Springer Theses Recognizing Outstanding Ph.D. Research Yu-Pin Lin Isotropic and Anisotropic Seismic Tomography Using Active Source and Earthquake Records Springer Theses Recognizing Outstanding Ph.D. Research Aims and Scope The series “Springer Theses” brings together a selection of the very best Ph.D. theses from around the world and across the physical sciences. Nominated and endorsed by two recognized specialists, each published volume has been selected foritsscientificexcellenceandthehighimpactofitscontentsforthepertinentfield of research. For greater accessibility to non-specialists, the published versions includeanextendedintroduction,aswellasaforewordbythestudent’ssupervisor explainingthespecialrelevanceoftheworkforthefield.Asawhole,theserieswill provide a valuable resource both for newcomers to the research fields described, and for other scientists seeking detailed background information on special questions. 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More information about this series at http://www.springer.com/series/8790 Yu-Pin Lin Isotropic and Anisotropic Seismic Tomography Using Active Source and Earthquake Records Doctoral Thesis accepted by National Taiwan University, Taipei, Taiwan 123 Author Supervisors Dr. Yu-Pin Lin Prof. LiZhao Department ofEarth Sciences, Southern Institute of Earth Sciences California Earthquake Center Academia Sinica University of SouthernCalifornia Taipei LosAngeles, CA Taiwan USA Prof. Shu-Huei Hung Department ofGeosciences National Taiwan University Taipei Taiwan ISSN 2190-5053 ISSN 2190-5061 (electronic) SpringerTheses ISBN978-981-10-5067-1 ISBN978-981-10-5068-8 (eBook) DOI 10.1007/978-981-10-5068-8 LibraryofCongressControlNumber:2017943094 ©SpringerNatureSingaporePteLtd.2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. 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Theregisteredcompanyaddressis:152BeachRoad,#21-01/04GatewayEast,Singapore189721,Singapore ’ Supervisor s Foreword One of the major goals of seismology is to gain knowledge on the internal struc- tures of the Earth from seismic signals recorded by instruments deployed on the surfaceoftheglobe. Eversincetheintroductionofdigitalseismometersinthelate 1970s, a huge amount of data has been collected which, with the availability of increasinglypowerfulandaffordablecomputers,hasledtothecreationofnumerous tomographymodels,allowingustopeekintotheEarth’sglobal,regionalandlocal structures. In keeping with the improvement in seismic tomography models, our perception of the Earth’s internal constitution and dynamics has been constantly shaped and reshaped. However, at the same time we have also seen attempts that are little more than straightforwardapplicationsofanestablishedmethodtoamoreorlessthesameold dataset(sometimeswithadditionsofanumberofearthquakesand/orstations).The outcome of this practice is a simple accumulation of models for the same region with little discernible advance in science. Take Taiwan as an example: an incom- plete search of literature in the past two decades yields at least eight different tomography models covering roughly the same area of Taiwan and its immediate surroundings. They share some common large-scale features, but have drastic differences in details. This situation is by no means unique to Taiwan. As “new” models are created, there has clearly been a lack of (1) rigorous, objective and quantitative assessments on the validity of the models and (2) exploration of new techniques to qualitatively improve the robustness of tomography models. The research presented in this thesis represents two efforts in those two aspects. The first part of this thesis (Chaps. 2 and 3) describes the research in which a dataset of the first (P-wave) arrival times from active sources were used to make quantitativeassessmentsofexistingtomographymodelsforTaiwan.TheseP-wave arrival times are regarded as “ground truth” because they are from active sources (explosions) whoselocations and origin times areexactlyknown.Through tedious manualpickingfromwaveformsrecordedatnearly1400sitesalloverTaiwan,the author acquired more than 6000 P-wave arrival times, which were then compared withpredictionsbyexistingtomographymodelstoevaluatetheperformanceofthe models. Indeed, different levels of performance can be seen not only in different v vi Supervisor’sForeword tomography models but also in different parts of the same model. This “ground truth”dataset was alsousedtoconducta tomography study for theshallow crustal structure in Taiwan. The resulting model (presented in Chap. 3) has much lower residual and good correlation with surface geology. It was nevertheless turned down for publication at an international journal due to the objection by an anonymousbut“well-knownexpertinactive-sourceseismology”.ShunryuSuzuki, founderoftheSanFranciscoZenCenter,oncewrote,“Inthebeginner’smindthere are many possibilities, in the expert’s mind there are few”. The second part of this thesis (Chaps. 4 and 5) deals with the development and application of a new, full-wave approach to imaging the three-dimensional aniso- tropic structures using the widely available shear-wave splitting measurements. Traditional modelling and interpretation of shear-wave splitting in terms of ani- sotropy have been largely based on ray theory which presumes a uniform distri- bution of anisotropy. The full-wave approach based on normal-mode theory developed here leads to spatially varying sensitivities of shear-wave splitting on anisotropicstructures.Theapplicationofthisapproachtodatacollectedataseismic network in Southern California, coupled with a multi-scale inversion practice, demonstrates that this new approach is very effective in imaging the three- dimensional variations of anisotropy, which in turn provides strong seismic con- straints on the state of stress and strain in the lithosphere and the dynamics of the mantle flow in the asthenosphere. At the present time, full-wave seismic tomography is one of the most active researchfrontiersinseismology.AnothernewgenerationofEarthmodelsarebeing created offering new insights into the inner workings of our planet. I am confident that the author of this thesis has much to contribute in her future endeavours. Taipei, Taiwan Li Zhao February 2017 Abstract Thisthesisinvolvestworegionalseismictomographystudies:Onefortheisotropic P-wave velocity in the upper crust beneath Taiwan using first-arrival times from active sources; the other for the shear-wave anisotropy structure under Southern CaliforniausingSKSsplittingintensitymeasurements.Intheisotropictomography forTaiwan,weusewaveformrecordsfromthe10explosionsin2008conductedby the TAiwan Integrated GEodynamics Research (TAIGER) project. A large dataset of high-quality ground-truth first-arrival times are hand-picked from the active-source records at *1400 sites throughout Taiwan, which greatly enhance ourcapabilitytodeterminethecrustalvelocitybeneathTaiwanwithunprecedented accuracy and resolution, especially along the two north-south and two east-west island-wide linear transects with densely deployed receivers. At first, these first-arrivaltimes areusedtoevaluate theexistingtomographymodelsforTaiwan. Results show that tomography models obtained from traditional travel time inver- sions provide consistent and qualitatively correct locations of larger-scale velocity perturbations. However, small-scale features are inconsistent among different models, and their velocity perturbations are mostly underestimated. Then we use our ground-truth first-arrival times to refine the P-wave velocity model. With a trial-and-error procedure, we acquire the best 2D models along a number of shot-to-stationprofilesbyfittingthefirst-arrivaltimes.Finallyapartitionmodelling approach is employed to invert for a 3D model in northern Taiwan based on a collection of the crisscrossing 2D models that densely transect across the region. The resulting structural variations in our 3D model correlate remarkably well with the surface geological features that are distinctly shaped by the orogenic and tec- tonic history in Taiwan. IntheanisotropictomographyforSouthernCalifornia,ourpurposeistoresolve thespatialvariationofanisotropyintheuppermantlewhichplaysanimportantrole in our understanding of the Earth’s internal dynamics. Shear-wave splitting has always been a key observable in the investigation of upper-mantle anisotropy. However,theinterpretationofshear-wavesplittingintermsofanisotropyhasbeen largely based on the ray-theoretical modelling of a single vertically incident plane SKSorSKKSwave.Inourstudy,weusesensitivitykernelsofshear-wavesplitting vii viii Abstract to anisotropic parameters calculated by the normal-mode theory, which automati- callyaccountsforthefull-waveeffectsincludingtheinterferenceofSKSwithother phases of similar arrival times, the near-field effect, and multiple reflections in the crust.Thesefull-waveeffectscanleadtosignificantvariationsofSKSsplittingwith epicentral distance and are neglected in ray theory. We image the upper-mantle anisotropyinSouthernCaliforniausingnearly6000SKSsplittingdataandtheir3D full-wave sensitivity kernels in a multiscale inversion enabled by a wavelet-based model parameterization. We also appraise our inversion by estimating the spatial resolution lengths using a statistical resolution matrix approach, which shows the finest resolution length of *25 km in regions with better path coverage. The anisotropic model we obtain displays the structural fabrics in relation to surface geologic features such as the Salton Trough, the Transverse Ranges and the San Andreas Fault. The depth variation of anisotropy does not suggest a strong decoupling between the lithosphere and asthenosphere. At long wavelengths, the orientations of the fast axis of anisotropy are consistent with the absolute plate motion in the interiors of the Pacific and North American plates. (cid:1) (cid:1) (cid:1) Keywords TAIGER project Active sources First-arrival times Seismic (cid:1) (cid:1) (cid:1) (cid:1) (cid:1) tomography Taiwan Shear-wavesplitting Anisotropy Multiscaletomography (cid:1) Full-wave sensitivity kernels Southern California Parts of this thesis have been published in the following journal articles: 1. Lin, Y.-P., Zhao, L., Hung, S.-H. (2014b) Full-wave multiscale anisotropy tomography in Southern California, Geophys. Res. Lett., 41, doi:10.1002/ 2014GL061855. (Reproduced with Permission) 2. Lin, Y.-P., Zhao, L., Hung, S.-H. (2014a) Full-wave effects on shear wave splitting, Geophys. Res. Lett., 41, 799-804, doi:10.1002/2013GL058742. (Reproduced with Permission) 3. Lin, Y.-P., Zhao, L., Hung, S.-H. (2011) Assessmentof tomography models of Taiwan using first-arrival times from the TAIGER active-source experiment, Bull.Seism.Soc.Am.,101(2),866–880,doi:10.1785/0120100244.(Reproduced with Permission) ix
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