2008 iPRES Proceedings of The Fifth International Conference on Preservation of Digital Objects Joined Up and Working: Tools and Methods for Digital Preservation The British Library, London. 29 – 30 September The(cid:3)British(cid:3)Library(cid:3) St(cid:3)Pancras(cid:3) London,(cid:3)UK(cid:3) ©The British Library Board. The rights of the authors contained in this publication to be identified as the author of the work have been asserted by him or her in accordance with the Copyright & Designs Patent Act 1988. All rights reserved. (cid:3) Foreword(cid:3) This volume brings together the proceedings of iPRES 2008, the Fifth International Conference on Digital Preservation, held at The British Library on 29-30 September, 2008. From its beginnings five years ago, iPRES has retained its strong international flavour. This year, it brings together over 250 participants from 33 countries and four continents. iPRES has become a major international forum for the exchange of ideas and practice in Digital Preservation. The theme of the conference is 'Joined Up and Working: Tools and Methods for Digital Preservation'. Preserving our scientific, cultural and social digital heritage draws together activity across diverse disciplines. It transcends international boundaries and incorporates the needs of disparate communities. By working together, we have been able to make real concrete progress towards solving the problems that we identified in earlier years. The opening address by Dame Lynne Brindley, CEO of The British Library, demonstrates both the importance of Digital Preservation at the national level, as well as commitment to dedicate the resources needed to make progress. The iPRES 2008 conference theme and the papers gathered together here represent a major shift in the state-of-the-art. For the first time, this progress enabled the Programme Committee to establish two distinct tracks. The practitioner track is designed for those with an interest in practically preserving digital content within their organisation. The technical track is designed for those with an interest in underpinning concepts and digital preservation technology. Readers will find valuable insights to draw from in both areas. This is also the first year that iPRES has collected and published full papers in addition to the presentations provided at the conference. Authors’ abstracts were reviewed by at least three members of the Programme Committee for quality, innovation, and significance. The Programme Committee was impressed by the high quality of the submissions. The best 50 were invited to provide full papers for inclusion in the proceedings and presentation at the conference. There are a very limited number of venues for publishing conceptual frameworks, scientific results, and practical experience in Digital Preservation. I believe that inclusion of full papers will make an important contribution to the field by addressing this problem. It is a huge effort to organise a successful international conference. Thanks are due to many individuals and organisations. In particular, we thank the members of the Programme Committee, the members of the Organising Committee, the invited speakers, panellists, authors, presenters, and the participants. We are also grateful for the support provided by The British Library, the Digital Preservation Coalition (DPC) and JISC. In addition, we thank Ex Libris, Sun Microsystems and Tessella for their recognition of the challenge presented by the long term preservation of digital content and their support for this conference. Dr. Adam Farquhar Programme Chair Table of Contents iPRES2008 Programme and Organising Committee Paper Session 1: Modelling Organisational Goals Session(cid:3)Chair:(cid:3)(cid:3)Oya(cid:3)Rieger(cid:3)(Cornell(cid:3)University)(cid:3) (cid:120) Digital Preservation Policy: A Subject of No Importance? 1 Neil(cid:3)Beagrie,(cid:3)Najla(cid:3)Rettberg,(cid:3)Peter(cid:3)Williams(cid:3)(Charles(cid:3)Beagrie(cid:3)Ltd)(cid:3)(cid:3) (cid:120) Modelling Organisational Preservation Goals to Guide Digital Preservation 5 Angela(cid:3)Dappert,(cid:3)Adam(cid:3)Farquhar(cid:3)(The(cid:3)British(cid:3)Library)(cid:3)(cid:3)(cid:3) (cid:120) Component Business Model for Digital Preservation: A Framework for Analysis 13 Raymond(cid:3)Van(cid:3)Diessen(cid:3)(IBM),(cid:3)Barbara(cid:3)Sierman(cid:3)(National(cid:3)Library(cid:3)of(cid:3)the(cid:3)Netherlands),(cid:3)Christopher(cid:3) Lee(cid:3)(University(cid:3)of(cid:3)North(cid:3)Carolina)(cid:3) (cid:120) Development of Organisational and Business Models for the Long-term Preservation 20 of Digital Objects Tobias(cid:3)Beinert,(cid:3)Suzanne(cid:3)Lang,(cid:3)Astrid(cid:3)Shoger(cid:3)(Bavarian(cid:3)State(cid:3)Library)(cid:3) Uwe(cid:3)Borghoff,(cid:3)Harald(cid:3)Hagel,(cid:3)Michael(cid:3)Minkus,(cid:3)Peter(cid:3)Rödig(cid:3)(University(cid:3)of(cid:3)Federal(cid:3)Armed(cid:3)Force)(cid:3) (cid:3) Paper Session 2: Disciplinary Contexts Session(cid:3)Chair:(cid:3)John(cid:3)Kunze(cid:3)(California(cid:3)Digital(cid:3)Library,(cid:3)University(cid:3)of(cid:3)California)(cid:3) (cid:120) Long-term Preservation of Electronic Literature 28 Sabine(cid:3)Schrimpf(cid:3)(German(cid:3)National(cid:3)Library)(cid:3) (cid:120) Preservation of Art in the Digital Realm 32 Tim(cid:3)au(cid:3)Yeung,(cid:3)Sheelagh(cid:3)Carpendale,(cid:3)Saul(cid:3)Greenberg(cid:3)(University(cid:3)of(cid:3)Calgary)(cid:3) (cid:120) In Cypher Writ, or New Made Idioms: Sustaining Digital Scholarship as Cooperative 40 Digital Preservation Bradley(cid:3)Daigle(cid:3)(University(cid:3)of(cid:3)Virginia)(cid:3) (cid:120) Adapting Existing Technologies for Digitally Archiving Personal Lives: Digital 48 Forensics, Ancestral Computing and Evolutionary Perspectives and Tools Jeremy(cid:3)Leighton(cid:3)John(cid:3)(The(cid:3)British(cid:3)Library)(cid:3) Paper Session 3: Digital Preservation Formats Session(cid:3)Chair:(cid:3)Adrian(cid:3)Brown(cid:3)(The(cid:3)National(cid:3)Archives)(cid:3) (cid:120) Enduring Access to Digitised Books: Organizational and Technical Framework 56 Oya(cid:3)Rieger,(cid:3)Bill(cid:3)Kehoe(cid:3)(Cornell(cid:3)University)(cid:3) (cid:120) Creating Virtual CD-Rom Collections 62 Kam(cid:3)Woods,(cid:3)Geoffrey(cid:3)Brown(cid:3)(Indiana(cid:3)University)(cid:3) (cid:120) Preservation of Web Resources: The JISC-PoWR Project 70 Brian(cid:3)Kelly,(cid:3)Marieke(cid:3)Guy(cid:3)(UKOLN,(cid:3)University(cid:3)of(cid:3)Bath)(cid:3) Kevin(cid:3)Ashley,(cid:3)Ed(cid:3)Pinsent,(cid:3)Richard(cid:3)Davis(cid:3)(University(cid:3)of(cid:3)London(cid:3)Computer(cid:3)Centre)(cid:3) Jordan(cid:3)Hatcher(cid:3)(Opencontentlawyer.com)(cid:3) (cid:120) Preserving the Content and Network: An Innovative Approach to Web Archiving 78 Amanda(cid:3)Spencer(cid:3)(The(cid:3)National(cid:3)Archives)(cid:3) (cid:120) “What? So What?”: the Next-Generation JHOVE2 Architecture for Format-Aware 86 Characterization Stephen(cid:3)Abrams(cid:3)(California(cid:3)Digital(cid:3)Library,(cid:3)University(cid:3)of(cid:3)California)(cid:3) Sheelagh(cid:3)Morrissey(cid:3)(Portico)(cid:3) Tom(cid:3)Cramer(cid:3)(Stanford(cid:3)University)(cid:3) (cid:3) Paper Session 4: Preservation Planning Session(cid:3)Chair:(cid:3)Kevin(cid:3)Ashley(cid:3)(University(cid:3)of(cid:3)London(cid:3)Computer(cid:3)Centre)(cid:3) (cid:120) Emulation: From Digital Artefact to Remotely Rendered Environments 93 Dirk(cid:3)von(cid:3)Suchodoletz,(cid:3)Jeffrey(cid:3)van(cid:3)der(cid:3)Hoeven(cid:3)(University(cid:3)of(cid:3)Freiburg)(cid:3) (cid:120) Data Without Meaning: Establishing the Significant Properties of Digital Research 99 Gareth(cid:3)Knight(cid:3)(Kings(cid:3)College,(cid:3)London),(cid:3)Maureen(cid:3)Pennock(cid:3)(Portico)(cid:3) (cid:120) Towards a Curation and Preservation Architecture for CAD Engineering Models 107 Alexander(cid:3)Ball,(cid:3)Manjula(cid:3)Patel,(cid:3)Lian(cid:3)Ding(cid:3)(University(cid:3)of(cid:3)Bath)(cid:3) (cid:120) Evaluating Strategies for Preservation of Console Video Games 115 Mark(cid:3)Guttenbrunner,(cid:3)Christoph(cid:3)Becker,(cid:3)Andreas(cid:3)Rauber,(cid:3)Carmen(cid:3)Kehrberg(cid:3)(Vienna(cid:3)University(cid:3)of(cid:3) Technology)(cid:3) (cid:3) Paper Session 5: Understanding Costs & Risks Session(cid:3)Chair:(cid:3)Neil(cid:3)Beagrie(cid:3)(Charles(cid:3)Beagrie(cid:3)Ltd)(cid:3) (cid:120) Costing the Digital Preservation Lifecycle More Effectively 122 Paul(cid:3)Wheatley(cid:3)(The(cid:3)British(cid:3)Library)(cid:3) (cid:120) Risk Assessment: Using a Risk-based Approach to Prioritise Handheld Digital 127 Information Rory(cid:3)McLeod(cid:3)(The(cid:3)British(cid:3)Library)(cid:3) (cid:120) The Significance of Storage in the ‘Cost of Risk’ of Digital Preservation 134 Richard(cid:3)Wright,(cid:3)Art(cid:3)Miller(cid:3)(BBC),(cid:3)Matthew(cid:3)Addis(cid:3)(University(cid:3)of(cid:3)Southampton)(cid:3) (cid:120) International Study on the Copyright and Digital Preservation 140 June(cid:3)Besek(cid:3)(Columia(cid:3)Law(cid:3)School)(cid:3) Jessica(cid:3)Coates,(cid:3)Brian(cid:3)Fitzgerald(cid:3)(Queensland(cid:3)University(cid:3)of(cid:3)Technology)(cid:3) William(cid:3)LeFurgy,(cid:3)Christopher(cid:3)Weston(cid:3)(Library(cid:3)of(cid:3)Congress)(cid:3) Wilma(cid:3)Moussink(cid:3)(SURFfoundation)(cid:3) Adrienne(cid:3)Muir(cid:3)(University(cid:3)of(cid:3)Loughborough)(cid:3) (cid:3) Paper Session 6: Preservation Metadata Session(cid:3)Chair:(cid:3)Michael(cid:3)Day(cid:3)(UKOLN,(cid:3)University(cid:3)of(cid:3)Bath)(cid:3) (cid:120) Developing Preservation Metadata for Use in Grid-based Preservation Systems 145 Arwen(cid:3)Hutt,(cid:3)Brad(cid:3)Westbrook,(cid:3)Ardys(cid:3)Kozbial(cid:3)(University(cid:3)of(cid:3)California)(cid:3) Robert(cid:3)McDonald(cid:3)(Indiana(cid:3)University)(cid:3) Don(cid:3)Sutton(cid:3)(San(cid:3)Diego(cid:3)Super(cid:3)Computer(cid:3)Center)(cid:3) (cid:120) Using METS, PREMIS and MODS for Archiving EJournals 151 Angela(cid:3)Dappert,(cid:3)Markus(cid:3)Enders(cid:3)(The(cid:3)British(cid:3)Library)(cid:3) (cid:120) Harvester Results in Digital Preservation System 159 Tobias(cid:3)Steinke(cid:3)(German(cid:3)National(cid:3)Library)(cid:3) (cid:120) The FRBR-Theoretical Library: The Role of Conceptual Data Modelling in Cultural 163 Heritage Information System Design Ronald(cid:3)Murray(cid:3)(Library(cid:3)of(cid:3)Congress)(cid:3) Paper Session 7: Grid Storage Architecture Session(cid:3)Chair:(cid:3)Steve(cid:3)Abrams(cid:3)(California(cid:3)Digital(cid:3)Library,(cid:3)University(cid:3)of(cid:3)California)(cid:3) (cid:120) Towards Smart Storage for Repository Preservation Services 169 Steve(cid:3)Hitchcock,(cid:3)David(cid:3)Tarrant,(cid:3)Leslie(cid:3)Carr(cid:3)(University(cid:3)of(cid:3)Southampton)(cid:3) Adrian(cid:3)Brown(cid:3)(The(cid:3)National(cid:3)Archives)(cid:3) Ben(cid:3)O’Steen,(cid:3)Neil(cid:3)Jefferies(cid:3)(Oxford(cid:3)University)(cid:3) (cid:120) Repository and Preservation Storage Architecture 175 Keith(cid:3)Rajecki(cid:3)(Sun(cid:3)Microsystems(cid:3)Inc.)(cid:3) (cid:120) Implementing Preservation Services over the Storage Resource Broker 181 Douglas(cid:3)Kosovic,(cid:3)Jane(cid:3)Hunter(cid:3)(University(cid:3)of(cid:3)Queensland)(cid:3) (cid:120) Embedding Legacy Environments into a Grid-based Preservation Infrastructure 189 Claus(cid:882)Peter(cid:3)Klas,(cid:3)Holger(cid:3)Brocks,(cid:3)Lars(cid:3)Müller,(cid:3)Matthias(cid:3)Hemmje(cid:3)(Fern(cid:3)Universität,(cid:3)Hagen)(cid:3) Paper Session 8: Establishing Trust in Service Providers Session(cid:3)Chair:(cid:3)Seamus(cid:3)Ross(cid:3)(Humanities(cid:3)Advanced(cid:3)Technology(cid:3)and(cid:3)Information(cid:3)Institute)(cid:3) (cid:120) Creating Trust Relationships for Distributed Digital Preservation Federations 197 Tyler(cid:3)Walters(cid:3)(Georgia(cid:3)Institute(cid:3)of(cid:3)Technology(cid:3)Library(cid:3)and(cid:3)Information(cid:3)Centre)(cid:3) Robert(cid:3)McDonald(cid:3)(Indiana(cid:3)University)(cid:3) (cid:120) The Use of Quality Management Standards in Trustworthy Digital Archives 205 Susanne(cid:3)Dobratz,(cid:3)(Humboldt(cid:3)University,(cid:3)Berlin)(cid:3) Uwe(cid:3)Borgoff,(cid:3)Peter(cid:3)Rödig(cid:3)(University(cid:3)of(cid:3)the(cid:3)Federal(cid:3)Armed(cid:3)Forces)(cid:3) Astrid(cid:3)Schoger(cid:3)(Bavarian(cid:3)State(cid:3)Library)(cid:3) Björn(cid:3)Rätzke(cid:3)–(cid:3)(Rätzke(cid:3)IT(cid:3)Services)(cid:3) (cid:3) (cid:120) The Data Audit Framework: A Toolkit to Identify Research Assets and Improve Data 213 Management in Research-led Institutions Sarah(cid:3)Jones,(cid:3)Seamus(cid:3)Ross(cid:3)(Digital(cid:3)Curation(cid:3)Centre(cid:3)and(cid:3)Humanities(cid:3)Advanced(cid:3)Technology(cid:3)and(cid:3) Information(cid:3)Institute)(cid:3) Raivo(cid:3)Ruusalepp(cid:3)(Estonian(cid:3)Business(cid:3)Archives)(cid:3) (cid:3) (cid:120) Data Seal of Approval – Assessment and Review of the Quality of Operations for 220 Research Data Repositories Henk(cid:3)Harmsen(cid:3)(Data(cid:3)Archiving(cid:3)and(cid:3)Networked(cid:3)Services)(cid:3) Paper Session 9: Service Architectures for Digital Preservation Session(cid:3)Chair:(cid:3)Andrew(cid:3)Wilson(cid:3)(National(cid:3)Archives(cid:3)of(cid:3)Australia)(cid:3) (cid:120) Updating DAITSS - Transitioning to a Web Service Architecture 223 Randall(cid:3)Fischer,(cid:3)Carol(cid:3)Chou,(cid:3)Franco(cid:3)Lazzarino(cid:3)(Florida(cid:3)Center(cid:3)for(cid:3)Library(cid:3)Automation)(cid:3) (cid:120) Conceptual Framework for the Use of the Service-oriented Architecture-Approach in 229 the Digital Preservation Christian(cid:3)Saul,(cid:3)Fanny(cid:3)Klett(cid:3)(Fraunhofer(cid:3)Institute(cid:3)of(cid:3)Digital(cid:3)Media(cid:3)Technology)(cid:3) (cid:120) RODA and Crib: A Service Oriented Digital Repository 235 José(cid:3)Carlos(cid:3)Ramalho.(cid:3)Miguel(cid:3)Ferreira(cid:3)(University(cid:3)of(cid:3)Minho)(cid:3) Luis(cid:3)Faria,(cid:3)Rui(cid:3)Castro,(cid:3)Francisco(cid:3)Barbedo,(cid:3)Luis(cid:3)Corugo,(cid:3)((DGARQ)(cid:3) (cid:3) (cid:120) Persistent Identifier Distributed System for Cultural Heritage Digital Objects 242 Emanuele(cid:3)Bellini,(cid:3)Chiara(cid:3)Cirinnà, Maurizio(cid:3)Lunghi(cid:3)(Foundazione(cid:3)Rinascimento(cid:3)Digitale)(cid:3) Ernesto(cid:3)Damiani,(cid:3)Cristiano(cid:3)Fugazza(cid:3)(University(cid:3)of(cid:3)Milan)(cid:3) Paper Session 10: Digital Preservation Services Session(cid:3)Chair:(cid:3)John(cid:3)Kunze(cid:3)(California(cid:3)Digital(cid:3)Library,(cid:3)University(cid:3)of(cid:3)California)(cid:3)(cid:3) (cid:120) Encouraging Cyberinfrastructure Collaboration for Digital Preservation 250 Christopher(cid:3)Jordan(cid:3)(Texas(cid:3)Advanced(cid:3)Computing(cid:3)Center)(cid:3) Ardys(cid:3)Kozbial(cid:3)(University(cid:3)of(cid:3)California)(cid:3) David(cid:3)Minor,(cid:3)Robert(cid:3)McDonald(cid:3)(San(cid:3)Diego(cid:3)Super(cid:3)Computer(cid:3)Centre)(cid:3) (cid:3) (cid:120) Establishing a Community-based Approach to Electronic Journal Archiving: 257 LOCKSS Adam(cid:3)Rusbridge,(cid:3)Seamus(cid:3)Ross(cid:3)(Digital(cid:3)Curation(cid:3)Centre)(cid:3) (cid:120) The KB e-Depot in Development Integrating Research Results in the Library 264 Organisation Hilde(cid:3)van(cid:3)Wijngaarden,(cid:3)Frank(cid:3)Houtman,(cid:3)(cid:3)Marcel(cid:3)Ras(cid:3)(National(cid:3)Library(cid:3)of(cid:3)the(cid:3)Netherlands)(cid:3) (cid:120) Building a Digital Repository: a Practical Implementation 270 Filip(cid:3)Boudrez(cid:3)(City(cid:3)Archives(cid:3)of(cid:3)Antwerp)(cid:3) Paper Session 11: Foundations Session(cid:3)Chair:(cid:3)Chris(cid:3)Rusbridge(cid:3)(Digital(cid:3)Curation(cid:3)Centre)(cid:3)(cid:3) (cid:120) Bit Preservation: A Solved Problem? 274 David(cid:3)H(cid:3)Rosenthal(cid:3)(Stanford(cid:3)University)(cid:3) (cid:120) The Modelling System Reliability for Digital Preservation: Model Modification and 281 Four-Copy Model Study Yan(cid:3)Han,(cid:3)Chi(cid:3)Pak(cid:3)Chan(cid:3)(University(cid:3)of(cid:3)Arizona)(cid:3) (cid:120) Ways to Deal with Complexity 287 Christian(cid:3)Keitel(cid:3)(Staatsarchiv(cid:3)Ludwigsburg)(cid:3) 292 (cid:3) (cid:120) A Logic-based Approach to the Formal Specification of Data Formats Michael(cid:3)Hartle,(cid:3)Arsenne(cid:3)Botchak,(cid:3)Daniel(cid:3)Schumann,(cid:3)Max(cid:3)Mühlhäuser(cid:3)(Technische(cid:3)Universität,(cid:3) Darmstadt)(cid:3) Panels: (cid:120) National and International Initiatives Panel Discussion 300 Moderator:(cid:3)Neil(cid:3)Grindley(cid:3)(Joint(cid:3)Information(cid:3)Systems(cid:3)Committee,(cid:3)JISC)(cid:3) Panelists:(cid:3)Martha(cid:3)Anderson(cid:3)(Office(cid:3)of(cid:3)Strategic(cid:3)Initiatives,(cid:3)Library(cid:3)of(cid:3)Congress),(cid:3)Steve(cid:3)Knight(cid:3) (Digital(cid:3) Strategy(cid:3) Implementation,(cid:3) National(cid:3) Library(cid:3) of(cid:3) New(cid:3) Zealand),(cid:3) Natascha(cid:3) Schumann(cid:3) (NESTOR,(cid:3)German(cid:3)Network(cid:3)of(cid:3)Expertise(cid:3)in(cid:3)Digital(cid:3)Long(cid:882)term(cid:3)Preservation)(cid:3) (cid:120) International Approaches to Web Archiving Panel Discussion 305 Moderator:(cid:3)Richard(cid:3)Boulderstone(cid:3)(International(cid:3)Internet(cid:3)Preservation(cid:3)Coalition(cid:3)and(cid:3)The(cid:3)British(cid:3) Library)(cid:3) Panelists:(cid:3)Thorsteinn(cid:3)Hallgrimsson(cid:3)(National(cid:3)and(cid:3)University(cid:3)Library(cid:3)of(cid:3)Iceland),(cid:3)Birgit(cid:3)N.(cid:3)Henriksen(cid:3) (The(cid:3)Royal(cid:3)Library,(cid:3)Denmark),(cid:3)Helen(cid:3)Hockx(cid:882)Yu(cid:3)(The(cid:3)British(cid:3)Library),(cid:3)Gildas(cid:3)Illien(cid:3)(National(cid:3)Library(cid:3) of(cid:3)France),(cid:3)Colin(cid:3)Webb(cid:3)(National(cid:3)Library(cid:3)of(cid:3)Australia)(cid:3) (cid:120) Training and Curriculum Development Panel Discussion 307 Moderator:(cid:3)Frances(cid:3)Boyle(cid:3)(Digital(cid:3)Preservation(cid:3)Coalition)(cid:3) Panelists:(cid:3)Nancy(cid:3)McGovern(cid:3)(Inter(cid:882)University(cid:3)Consortium(cid:3)for(cid:3)Political(cid:3)and(cid:3)Social(cid:3)Research),(cid:3)Kevin(cid:3) Ashley(cid:3)(University(cid:3)of(cid:3)London(cid:3)Computer(cid:3)Centre),(cid:3)Rachel(cid:3)Frick(cid:3)(Institute(cid:3)of(cid:3)Museum(cid:3)and(cid:3)Library(cid:3) Services),(cid:3)Joy(cid:3)Davidson(cid:3)(Digital(cid:3)Curation(cid:3)Centre)(cid:3) Author Index 309 (cid:3) (cid:3) (cid:3) (cid:3) iPRES(cid:3)2008(cid:3)Programme(cid:3)and(cid:3)Organising(cid:3)Committee(cid:3) (cid:3) Programme(cid:3)Committee(cid:3) Programme Chair: Adam Farquhar, The British Library Frances Boyle, Digital Preservation Coalition Patricia Cruse, University of California Neil Grindley, Joint Information Systems Committee Heike Neuroth, State and University Library-Goettingen Oya Rieger, Cornell University Shigeo Sugimoto, University of Tsukuba Andrew Wilson, National Archives of Australia (cid:3) Organising(cid:3)Committee(cid:3) (cid:3) Organising Chair: Jane Humphreys, The British Library Doreen Bonas, The British Library Pete Carr, The British Library Alison Faraday, The British Library Carol Jackson, Digital Preservation Coalition Suvi Kankainen, The British Library Rui Miao, The British Library Charlotte Orrell-Jones, The British Library John Overeem, The British Library Anna Spiering, Leiths Catering Lawrence Christensen, The British Library Mark Walton, The British Library Colin White, The British Library (cid:3) Digital Preservation Policy: A subject of no importance? Neil Beagrie*, Najla Rettberg**, Peter Williams *** *Charles Beagrie Ltd ** Charles Beagrie Ltd *** Charles Beagrie Ltd www.beagrie.com www.beagrie.com www.beagrie.com [email protected] [email protected] [email protected] Abstract also seeks to include information from outside of the UK HE/FE sector where appropriate. It does not have There are relatively few digital preservation policies within institutions: is digital preservation a subject of no importance? resources to develop recommendations for all areas from This paper presents ongoing work and findings from a JISC scratch but has referenced and build upon other work, funded study on institutional digital preservation policies which case studies, and tools and services and seeks to identify aims to provide an outline model for digital preservation and position its recommendations to complement policies and in particular to analyse the role that digital existing resources. preservation can play in supporting and delivering key strategies for Higher Education Institutions in areas such as Its aim therefore has been to produce a practical “how research and teaching and learning. Although focussing on the to” guide for developing an institutional digital UK Higher Education sector, the study draws widely on policy preservation policy. It contains strategic policy advice and implementations from other sectors and countries and will be of interest to those wishing to develop policy and justify supported by further reading sections which select and investment in digital preservation within a wide range of provide brief descriptions of key existing resources to institutions. assist implementation using specific strategies and tools. Introduction We understand the very different types of institutional A recent synthesis of the UK Joint Information Systems needs that need to be supported by the study. We are Committee’s digital preservation and records therefore including guidance on how to tailor a policy for management programme noted that ’the costs and the needs of a specific institution or function. This benefits of developing a coherent, managed and combined with a modular approach should allow sustainable approach to institutional preservation of selection and tailoring for a wide range of individual digital assets remain unexplored’(Pennock, 2008). needs. Across many sectors the development of institutional preservation policies is currently sporadic and digital Finally but perhaps most importantly, we have preservation issues are rarely considered in key strategic recognised developing an institutional preservation plans. The lack of preservation policies and as a result policy will only be worthwhile if it is linked to core the lack of consideration of digital preservation issues in institutional business drivers and strategies: it cannot be other institutional strategies is seen as a major stumbling effective in splendid isolation. We have therefore block. devoted significant effort to mapping and linking a preservation strategy to other core university policies This paper presents the current work and emerging including research and teaching and learning. findings of a new JISC -funded study (completing late September 2008 and to be published Autumn 2008) to The format of the remainder of this paper is an overview help institutions the UK Higher Education sector of progress to date (August 2008) focussing on the understand, develop and implement relevant digital development of a model policy and the analysis of high- preservation policies. level institutional strategies from UK universities and potential support for them from digital preservation Institutions may have a range of central and devolved activities. This is still very much a work in progress and functions and departments that will need to consider the reader is encouraged to consider the completed digital preservation in some form. The study is therefore version of this work which will be published by JISC in ensuring that it promotes approaches to policy and Autumn 2008 and presented at the conference in late guidance which will underpin and inform the activities of September. a wide range of relevant functions and stakeholders within institutions. Institutional Digital Preservation Policies After consulting a large range of resources and example The research that has been undertaken in the course of policies, it is clear that whilst a high-level policy this study references existing institutional policies and 1