II. The Formation and Development of Social Classes 483 III. Aspects of Political Development: The Nature and Functions of the State in Ancient and Early Medieval India .....•..•..•..•.••...•.• 522 IV. Conclusion . 556 CHAPTER TEN: GENERAL CONCLUSION .. 575 BIBLIOGRAPHY ...........•................................... 600 ix
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