ENVIRONMENTALLY AND SOCIALLY SUSTAINABLE DEVELOPMENT RuralDevelopment Workinprogress forpublicdiscussion Integrating Biodiversity in Agricultural Intensification TowardSoundPractices JitendraPSrivastava NigelJ. H. Smith DouglasA. Forno RuralDevelopment Integrating Biodiversity in Agricultural Intensification TowardSoundPractices JitendraP.Srivastava NigelJ.H.Smith DouglasA.Forno TheWorldBank kvasfitngton,u.c Copyright©1999 TheInternationalBankforReconstruction andDevelopment/THEWORLDBANK 1818HStreet,N.W. Washington,D.C.20433,U.S.A. Allrightsreserved ManufacturedintheUnitedStatesofAmerica FirstprintingSeptember1999 Thefindings,interpretations,andconclusionsexpressedinthispaperareentirelythoseoftheauthor(s) andshouldnotbeattributedinanymannertotheWorldBank,toitsaffiliatedorganizations,ortomem- bersofitsBoardofExecutiveDirectorsorthecountriestheyrepresent.TheWorldBankdoesnotguaran- teetheaccuracyofthedataincludedinthispublicationandacceptsnoresponsibilityforanyconsequence oftheiruse.Theboundaries,colors,denominations,andotherinformationshownonanymapinthisvol- umedonotimplyonthepartoftheWorldBankGroupanyjudgmentonthelegalstatusofanyterritory ortheendorsementoracceptanceofsuchboundaries. Thematerialinthispublicationiscopyrighted.TheWorldBankencouragesdisseminationofitswork andwillnormallygrantpermissionpromptly. Permissiontophotocopyitemsforinternalorpersonaluse,fortheinternalorpersonaluseofspecific icslipeantisd,doirrefcotrleydtuocaCtoipoynrailghcltaCslseraoroamncueseCeisntgerra,ntInecd.,b2y22thReoWsoerwlodoBdanDrki,vpe,roDvaindveedrst,haMttAhe01a9p2p3r,opUr.iS.aAt.e,fee telephone978-750-8400,fax978-750-4470.PleasecontacttheCopyrightClearanceCenterbefore photocopyingitems. Forpermissiontoreprintindividualarticlesorchapters,pleasefaxyourrequestwithcomplete informationtotheRepublicationDepartment,CopyrightClearanceCenter,fax978-750-4470. AllotherqueriesonrightsandlicensesshouldbeaddressedtotheWorldBankattheaddressaboveor faxedto202-522-2422. Coverphotograph:BiodiversitycorridorsassistbiologicalcontrolofinsectpestsinaCalifornia vineyard,byMiguelAltieri,DepartmentofEnvironmentalScience,Policy,andManagement,University ofCalifornia,Berkeley. JitendraP.SrivastavaisprincipalagriculturistintheEuropeandCentralAsiaRegionalOfficeofthe WUnoirvledrsBiatnyk.ofNFilgoerlidJa..HD.oSumgiltahsiAs.prFoofrensosoirssoefcgteorogmraanpahgyeirnitnhtehDeeRpuarratlmDeenvteolfoGpemoegnrtaFpahmyilayttohfethe EnvironmentallyandSociallySustainableDevelopmentNetworkattheWorldBank. LibraryofCongressCataloging-in-PublicationDate Srivastava,Jitendra,1940- sDooIuungntldeagpsrraaAtc.itniFgcoerb—sinoo/d.iJvietresnidtryaiP.nSargirviacsutlatvuar,alNiingteelnsJ.ifHi.caStmiiotnh:,taonwdard p. cm. (Environmentallyandsociallysustainable development.Ruraldevelopment) Includesbibliographicalreferences(p. ). ISBN0-8213-4263-0 1.Agrobiodiversity. 2.Agrobiodiversityconservation. 3.Agriculturalintensification. 4.Agriculturaldevelopment pd1r9eo4vj6ee-cltosp..menIIItI..SsSemeriritieehss,.:RNEuinrgvaeillrJdo.enHvm.ee,lnt1o9ap4lm9le-ynta.ndIsIo.cFioalrlnyo,suDsotuagilnaabsl,e S494.4.A43S75 1998 630—dc21 98-38771 CIP Thetextandthecoverareprintedonrecycledpaper,withafloodaqueouscoatingonthecover. Contents Foreword v Abstract vii Acknowledgments viii ExecutiveSummary 1 Chapter1 Introduction 3 DestroyingMythsaboutModernAgriculture 3 HarnessingandManagingBiodiversity 4 Rationale 5 ConceptualApproach 5 Chapter2 PromisingSignpoststoSustainableIntensification 7 IntensificationofDairyFarminginUruguay 7 AdjustmentstoFarmingPracticesinResponsetoRapidPopulationGrowth inSoutheasternNigeria 8 HomeGardensinMexicoandtheAmazon:APantropicalCornucopia 9 OilPalminMalaysiaandtheAmazon 10 UpholdingIntensiveRice-WheatFarmingontheIndo-GangeticPlain 11 SoybeanonIndia'sBlackCottonSoils:FillingaVacantNichewithaNewCrop 12 AgriculturalIntensificationthroughFallowReductioninAnatolia,Turkey 13 INTERFISHandNOPESTProjectsinBangladesh 14 Chapter3 SoundPracticesattheFarmandCommunityLevels 15 EntryPointsforPromotingSoundPracticesattheFarmLevel 16 Chapter4 SoundPracticesattheLandscapeLevel 19 PromoteaBalancedMixofLandUseSystems 19 MinimizeOff-siteImpacts 20 ConductRapidAgrobiodiversitySurveysinAdvanceofAgriculturalProjects 21 MonitorAgriculturalProjectsforImpactsonBiodiversity 23 ExpandtheScopeofParksandReservestoIncludeAgrobiodiversity 23 iii iv IntegratingBiodiversityinAgriculturalIntensification Chapter5 StrengtheningInstitutionsandTechnologyDelivery 24 AgriculturalResearch:ElementsoftheEmergingParadigm 24 TrainingandExtension 27 Quarantine:ForgottenLinkinSharingBiodiversityResources 28 Chapter6 Fine-TuningFiscalandRegulatoryEnvironments 30 TapMarketOpportunitiesandEmploySpeciallyTargetedCreditPrograms 30 TradeandIntellectualPropertyRights 33 Chapter7 WorldBank'sRoleandLeverage 34 CountryAssistanceStrategies 35 EconomicandSectoralReviews 35 AgriculturalandRuralDevelopmentProjects 36 EnvironmentalAssessments 36 NationalEnvironmentalActionPlans 36 NationalBiodiversityStrategyandActionPlans 37 EnvironmentalAdjustmentLoans 37 PolicyDialogue 37 Chapter8 TowardImplementation 38 References 39 Boxes 6.1 Arenaissanceoflocalbreeds 32 7.1 Cropandlivestockmegadiversitycenters 35 Tables 3.1 Agriculturalpracticesthatreducenaturalresourcedegradationwhileboosting yieldsandenhancingbiodiversity 16 4.1 Agrobiodiversityperformanceindicators 22 6.1 Fiscalpoliciesthatconstrainadoptionofmorebiodiversity-friendly agriculturalpractices 31 Foreword Agrobiodiversityhasemergedfrombe- September1996.Thisinternationalconference, inganobscure,little-understoodcon- jointlyorganizedbytheBank,theWorldWild- cepttoassumingcenterstageinglobal lifeFund,theWorldResourcesInstitute,and effortstointensifyandsustaincropandlive- theBiodiversitySupportProgram,provideda stock production. Much progresshasbeen fruitfulforumforseveralnongovernmentalor- madeinsensitizingtheagriculturalcommu- ganizations(NGOs),developmentbanks,aid nity to the value ofprotecting andbetter agencies,andgovernmentofficialstodiscuss managingbiologicalresourcesaswellasun- constraintsandopportunitiestoenhancebio- derscoringthefactthatagricultureisnotal- diversityinagriculture.TheFoodandAgricul- ways the "enemy" oftheenvironmentand tureOrganizationconferenceonTheStateof biodiversity.Indeed,considerablebiodiversity theWorld'sPlantGeneticResourcesforFood isfoundinmanyagriculturallandscapes,and andAgriculture,held inLeipzig,Germany, farmers onall continentshavelearned that June17-23,1996,alsohelpedtosharpenthink- theycanimprovetheirlivingstandardsbyde- ingonagrobiodiversity,becauseitbroughtthe ployingabroaderrangeofbiologicalassets. concernsandaspirationsofdozensofnations Furthermore,itisincreasinglyapparentthat tothesurface.Muchcommongroundwasdis- habitatsforwildlifewillbesavedfromtheax covered duringdiscussionsat theseconfer- orplowonlyiffuturedemandsforfoodand ences, and usefulinsightsandperspectives otheragriculturalproductsaremetfromareas providedbyrepresentativesfromavarietyof currentlycultivatedorgrazedbylivestock.In- institutions worldwide haveenriched this rteannsgiefiocfatliaonnd-isusaensyismtpeemrsat—ivferoamcr"otsrsadaitibornoaald" repTohrits. report pinpoints practical ways in to"modern,"fromwell-wateredtosemi-arid, whichtheenvironmentalimpactsofagricul- andfrommarginalareastooptimalfarmlands. turecanbemitigatedanddemonstrateshow Agrobiodiversityiskeytoaccomplishingthis biodiversitycanbedeployedtoboostthepro- goalworldwide. ductivityofcropsandlivestock.Itbuildson Themanyissuessurroundingbiodiversity currentworkattheBanktoreconcileagricul- conservationanduseinagriculturaldevelop- tural developmentwithenvironmentalcon- menthavebeenspotlightedatseveralconfer- cerns.Earlier Bankpublications,particularly encesandinWorldBankpublications,allof BiodiversityandAgriculture:ImplicationsforCon- whichhavecontributedtothisreport.Awide- servationandDevelopment (Srivastava,Smith, rangingdiscussiononagrobiodiversity took andForno1996b)andBiodiversityandAgricul- placeataone-dayconferencehostedbythe turalIntensification:PartnersforDevelopmentand WorldWildlifeFundinWashington,D.C.,in Conservation (Srivastava, Smith, and Forno vi IntegratingBiodiversityinAgriculturalIntensification 1996a),layoutaconceptualframeworkforex- environmentalassessmentsinagriculturalde- ploringthemanyissuessurroundingthebetter velopment.Itisrecognizedthroughoutthatno integration(ratherthandestruction)ofbiodi- technologicalquickfixesareavailabletohar- versityinagriculturaldevelopment. monizeenvironmentalconservationwithagri- In"MainstreamingBiodiversityinAgricul- culturaldevelopment.Policydistortionsneed turalDevelopment"(WorldBank1996),ajoint tobe removed, and institutions involved in effortoftheEnvironmentandtheAgriculture technologicaldevelopmentanddissemination andNaturalResourcesDepartments,conflicts needtobestrengthened.Moresupportforthe and complementaritiesbetween agriculture furtherdevelopmentoftechnologies,particu- andbiodiversityareexplored,withamajor larlythoserelatedtomanagingagrobiodiver- emphasisonunderstandingthecausesofcon- sity, isclearlywarranted. At thesame time flictsanddevelopingpossibleresponses.This deficienciesinthebroaderpolicyandinstitu- reporttakesitscuefromtheconcludingsection tionalenvironmentmustalsobeaddressed. of"MainstreamingBiodiversity"byaddress- Thisreportisgearedprimarilytotheneeds inganagendaforthefuture. oftaskmanagersinagriculturalprojects,butit Theactionagendaexaminedhereproposes alsoofferssomeusefulinsightsforotherareas concretestepsforimplementing"donoharm" oftheBank'swork,particularlyintheprepa- strategiesinthedesignofagriculturalprojects, rationofcountryassistancestrategiesandpol- including theidentificationofsynergiesbe- icy dialoguewithnational governments. A tweenenvironmental conservationand agri- concertedeffortisneededtopropelthemain- cultural intensification. Soundpractices are streamingofbiodiversityinagriculture.This alsooffered forwaystobroadentheuseof reportcontributestothisvitalprocess. AlexMcCalla Director RuralDevelopment Abstract — Agrobiodiversity biological resources fromthisreviewhelptoidentifysoundprac- thatdirectlyandindirectlycontrib—ute ticesfordesigningandmonitoringagricultural tocropandlivestockproduction is projects sothattheyimprove rural incomes arguablythesinglemostimportantnaturalre- whilesafeguardingenvironmentalassets,par- sourceinworldwideeffortstointensifyagri- ticularlybiodiversity.Thesuccessfulprotec- culture while protecting theenvironment. tionanddeploymentofbiodiversityhingeson Agrobiodiversityiskeytotransformingagri- afavorablepolicyenvironmentandonagricul- culturalsystemsthatarecurrentlywreaking tural researchand extensionactivities that havoconwildlifeandhumanhealthandisalso stressfarmerparticipationandgreatersensi- essential toboosting yields to satisfy the tivitytotheoff-siteimpactsofagriculture.Sug- world'sgrowingappetiteforfood,fiber,and gestionsforsoundpractices,therefore,include othercropandlivestockproducts. modificationsofthepolicyenvironmentand Thisreporthighlightscasestudiesinwhich waystostrengthenresearchinstitutionsand modernandtraditionalagriculturehavebeen extensionservicessothatagriculturecanbe successfullytransformedtoenhancebiodiver- intensifiedwhilebetterprotectingandmanag- sitywithoutsacrificingyield.Lessonslearned ingbiologicalresources. vii Acknowledgments Manyoftheideasexploredinthisre- GroupforInternationalAgriculturalResearch. portwerehonedduringinteractions WearegratefultoEricRoberts,actingassociate withindividualsatdifferentforums directorgeneral forresearchattheInterna- intheWorld Bankandother organizations, tionalCropsResearchInstitutefortheSemi- suchastheWorldWildlifeFund.Theencour- Arid Tropics (ICRISAT); Grant Scobie, agementofmanyindividualsintheBank,as director-general ofCentro Internacional de wellasnongovernmentalorganizationssuch AgriculturaTropical(CIAT)inCali,Colombia; as theWorldWildlifeFund andWorld Re- andMichaelJones,JanValkoun,andSalvatore sourcesInstitute,hashelpedfurtherthinking CeccerallioftheInternationalCenterforAgri- onthiscomplextopicwithmanypolicyimpli- culturalResearchintheDryAreas(ICARDA). cations. Inparticular,wewould liketoac- M.S.SwaminathanoftheM.S.Swaminathan knowledgeMarjory-AnneBromhead, Nicole ResearchFoundationalsokindlycritiquedan Glineur,andStevenOliverwithintheWorld earlierdraftofthereport. Bank,whotookthetimetocommentonan Theviewsandrecommendationsofthispa- earlierdraftofthisreport. perarethoseoftheauthorsandaremeantto Helpfulcommentsonanearlierdraftwere stimulate discussionrather thanimplyen- alsoreceivedfromthreeinternationalagricul- dorsementofanyinstitution. turalresearchcenterswithintheConsultative viii Executive Summary Agricultural intensification, aworld- Biodiversityhasalreadybeenmainstreamed wideimperative,canbeaccomplished withvaryingdegreesofsuccessinmanytradi- onlyifbiodiversityisbetterprotected tionalagriculturalsystems.Traditionalsystems andmanaged.Conversely,biodiversitywillbe havenotsolvedalltheenvironmentalproblems safeguardedonlyifitcontributesinatangible associatedwithagriculture,butsuchsystems waytohumanwelfareandifessentialneeds aregenerallyricherinthearrayofcropsand arebeingmetfromareasalreadyinproduc- livestockdeployedandalsoharborgreaterge- tion.Thisreporthighlightswaysthatagrobio- neticvariationwithincropsthandomodern diversity—thatportionofbiodiversityused productionsystems.Themainchallengesareto direc—tlyorindirectlyinagriculturalproduc- boosttheproductivityoftraditionalsystems tion canbe harnessedmoreeffectivelyto while maintaining their "environment- boostproductivity.Thereportalsounderlines friendly"dimensionsandtotransformmodern agrobiodiversity'scriticalroleinintensifying agriculture so thatcollateralenvironmental agriculture.Practicalwaysareidentifiedtobet- damage is reduced oreliminated asyields ter manage and conserve thebiological re- ratchetup.Agriculturewillhavetobeintensi- sources that underpincrop and livestock fiedalong theentirespectrum—fr—omtradi- production. tionaltomodernproductionsystems inorder Acentralthemeofthisreportisthattechno- tohaveanychanceofprotectingforests,wet- logical"solutions"alonewillneithersustain lands,andotherhabitatsessentialforwildlife greateragriculturalproductivitynorenhance andenvironmentalservices.Thiscanbeaccom- biodiversityinthelongrun.Policydistortions plishedonlybybettermanagementofbiologi- thatdriveinappropriate land usepractices calresources. mustalsobeaddressed,andinstitutionsmust Inmanycasesthe"educating"phaseofhigh- berevamped and strengthened inorderto lightingtheimportanceofbiodiversitytoagri- raise and sustainyieldswhilesafeguarding culture has been accomplished. Two biodiversity.Agriculturalprojectsareusually overridingconstraintsremain, however.The insertedintoapolicyenvironmentandanin- firstobstacleishowtoconvincepoliticiansthat stitutionalframeworkthatcanhinderorpro- theymustact.Manypoliticiansareawarethat motetheirsuccess.Thepurposeofthisreport, biodiversityisimportantintheabstract,but then,istohighlightpolicy,institutional,and theyneed tobeshownhowmainstreaming technological issues toimprove agricultural biodiversitycontributestoincreasedagricul- projectsdesignedtoboostcropandlivestock turalproductionsothatgrowingurbanpopu- yieldswhileincorporatinggreaterbiodiversity lationsarefed,exportearningsareincreased, andreducingpressureonwildlifehabitats. andurbanandruralpovertyisalleviated.The