Springer Series in 108 OPTICAL SCIENCES Founded by H.K .V . Lotsch Editor-in-Chief: W.T. Rhodes, Atlanta Editorial Board: T. Asakura, Sapporo T.W. Hansch, Garching T. Kamiya, Tokyo F. Krausz, Vienna and Garching B. Monemar, Linkoping H. Venghaus, Berlin €5. Weber, Berlin H. Weinfurter, Munich Springer Series in OPTICAL SCIENCES The Springer Series in Optical Sciences, under the leadership of Editor-in-Chief William T. Rhodes, Georgia Institute of Technology, USA, provides an expanding selection of research monographs in all major areas of optics: lasers and quantum optics, ultrafast phenomena, optical spectroscopy techniques, optoelectronics, quantum information, information optics, applied laser technology, industrial applications, and other topics of contemporary interest. With this broad coverage of topics, the series is of use to all research scientists and engineers who need up-to-date reference books. The editors encourage prospective authors to correspond with them in advance of submitting a manu- script. Submission of manuscripts should be made to the Editor-in-Chief or one of the Editors. See also http://springeronline.com/series/624 Editor-in-Chief William T. Rhodes Georgia lnstitute of Technology School of Electrical and Computer Engineering Atlanta, GA USA 303jz-0~~0, E-mail: [email protected] Editorial Board Toshimitsu Asakura Bo Monemar Hokkai-Gakuen University Department of Physics Faculty of Engineering and Measurement Technology 1-1, Minami-26, Nishi 11. Chuo-ku Materials Science Division Sapporo, Hokkaido 064-0926, Japan Linkoping University E-mail: [email protected] 58183 Linkoping, Sweden E-mail: [email protected] Theodor W. Hansch Max-Planck-Institut fur Quantenoptik Hans-Kopfermann-Strasse Herbert Venghaus 1 Garching, Germany Heinrich-Hertz-lnstitut 85748 E-mail: fiir Nachrichtentechnik Berlin GmbH [email protected] Einsteinufer Takeshi Kamiya Berlin,3 G7 ermany 10587 Ministry of Education, Culture, Sports E-mail: [email protected] Science and Technology National Institution for Academic Degrees Otsuka, Bunkyo-ku Horst Weber 3-29-1 Tokyo 112-0012, Japan Technische Universitat Berlin E-mail: [email protected] Optisches lnstitut Strasse des 17. Juni Ferenc Krausz Berlin, Germ1a3n5y 10623 Vienna University of Technology E-mail: [email protected] Photonics Institute Gusshausstrasse Wien, Austr2ia71 387 Harald Weinfurter 1040 E-mail: Miinchen [email protected] Ludwig-Maximilians-Universitat and Sektion Physik Max-Planck-lnstitut fur Quantenoptik Schellingstrasse 4111 Hans-Kopfermann-Strasse I 80799 Miinchen, Germany Garching, Germany E-mail: 85748 [email protected] Norman Hodgson Horst Weber Laser Resonators and l Beam Propagation Fundamentals, Advanced Concepts and Applications Second Edition With 587 Figures - Springer a Dr. rer. nat. Norman Hodgson Prof. Dr. Ing. Horst Weber Coherent, Inc. Optisches Institut 5100 Patrick Henry Drive Technische UniversitPt Berlin Santa Clara. CA 95054 Strasse des 17. Juni 135 USA 10623 Berlin norman.hodgson @coherent.com Germany [email protected] Library of Congress Control Number: 2005923403 ISBN- 10: 0-387-40078-8 e-ISBN 0-387-251 10-3 Printed on acid-free paper. ISBN-] 3: 978-0387-40078-5 0 2005 Springer Science+Business Media, Inc. All rights reserved. This work may not be translated or copied in whole or in part without the written permission of the publisher (Springer Science+Business Media, Inc., 233 Spring Street, New York, NY 1001 3, USA), except for brief excerpts in connection with reviews or scholarly analysis. Use in connec- tion with any form of information storage and retrieval, electronic adapeation, computer software, or by similar or dissimilar methodology now known or hereafter developed is forbidden. The use in this publication of trade names, trademarks, service marks, and similar terms, even if they are not identified as such, not to be taken as an expression of opinion as to whether or not they are is subject to proprietary rights. Printed in the United States of America. (MVY) 9 8 7 6 5 4 3 2 1 springeronline.com Preface Since its first demonstration in 1960, the laser has found widespread application in diverse areas including medicine, materials processing, optical communications and information technology. The number of engineers and scientists working on lasers or in laser related fields is continuously increasing new applications for this exciting technology are being as discovered. This also means that more and more people need to gain a detailed knowledge of lasers and their characteristics. The basic understanding of the properties of lasers and their radiation requires knowledge of the physics of optical resonators. The laser beam characteristicsa s well as efficiency and sensitivity against misalignment are determined mainly by the resonator. Despite this important role optical resonators play in laser engineering, most publications treat them either on a too basic and incomplete level or in the form of a theoretical presentation that is only useful to academics. The result is that very often an engineer or physicist confronted with a laser resonator problem will have difficulties finding information in scientific publications unless he is able to derive his own equations or successfully link the publication's results to his own unique problem. It is for this reason that we decided to write this overview on laser resonators which covers basics as well as the latest research results. Although the emphasis was put on application and laser engineering problems, the book should also satisfy readers seeking a more thorough background in the field. The first part, entitled "The Electromagnetic Field", provides the reader with the theoretical background necessary for the mathematical description of resonators. We tried to keep the mathematical level as low as possible, e.g. the Kirchhoff Integral is derived in an empirical way instead of using the common approach of applying Green's theorem to the wave equation. Ray transfer matrices in geometrical optics as well as basic and advanced concepts in diffraction theory, beam propagation and coherence are presented here. However, it is not necessary to work oneselfthrough this part to make use of the rest of the book. All succeeding parts can be used without having read the theoretical part. But the reader who seeks a better understanding of the derivation and applicability of the presented equations will get help here. Anyone new to the field of lasers and laser resonators should certainly go through the theory part to get familiar with the general mathematical concepts of optics. vi Preface The outline of the book was chosen such that the subject matter becomes more specialized with proceeding chapters. We will start in Part I1 with the Fabry-Perot Interferometer to discuss the basic resonator properties such loss, gain, threshold, and line width. The as following part will deal with passive (no active medium) resonators. Here we deal with linear stable and unstable resonators which represent probably 95% of all resonators currently used in lasers. Leaving the active medium out of the treatment is the classical approach to the subject since the gain generally only perturbs the physical properties of the resonator rather than completely changing them. The influence of the medium on the resonator properties will be discussed in Part IV. This part also reviews the physics of laser emission and presents output power calculation models, the effects of gain on the mode structure, as well as pulsed operation of laser resonators via Q-switching or mode-locking.. A collection of special resonator concepts is presented in Part V. These concepts are either only used in a limited number of applications or laser designs, or might play an important role in the near future. Resonator schemes such as prism resonators, Fourier transform resonators, hybrid resonators, resonators for annular gain media, and micro- resonators fall into this category. We also included the ring resonator into this part although some readers might argue that it deserves its own part since it is a widely used scheme and probably more important than any other resonator presented here. A collection of major measurement techniques is given in Part VI. This will help the practicing engineer to make a detailed analysis of his laser system. A mong others, techniques for measuring gain, losses, and beam quality are invaluable for anyone designing and working with laser systems. A detailed reference list will help the reader to get more information on a preferred subject. We have included the titles of the publications as a help, and publications which give a good review or are a must to read are referred to in the text. We certainly do not claim completeness but to the best of our knowledge we have covered as many publications as possible. The references are listed in their chronological order to give the reader a feeling for the historical development in the specific area. We hope that this monograph will help you to get more insight into laser resonators and assist you in analyzing and solving the problems you are facing as a laser engineer or physicist. We also hope that, after having worked with this book, you will love laser resonators and laser beams as much as we do!! This book represents a revised version of “Optical Resonators”, published by Springer- Verlag in 1996. Obsolete material has been deleted and new information has been added. In particular, the following areas have been expanded or added: In Part I, “The electromagnetic field”, we have added an overview of temporal and spatial coherence and their mathematical description incorporating advanced mathematical concepts such as the global degree of coherence and the Wigner function. In addition, angular momentum of beams and the beam propagation in anisotropic crystals are treated as well. Preface vii In IV,” Open Resonators with Gain”, a chapter on Q-switched laser resonators has Part been added. The chapter on nonlinear optical elements has been expanded to include third harmonic generation. In Part V,” Special Resonator Concepts”, a paragraph on micro-optical resonators has been included. In VI, Measurement Techniques”, the chapter on beam quality measurement has Part “ been rewritten to reflect the IS0 standard IS0 11146:1999. We have also added a paragraph on the experimental determination of the phase. In addition to these expansions, we have updated the reference lists for all chapters and incorporated new material in many chapters. This book would not have been possible without the many contributions that have appeared in the scientific literature. No reference list can ever be complete, and at this point we apologize to any of our colleagues whose work has not been acknowledged or adequately represented. We also would like to thank those readers that have pointed out errors in the first version of this book. Our special thanks are due to Kathleen M. Millar for proof-reading the original manuscript and to Dr. Keith Murdoch, Dr. Lukas E. Hunziker, Dr. Edward J. Reed, all of Coherent, Inc. and Dr. Hanna J. Hoffman of Spectra-Physicsf or proof-reading selected chapters ofthe final manuscript. We also thank Dr. Hans Koelsch, Margaret Mitchell and Virginia Lipscy of Springer-Verlag New York, Inc. for their support and assistance in preparing this book. July 2004 Belmont, CA Dr. rer. nat. Norman Hodgson Berlin, Germany Prof. Dr. Ing. Horst Weber Contents List ofSymbols ................................................. xvii Introduction .................................................. 1 Part I The Electromagnetic Field ................................. 5 1 Geometrical Optics ......................................... 7 1.1 General Aspects ............................................ 7 1.2 Ray Transfer Matrices ........................................ 9 1.2.1 One-Dimensional Optical Systems ......................... 9 1.2.2 Matrix Elements and Liouville's Theorem .................... 19 1.2.3 Misaligned Optical Systems ............................... 29 1.2.4 Two-Dimensional Optical Systems ......................... 34 1.2.5 Rotation and Tilt ....................................... 38 1.2.6 The ABCD Law for the Radius of Curvature ................. 47 1.2.7 Eigensolutions and Eigenvalues ............................ 50 1.3 Optical Resonators and Ray Transfer Matrices .................... 52 2 Waveoptics ............................................... 57 2.1 Huygens' Principle and Kirchhoff-Integral ........................ 57 2.2 Diffraction ................................................. 61 2.2.1 Rectangular Aperture .................................... 61 2.2.2 Circular Aperture ....................................... 67 2.3 Collins-Integral ............................................. 71 2.3.1 One-Dimensional Optical Systems ......................... 71 2.3.2 Two-Dimensional Optical Systems ......................... 73 2.4 Collins-Integral and Vanishing Ray Matrix Elements ............... 75 2.4.1 Imaging Condition (B=O) ................................. 75 2.4.2 Fourier Transformation (A=O) ............................. 76 2.5 Gaussian Beams ............................................ 80 2.5.1 Gaussian Beams in One-Dimensional Optical Systems .......... 80 2.5.2 Elliptical Gaussian Beams ................................ 91 X Contents 2.6 Intensity Moments and Beam Propagation ........................ 96 2.6.1 Stigmatic and Simple Astigmatic Beams . 96 2.6.2 Generalized Astigmatic Beams ............................ 102 2.6.3 Beam Quality .......................................... 107 2.7 Coherence ................................................. 110 2.7.1 Temporal Coherence .................................... 110 2.7.2 Spatial Coherence .......... ......................... 117 2.8 Diffraction Theory of Optical Resonators ......................... 134 2.8.1 Integral-Equation for the Electric Field Distribution ............ 134 2.8.2 The Gaussian Beam as a Fundamental Resonator Mode ......... 136 2.9 Plane Wave Presentation of Diffraction .......................... 138 2.10 Diffraction-Free Beams ....................................... 143 2.1 1 Beam Propagation in Anisotropic Crystals ........................ 150 3 Polarization ............................................... 153 3.1 General Aspects ............................................ 153 3.2 Jones Matrices .............................................. 156 3.2.1 Definition ............................................. 156 3.2.2 Matrices for Rotated Polarizing Optics ...................... 161 3.2.3 Combination of Several Polarizing Optics ................... 163 3.3 Eigenstates of Polarization .................................... 167 3.4 Polarization in Optical Resonators .............................. 169 3.4.1 Eigenstates of the Roundtrip Jones Matrix ................... 169 3.4.2 Polarization and Diffraction-Integrals ....................... 170 3.5 Depolarizers ............................................... 171 3.6 Momentum and Angular Momentum of a Beam ................... 173 3.6.2 The Poynting Vector of Structured,B earns ................... 176 3.6.3 Angular Momentum ..................................... 178 Part I1 Basic Properties of Optical Resonators ...................... 187 4 The Fabry Perot Interferometer .............................. 189 4.1 General Aspects ............................................ 189 4.2 The Fabry Perot Interferometer ................................. 191 4.2.1 Passive Fabry Perot Interferometer ......................... 191 4.2.2 Applications of FPIs ..................................... 197 4.2.3 Fabry Perot Interferometer with Gain - The Laser Resonator ..... 199 4.3 Optical Coatings ............................................ 204 4.3.1 Coating Design Matrix Method ............................ 204 4.3.2 Quarter Wavelength Systems .............................. 209 4.3.3 Coating Methods and Materials ............................ 214 Contents xi Part I11 Passive Open Resonators ................................. 217 5 Stable Resonators .......................................... 219 5.1 General Aspects ............................................ 219 5.2 Unconfined Stable Resonators ................................. 221 5.2.1 Transverse Mode Structures ............................... 222 5.2.2 Resonance Frequencies .................................. 233 5.2.3 The TEM,- Mode ....................................... 235 5.2.4 Higher Order Modes .................................... 242 5.2.5 Focusability and Beam Quality ............................ 250 5.3 Aperture Limited Stable Resonators ............................. 259 5.3.1 One Aperture Limited Mirror ............................. 261 5.3.2 Two Aperture Limited Mirrors ............................ 267 5.4 Misalignment Sensitivity ..................................... 271 5.4.1 One Aperture Limited Mirror ............................. 273 5.3.2 Two Aperture Limited Mirrors ............................ 277 6 Resonators on the Stability Limits ............................ 281 6 .I Resonators with g.g. =l ....................................... 281 6.2 Resonators with One Vanishing g-Parameter ...................... 285 6.3 The Confocal Resonator ...................................... 287 7 Unstable Resonators ........................................ 295 7.1 General Aspects ............................................ 295 7.1 Geometric-Optical Description of Unstable Resonators .............. 296 7.2.1 Beam Propagation ...................................... 296 7.2.2 Focusability ........................................... 303 7.3 Diffraction Theory .......................................... 311 7.3.1 Mode Structure. Beam Quality, and Losses ................... 311 7.3.2 Applications of Unstable Resonators ........................ 317 7.4 Misalignment Sensitivity ..................................... 317 7.5 Unstable Resonators in Off-Axis Geometry ....................... 323 7.6 Unstable Resonators with Homogenous Output Coupling ............ 328 7.7 Unstable Resonators with Graded Reflectivity Mirrors .............. 330 7.7.1 Resonator Properties .................................... 330 7.7.2 Production of VRMs .................................... 334 7.7.3 Laser Performance of VRM Unstable Resonators .............. 337 8 Resonators with Internal Lenses .............................. 341 8.1 Resonators with Internal Lenses ................................ 341 8.2 Resonators with Polarizing Optics .............................. 344 8.2.1 The Twisted Mode Resonator ............................. 346 8.2.2 Resonators with Variable Output Coupling ................... 347 8.2.3 The Pockels Cell Resonator ............................... 349