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AgriculturalSystems103(2010)327–341 ContentslistsavailableatScienceDirect Agricultural Systems journal homepage: www.elsevier.com/locate/agsy Integrating agroecology and landscape multifunctionality in Vermont: An evolving framework to evaluate the design of agroecosystems Sarah Taylor Lovella,*, S’ra DeSantisb, Chloe A. Nathanb, Meryl Breton Olsonb, V. Ernesto Méndezb, Hisashi C. Kominamib, Daniel L. Ericksonb, Katlyn S. Morrisb, William B. Morrisb aDepartmentofCropSciences,1009PlantScienceLaboratory,UniversityofIllinois,Urbana,IL61801,USA bPlantandSoilScienceDepartment,HillsAgriculturalScienceBuilding,105CarriganDrive,UniversityofVermont,Burlington,VT05405,USA a r t i c l e i n f o a b s t r a c t Articlehistory: Agroecosystemscovervastareasoflandworldwideandareknowntohavealargeimpactontheenvi- Received7July2009 ronment,yetthesehighlymodifiedlandscapesarerarelyconsideredascandidatesforlandscapedesign. Receivedinrevisedform26February2010 Whileintentionally-designedagriculturallandscapescouldservemanydifferentfunctions,fewresources Accepted11March2010 existforevaluatingthedesignofthesecomplexlandscapes,particularlyatthescaleofthewhole-farm. Availableonline3April2010 Theobjectiveofthispaperistointroduceanevolvingframeworkforevaluatingthedesignofagroeco- systems based on a critical review of the literature on landscape multifunctionality and agroecology. Keywords: Weconsiderhowagroecosystemsmightbedesignedtoincorporateadditionalfunctionswhileadhering Multifunctionalagriculture toagroecologyprinciplesformanagingthelandscape.Theframeworkincludesanassessmenttoolfor Landscapemultifunctionality evaluatingfarmdesignbasedontheextentoffine-scalelandusefeaturesandtheirspecificfunctions, Ecosystemservices Ecologicaldesign toconsiderthepresentstateofthefarm,toplanforfutureconditions,ortocomparealternativefutures Foodsystems forthedesignofthefarm.WeapplythisframeworktotwofarmsinVermontthatarerecognizedlocally Ruralplanning assuccessful,multifunctionallandscapes.TheIntervaleCenter,anagriculturallandscapelocatedwithin thecitylimits,servesasanincubatorfornewfarmstartupsandprovidesuniqueculturalfunctionsthat benefitthelocalcommunity.ButterworksFarm,aprivateoperationproducingorganicyogurtandother food products, achieves important ecological functions through an integrated crop-livestock system. ThesefarmsandmanyothersinVermontserveasmodelsofaframeworkthatintegrateslandscapemul- tifunctionalityandagroecologyinthedesignofthelandscape.Inthediscussionsection,wedrawfrom theliteratureandourworktoproposeasetofimportantthemesthatmightbeconsideredforfuture research. (cid:2)2010ElsevierLtd.Allrightsreserved. 1.Introduction abilityoflargewaterresources,biodiversityconservation,andcar- bonsequestration(ScherrandMcNeely,2008).Researchonvarious Thepercentageofterrestriallandcoveredbyagriculture(crop- agriculturalmanagementpracticesinawiderangeofcropsandre- landandpasture)hassteadilyincreasedtoapproximately50%of gionsthroughouttheworldisvastandcontinuingtogrow,includ- thehabitablelandonearth(Tilmanetal.,2002;Clay,2004).Asa ing many studies that focus on sustainable agricultural practices result,wemustfacetherealitythat‘‘agriculturalistsaretheprin- thatintegrateecologicalprinciples.Muchlessattention,however, cipal managers of global useable lands and will shape, perhaps hasbeendirectedtowardtheextentandarrangementofindividual irreversibly, the surface of Earth in the coming decades” (Tilman spatialfeaturesintheagriculturallandscape–inotherwords,the et al., 2002). Agricultural activities influence the environment designoftheagriculturallandscape. andecosystemservices(benefitshumansderivefromecosystems) In an effort to address an issue that spans several disciplines, at many scales (Millennium Ecosystem Assessment, 2005; somecommontermsmustbedefinedbasedonthecontextofthis Tscharntkeetal.,2005).Atthelocalscale,individualfarmsaffect work.Forthepurposesofthisdiscussion,‘‘landscapes”aredefined nearbywaterquality,nutrientcycling,micro-climatecontrol,and as ‘‘the visible features of an area of land, including physical visual quality of the landscape. At the regional and global scales, elements such as landforms, living elements of flora and fauna, agriculturecanhavefar-reachingimpactsonthequalityandavail- abstract elements such as lighting and weather conditions, and humanelementssuchashumanactivityorthebuiltenvironment” (Sustainable Sites Initiative, 2007, p. 1). The term ‘‘design”, as * Correspondingauthor.Tel.:+12172443433;fax:+12172443469. E-mailaddress:[email protected](S.T.Lovell). appliedtothe landscape,can beusedas either a noun ora verb. 0308-521X/$-seefrontmatter(cid:2)2010ElsevierLtd.Allrightsreserved. doi:10.1016/j.agsy.2010.03.003 328 S.T.Lovelletal./AgriculturalSystems103(2010)327–341 Theverb‘‘design”referstotheintentionaltransformationormod- 2004), tocompare differentalternativesfor the designof a given ificationoflandscapefeaturesforagivenareaexpressedasagra- area(BergerandBolte,2004;Santelmannetal.,2006),ortoiden- phic representation, conceptual description, and/or physical tify appropriate locations for establishing new patches of native manifestation. As a noun, we use ‘‘design” to refer to the spatial vegetation(LafortezzaandBrown,2004). arrangementoflandscapefeaturesresultingfromthedesign(verb) Theprimaryobjectiveofthispaperistointroduceanevolving process,eitherintheexistingstateorproposedfuturestate(s).An frameworkfordesigningagroecosystemsbasedonacriticalreview agroecosystemcanbedefinedas‘‘...aninteractivegroupofbiotic oftheliteratureinrelatedfields,particularlyagroecologyandland- andabioticcomponents,someofwhichareunderhumancontrol, scapemultifunctionality.Theframeworkincludesamultifunction- thatformsaunifiedwhole(ecosystem)forthepurposeofproduc- alityassessmenttooltoevaluatethefarmdesignbasedonspecific ingfoodandfiber”(ElliottandCole,1989,p.1598). functions and spatial contributions of individual landscape fea- Inthispaper,wefocusonthescaleofthewhole-farm,including tures.Wepresenttwocasestudiesoffarmswhichexemplifyagri- all parcels owned and managed by an individual farmer or farm culturallandscapesdesignednotonlytomaximizeproductionbut businessunit.Wechosethisscaleofanalysisbecauseitisatthis alsotoprovideecologicalandculturalfunctions.Thefarmsarelo- levelwheremostlanduseandmanagementdecisionsoccur.Sme- cated in Northern Vermont where agriculture is a major compo- ding and Joenje (1999) state that the integration of farming and nent of both the landscape and the cultural heritage, in spite of natureshouldconsiderboththelandscapescaleandthefarmscale. the region’s challenging mountainous terrain and cold climate. Whilewemightconsiderthelandscapescaletobemoreofaregio- Thesecasestudiesillustratesomeoftheon-farminnovationthat nal planning directive, requiring coordination of different land isoccurringintheUS,workinginconcertwithexistinglandscape ownersandinstitutionsthroughpolicy,thefarmscalewouldrely features and ecosystems, as well as incorporating historical and upon a landscape design approach developed at least in part by culturalconsiderationsinfarmdesign.WhileVermontisanideal individualland owners or users. In considering the sustainability place to consider this approach, we expect that this framework of agriculture and its contribution to the provision of ecosystem couldbeadaptedforagriculturallandscapesinotherregions. services, few published studies have focused on the farm scale (Rigbyetal.,2001;Lowranceetal.,2007).Awhole-farmapproach 2.Literaturereview to design would offer many benefits, including opportunities to managenutrientflowsatornearthesource(e.g.manureforfertil- Thissectionincludesareviewoftheliteratureondifferentap- ity), to customize strategies for managing ecosystem services to proachestostudysustainableagriculturalsystems,withaspecific match the specific farm situation, and to consider the farm and focusontheircontributionsandlimitationsrelatedtoourunder- farmertypeastheyrelatetospatialattributesoflanduse. standingofthedesignofagroecosystems.Theprimaryapproaches Currently, few resources are available to evaluate or design a selectedforthisanalysisareagroecologyandlandscapemultifunc- multifunctional landscape at the whole-farm scale. As a result, tionalitybecausetheyhavebeenparticularlyinfluentialinthedis- thespatialarrangementoflandscapefeatureshasprimarilybeen cussionofsustainableagricultureinrecentyears,oftenpromoting aresultoflandusepatternsestablishedbycurrentandpastland similarprinciplesbutemployingdistinctstrategiesappropriatefor owners to support agricultural production, often strongly influ- differentscales(Altieri,2004a;Rentingetal.,2009).Foreachap- encedbybiophysicallandscapefeaturesthatdeterminelandsuit- proach,wesummarizetheguidingprinciples,highlightthecontri- ability for certain agricultural functions. In most cases, however, butionstolandscapedesign,andconsiderthepotentiallimitations multiplealternativesexistforthetypesofcropsandmanagement whentheapproachisusedaloneinevaluatingfarmdesign. practices,aswellasthearrangementoffieldsandsupportiveinfra- structureinthelandscape.Farmersregularlymakedecisionsabout changes to the farm landscape through activities such as the 2.1.Agroecology creationandremovaloflandscapeelements(hedgerows,woodlots, etc.) and conversion of fields to alternative perennial crops The field of agroecology developed as an alternative to indus- (Kristensenetal.,2004).Someevidencesuggeststhatthesedeci- trial,highexternalinputagricultureandusesecologicalprinciples sionsaboutthedesignoftheagriculturallandscapecanbestrongly to guide the design and management of agroecosystems (Altieri, impactedbyfactorsbeyondbiophysicallandscapefeaturesorprof- 1987;Gliessman,1990).Agroecosystemdesignhasbeenanimpor- itmaximization.Thesefactorscanincludefarmers’values(Busck, tant part of agroecological conceptualization and practice (Ewel, 2002), individual preferences (Deuffic and Candau, 2006), farm 1986; Altieri, 1995). The design dimension in agroecology draws function, and landscape context (Deffontaines et al., 1995). fromtwomainsourcesofknowledge:(1)naturalecosystemsand Anotherimportantconsiderationinthedesignofagroecosystems (2) traditional, pre-industrial agroecosystems (Gliessman et al., is the common use of the farm as the homestead of the farmer, 1981;Ewel,1986;Altieri,2004b).Agroecologistshaverecognized suggestingdecisionsmaybebasedonmorethanproductionalone theinfluenceofsocialandculturalfactorsinthe developmentof andmightincludeconsiderationofaesthetics,culturaltraditions, traditionalagriculture,butecologicalsciencehasbeenthedriving andrecreationalamenities(Primdahl,1999). principle for agroecosystem design. In agroecology, design Fortunately,advancesintheuseofGeographicInformationSys- approaches have usually focused on the plot or field scale, with tems(GIS),GoogleEarth™,andothermappingandspatialanalysis the guiding principle that agroecosystems should bear a greater tools offer new opportunities to evaluate and design agroecosys- resemblance to natural ecosystems (Soule and Piper, 1992; tems.Ecologicalinventorieshavebeenusedtocharacterizeexist- Gliessman,2007). ing landscape features and assess the suitability of areas for Animportantstrengthofagroecologyisitsemphasisontradi- differentfunctionsusinglayersonamaptoindicatetherelation- tional practices, frequently employed by indigenous peoples, as ships between natural and man-made resources (McHarg, 1969). they might inform the design of sustainable agroecosystems. For GIS is now used regularly to map and assess existing land use, example,inconsideringacacao(Theobromacacao)productionsys- topography,hydrology,soils,sociodemographicfactors,andmany tem in Talamanca, Costa Rica, Altieri (2004a) suggests that farm otherspatialdataastheymightinformthedesignofthelandscape designshouldpromotesynergiesandintegrationsothatdifferent (Lovell and Johnston, 2009). From the field of landscape ecology, parts of the agroecosystem support each other, while promoting landscapepatternindicessuchashabitatproportion,connectivity, biodiversity conservation, food production, and other income- and heterogeneity have been used to assess landscapes (Corry, generating activities. These design principles are exemplified in S.T.Lovelletal./AgriculturalSystems103(2010)327–341 329 tropicalhomegardens,typicallydesignedandmanagedbyhouse- ecosystemswithintentionally designedagroecosystems,research holdstoincludeavarietyofcomponentssuchastrees,herbaceous and design examples are needed from a variety of climates and crops, and animals, in order to meet a variety of needs (Méndez environments. et al., 2001). Such agroecosystems not only provide products for consumptionorsale,buttheyalsosupportculturalfunctionsand 2.2.Landscapemultifunctionality conserveecosystemservices(KumarandNair,2006). Agroecologyalsoemphasizestheimportanceoffarmdesignin Whilethefieldofagroecologyhashistoricallyfocusedonfield- pest management. For example, there is evidence that densities scale management and design, the landscape multifunctionality ofherbivorouspestsandtheirnaturalenemieswithinagricultural approach considers the functions of the larger landscape. In the fields are influenced by the landscape features adjacent to those context of agroecosystems, multifunctionality suggests that agri- fields including field margins, riparian buffers, and forest edges culture can provide numerous commodity and non-commodity (NichollsandAltieri,2001).Thisimpliestheimportanceofconsid- outputs,some of which benefit the public without compensating ering the spatial layout of buffers and margins when designing the farmer. Non-commodity outputs (public services) provided agroecosystems.ResearchinorganicvineyardsinnorthernCalifor- byfarmsincludebothecologicalfunctions(e.g.biodiversity,nutri- niashowedthatincorporatingcorridorsofnaturalvegetationinto entcycling,andcarbonsequestration)andculturalfunctions(e.g. crop fields may encourage beneficial insects from nearby forests recreation,culturalheritage,andvisualquality).Theideaofland- intothecenteroffields,reducingpestpressurenear thecorridor scape ‘‘functions” is consistent with the popular ‘‘ecosystem ser- (Altieri et al., 2005). Another example comes from the long-term vices” framework, where the provisioning, regulating, and re-design of strawberry (Fragaria sp.) production in California. cultural services are provided by different ecosystems or land- ResearchersimprovedecologicalmanagementbyintegratingBras- scapes(Madureiraetal.,2007).The1997bookentitled‘‘Nature’s sica crops to control disease, improve nutrient management, and Services – Societal Dependence on Natural Ecosystems” contains reducerunoff.Theincorporationoftrapcropsaroundstrawberry entries from many authors that have been pivotal in developing fields, as well as insectary crops between strawberry rows, pro- a shared understanding of ecosystem services as they contribute videdhabitatforpredators(Gliessman,2007).Whileitcouldbear- to landscape multifunctionality (Daily, 1997). In applying these gued that these approaches deal primarily with field-scale concepts to agroecosystems, the multifunctional landscape ap- management,usingelementssuchastrapcropsmayrequireinten- proach suggests that overall performance of the agricultural sys- tionaldesignbeyondthefieldboundariesinordertoachievethe tem can be improved by combining or stacking multiple correctspatialarrangementtodrawpestsawayfromtheprimary functionsinthelandscape(offeringadditionalecosystemservices), crop. asopposedtoafocusconstrainedbyproductionfunctions(Lovell Until recently, agroecological approaches tended to focus andJohnston,2009;JordanandWarner,2010). mainlyontheecologyofagriculturalproductionandmanagement. Landscapemultifunctionalityhasbeenpromotedthroughagri- However, a group of agroecologists in Spain have focused their cultural policy in some regions. In Europe, multifunctionality of work on better integrating social and political perspectives of agroecosystems is supported by public funds through agri-envi- agroecology(Guzmán-Casadoetal.,1999;Sevilla-Guzmán,2006). ronmentalschemes(Wadeetal.,2008),whichseektoalignbiodi- Thisworkwasfurtherstrengthenedin2003,whenagroupofrec- versity conservation with other public benefits such as water ognized agroecologists redefined the field as the ‘‘the integrative quality,carbonsequestration,andruraltourism,bypayingfarmers studyoftheecologyoftheentirefoodsystem,encompassingeco- forthepublicbenefitstheyprovide(Sutherland,2004).Whilemul- logical, economic and social dimensions” (Francis et al., 2003, tifunctionality has been explored and supported in Europe and p.100),placingagreateremphasisonsocialandculturalconsider- Asia,theUShasbeenslowtoadoptpoliciesthatsupportfunctions ations, as well as food systems, as integral in agroecological re- beyondcommodityproductionforagriculturallandscapes(Boody search and implementation. This shift is relevant to farm design et al., 2005; Groenfeldt, 2006). Since 1985, the United States becausethesocialandeconomicsystemsinwhichfarmerspartic- DepartmentofAgriculture(USDA)hasadministeredtheConserva- ipatewillinfluencehowtheydesigntheirfarms.Theseincludere- tion Reserve Program (CRP), which takes land out of agricultural gional and global market venues, research, extension and social production,butthistypicallyresultsinaseparationbetweenagri- networks(Gliessman,2007;Warner,2007). Otherrecentworkin cultureandconservationandoffersverylittleconsiderationofcul- agroecologyhasalsoprovidedsupportforfarmerstoconnectwith turalfunctions. Recently, however,the UnitedStates Department alternative farmer networks using participatory research ap- of Agriculture (USDA) has developed new directives prioritizing proaches(Méndez,2010). multifunctionality as a research initiative (http://www.csrees.us- Therearesomelimitationsinusingagroecologyaloneasabasis da.gov/fo/managedecosystemsnri.cfm). These initiatives suggest for farm design. While agroecologists acknowledge the role and interest in this approach is growing, and farmers will need new influence of agroecosystems at the landscape scale (Wojkowski, tools to re-design landscapes to address the goals set forth. One 2004; Gliessman, 2007), and several researchers have integrated step in this direction is the development of extension materials, agroecological concepts to analyze agricultural landscapes in a such as those published by Hansen and Francis (2007) to share diversityofsettings(Ellis,2000;Méndezetal.,2007),theapplica- landscape multifunctionality concepts with planners, extension tions in research and practice are limited (Dalgaard et al., 2003). boards,andotheragriculturalexpertswhocouldworkwithfarm- Dalgaard et al. (2003) state that when defining agroecology as a ersonsuchstrategies. scientificdiscipline,‘‘scalingisaproblembecauseresultsofagro- Landscape multifunctionality is an appropriate approach for ecological research are typically generated at small spatial scales designing farms for many reasons; the first is its focus on larger whereasapplicationsarefrequentlyimplementedatlarger,admin- spatialscalessuchasthewhole-farmoranentireruralregion.Wil- istrativeunits”(p.133).Furthermore,whendesigningagroecosys- son(2007,2008,2009)andHolmes(2006)offercompellingargu- tems in a cool, humid inner-continental climate such as in mentsforusingtheconceptofmultifunctionalityasmorethana northern Vermont, there are few examples from which to draw. policy-based initiative, instead considering multifunctionality as Most examples in the agroecology literature come from tropical anormativeprocesstodescribewhatishappeningontheground or coastal areas such as Central America, California, and Spain. atthefarmlevel.Asecondbenefitofintegratinglandscapemulti- Naturalecosystemsareextremelycomplex,andtheyvarygreatly functionality is the inherent focus on cultural functions provided in regional and climatic conditions. If we are to mimic natural by agricultural landscapes. By incorporating cultural functions 330 S.T.Lovelletal./AgriculturalSystems103(2010)327–341 suchasvisualquality,recreation,andhistoricpreservation,multi- influencethefarmers’landusedecisionsandimpactthesurround- functionallandscapescancontributetopreservationoflandscape ing environment. Cultural functions might be supported by pre- history and public enjoyment of the rural environment (Carey serving historic features on the farm (e.g. barns and stone walls) etal.,2003).InsomecountriessuchasTheNetherlands,themul- andincorporatingnewfeaturessuchasrecreationaltrails,demon- tifunctionalityapproachhasbeenusedtosupportsustainablerural strationplots,andoutdoorart.Aheterogeneouslandscapepattern development, considering social and economic benefits provided includingamixofforestandpasturewillalsocontributetothevi- byrurallandscapes(Oostindieetal.,2006). sualqualityofthefarm(deValetal.,2006;Dramstadetal.,2006). Athirdadvantageoflandscapemultifunctionalityisanembed- Asnotedearlier,agroecologymakesanimportantcontribution dedframeworkforevaluatingthesuccessofthelandscapedesign. tothedesignofagroecosystems,thoughitfocusesprimarilyonthe Unlike the more ambiguous term ‘‘sustainability”, the concept of field scale and its immediate surroundings. In designing or rede- multifunctionality suggests an opportunity to develop specific signinganentirefarm,itmightnotbepracticaltoprescribespe- goals or targets for ecological, production, and cultural functions cific crops and management strategies, but rather to consider toimprovelandscapeperformance.Performanceofthelandscape integrating perennial features such as field margins and wind- mightbeconsideredbasedonthetotalvalueofdifferentfunctions breaks.Thesefeatureswouldofferbenefitsformanycroppingsys- and on the balance across a range of functions (Sal and Garcia, tems by providing habitat for natural enemies, reducing erosion, 2007; Lovell and Johnston, 2009). Alternatively, multifunctional and capturing excess nutrients. Agroecology also suggests that performancecanbecomparedbasedonmonetaryvaluesapplied agroecosystemsshouldbedesignedtomimicthenaturalenviron- to the ecosystem services provided by the landscape, including ment,withadiversityofspecies.Inregionswhereforestsarethe bothdirectmarketvaluesforcommodityoutputsandindirectval- dominant habitat, for example, greater emphasis on productive uationofnon-commodityoutputs(Farberetal.,2006).Finally,the agroforestry systems might be considered in the design of the landscape multifunctionality approach offers an advantage in its farm, while herbaceous perennial polycultures would be more flexibility,inthatitcanbeappliedtounconventionalagroecosys- appropriate for regions that were once prairie systems (Sala and tems.Inadaptingthisapproachtolandscapedesignandplanning, Paruelo,1997;SouleandPiper,1992).Fig.1showshowagroecol- theopportunityexiststoconsidernotonlyaddingecologicaland ogyandlandscapemultifunctionalitycontributetoadesignframe- culturalfunctionstoproductivelandscapes,butalsoincorporating work,actingatdifferentscales. agriculture into settings that typically do not include production We developed an agroecosystem design assessment tool to functions (e.g. private yards, urban parks, school campuses, or facilitatetheprocessofcharacterizingandanalyzingwhole-farms, othermunicipallyownedland). inordertomakemoreinformeddecisionsaboutlanduse.Thetool While landscape multifunctionality strongly contributes to a accounts for the spatial contribution and multiple functions of a framework for designing agroecosystems, some limitations and landscapeincludinglandscapefeaturesorunits,areaoflandinthat constraints must be considered. For one, we must recognize that feature/unit,andratingsfortheattributesofdifferentfunctions.In trade-offsbetweenfunctionscanexistonfarms.Whenprofitmax- orderto rate the attributes, a reference point is needed to deter- imization is the primary goal, some cultural and ecological func- minewhatthelandscapefeaturesarebeingcomparedto.Areliable tions will most likely be sacrificed to increase production, unless reference land use would be the agricultural system that is most alternative markets are identified for non-commodity outputs prominent in the area (i.e. conventional pasture systems in Ver- (Farber et al., 2006). Complicating the issue further, is the chal- mont). For theoretical purposes, we have proposed a set of attri- lenge in evaluating landscape performance when multiple inter- butes appropriate for Vermont farms, but these could (and acting commodity and non-commodity functions are considered arguably,should)beadaptedforotherregionsincooperationwith simultaneously(Madureiraetal.,2007).Thecomplexityresulting local farmers, stakeholders, and experts (Van Calker et al., 2005). from aggregation of indicators and integration of multiple objec- The scale of the area of assessment, and even the level of detail tives at different scales has probably limited the applications of in features, remain flexible. A finer-scale approach could include these strategies (Zander et al., 2007). Constraints on farmers’ fi- eachecotopeasaseparatepolygon,recognizingthatspatialloca- nances and time also limit their ability to incorporate additional tion and specific management practices can impact functions functionsonthefarm(Jongeneeletal.,2008).Thisleadstoanother (e.g.individualfields,separatevegetativebuffers,etc.). limitationofthisapproach–thelackofattentiongiventotheim- Thistoolisnotintendedtoreplaceorcompetewithotherap- pactsofmultifunctionalityonfarmerlivelihoodsatthehousehold proachesthatassessfarmsustainabilitybasedonaspecificsetof level, except to recognize that public funds may be necessary to non-spatial indicators or attributes. There are many examples of incentivizeecologicalandculturalfunctions. casesinwhichsuchapproacheshavebeensuccessfullyusedwith- in the fields of agroecology and landscape multifunctionality (Bockstaller et al., 1997; Halberg et al., 2005; Payraudeau and 3.Frameworkfordesigningagroecosystems van der Werf, 2005; van Calker et al., 2005; Makowski et al., 2009). Instead, the proposed tool could complement these more For designingagroecosystems, we propose an evolving frame- dataintensiveapproaches,manyofwhichcanonlyberealistically workthatincorporatesdifferentaspectsofagroecologyandland- undertaken as part of expert-based research projects. Our ap- scape multifunctionality as described above, while also proach is unique in its attempt to achieve some balance across recognizing contributions from otherfields suchas permaculture functionalareasandoptimizationofmultipleattributesfordiffer- (Mollison,1997;Jacke and Toensmeier, 2005), agroforestry(Long entlandusetypesbasedontheproportionoflandtheycover.Un- and Nair, 1999), and ecoagriculture (McNeely and Scherr, 2002; likemostotherstrategies,ourapproachalsofocusesonthespatial Bucketal.,2006).Thelandscapemultifunctionalitymodelprovides extentofindividuallandscapefeaturesorunits,essentiallyweight- astructurefordesigningatthewhole-farmscaleconsideringcul- ingthefeaturesbasedontheproportionoflandtheycover,similar tural, ecological, and production functions. These landscape fea- to the approach by Bockstaller et al. (1997), in which indicators tures can be intentionally designed into the landscape and were weighted by field size. This tool, however, is not proposed arranged to optimize the benefits they provide. The recognition asastand-aloneassessment,butratheronethatcouldbeusedin ofthevalueofculturalfunctionsisimportant,andthesemightin- combinationwithotherstrategiessuchaslifecycleanalysis,envi- cludevisualquality,culturalheritage,historicpreservation,artistic ronmental impact assessment, and agro-environmental indicator expression, and recreation – all of which have the potential to evaluation(PayraudeauandvanderWerf,2005).Toillustratethe S.T.Lovelletal./AgriculturalSystems103(2010)327–341 331 Fig.1. Conceptualdiagramofproposedframeworkfordesigningagroecosystemsintegratingagroecologyandlandscapemultifunctionality. applicationofourframework,weusetheassessmenttooltoeval- land (and is also an author on this paper) at the Intervale. Inter- uatethedesignoftwoVermontfarmsrecognizedlocallyasmulti- viewsdocumentedfarmingpractices,historyofthefarm,andim- functionallandscapes. pacts of the surrounding landscape. Questions were open-ended, allowing for informal conversation. Informal interviews with the managersoftheIntervaleCenterFarmsProgramandtheIntervale 4.Methods Compost Project were conducted to complement information on theIntervaleCenter. 4.1.Studysite With its agricultural heritage, heterogeneous landscape, and 4.3.Agroecosystemdesignassessmenttool growingsupportforlocal,organic,anddiversifiedfoodproduction, Vermont is an ideal place to consider strategies for integrating The agroecosystem design assessment tool was developed to agroecology and multifunctional landscapes (Center for Rural evaluate the design of farms using input on boundaries of farm Studies, 2008). Land cover in Vermont is dominated by forest parcels, type and extent of landscape features or units, and (approximately75%),butagriculturealsocontributessignificantly ratings for the attributes of production, cultural, and ecological tothelandscape,makingupapproximately15%ofthelandcover functions. For Butterworks Farm, the area of interest included (NOAA,2006).Topagriculturalproductsinthestateincludedairy, the home farm and the clusters of remote parcels operated as beef, fruits and vegetables, and maple syrup. Vermont’s agricul- partofthefarm.ThesewereidentifiedusingFarmServiceAgency turaloutputwas$758millionin2007(USDAEconomicResearch (FSA) Common Land Unit (CLU) parcels, where CLUs are defined Center,2008a),whichisapproximately4%ofGrossStateProduct. as ‘‘the smallest unit of land that has a permanent, contiguous Thelandscapealsosupportsathrivingtourismindustry(including boundary, a common land cover and land management, a com- agri- and eco-tourism) which accounts for another $1.63 billion mon owner and a common producer” (USDA Farm Service (8.4%)ofVermontGSP(VermontDepartmentofTourismandMar- Agency, 2009). The total area included within these boundaries keting,2002).However,fewstudieshavebeenundertakentohigh- was just over 480ha, distributed among ten discrete groupings lighttheagriculturaldesignandmultifunctionalityoftheVermont of parcels in the towns of Westfield and Troy. In the case of the agriculturallandscape.Twowell-known,multifunctionalfarmsin Intervale Center, the area of interest was defined as land owned northern Vermont were chosen to apply the framework. Both ormanagedbythecenter,whichwasdelineatedusingtaxparcel farmsarediversified,sellspecializedproducts,aremanagedorgan- maps in consultation with Intervale Center staff. Unlike Butter- ically,andhosteducationalandrecreationalactivities.Butterworks works,thelandownedbytheIntervaleexistedinonecontiguous Farmisaprivatedairyfarm,whiletheIntervaleCenterisanon- parcel. profitorganizationthatleaseslandtoseveralindependentorganic Individual landscape features were identified in ArcGIS 9.3 vegetable,fruit,andflowerfarmers. using both automated classification and manual delineation processes. One-meter resolution aerial imagery from the visible 4.2.Semi-structuredinterviews and near-infrared spectra (USDA National Agricultural Imagery Program from 2008) was extracted for the area of interest. This Semi-structured interviews were conducted with one of the imagery was pre-processed via a principal components transfor- owners of Butterworks Farm and one of the farmers who leases mation.Trainingpolygonsrepresentingforested,openfield,built/ 332 S.T.Lovelletal./AgriculturalSystems103(2010)327–341 imperviousandsurfacewaterlandcovertypesweredelineatedon 5.2.Casestudy1:theIntervale theimagery,andamaximumlikelihoodalgorithmsupervisedclas- sificationwasthenperformed.Amajorityfilterwasthenappliedto 5.2.1.Overviewandsitehistory this surface to remove all groupings of pixels smaller than 0.05 TheIntervale,a280hasegmentoffloodplain,isadiverseagri- acres, and the result was converted to vector polygon format for culturallandscapethathasevolvedintoamultifunctionalsite,in editing. In the case of Butterworks Farm, all open field polygons partduetoitsuniquelocation.Thewidevarietyoffunctionsand wereintersectedwiththeCLUparcellayertoacquirefieldbound- landscapefeaturesarerepresentedinthemapinFig.2.TheInter- ariesandcropinformation.Polygonswerethenmanuallyclassified vale is situated mostly within the city limits of Burlington, Ver- intothefollowing15landscapefeaturetypesusingvisualassess- mont (population approximately 40,000), which functions as a mentoftheaerialimageryandinputfromfarmers:cultivatedfield, center for commerce and tourism. Located on rich alluvial soils fallowfield,pasture/hay,forest,hedgerow(definedastreedareas where the Winooski River meets Lake Champlain, the Intervale lessthan55mwidewithlengthatleastfourtimeswidth),riparian has been a working agricultural landscape for more than buffer (defined as treed areas within 30m of a river or stream), 10,000years.TheAbenaki(atribeofNativeAmericanandFirstNa- water, wetland, built infrastructure, greenhouse, compost pile, tionspeople)firstcultivatedthisfertileagriculturallandmorethan orchard, roads/trails, community gardens, and native plant 1000years ago. AsEuropeansettlementprogressedthroughNew nursery. England, the Intervale became the location for the homestead of Theratingsforeachoftheproduction,ecological,andcultural EthanAllen,afounderofthestateofVermont.Subsequently,ten- attributes were determined through a combination of landowner antfarmersservingEthanAllenandhisbrotherIradisplacedthe input and expert knowledge. Farmers were asked the extent to Abenakiatthesite.Wheatandryefieldsdominatedthelandscape whicheachoftheselandscapefeaturesimpactedorenhancedeach until1866whentheCentralVTrailroadmadeitpossibletobring functionalattributeontheirfarms.Eachlandscapefeaturewasas- in cheaper crops from the Midwest. By the 1900s, the land was signedascorerangingfrom2to(cid:2)2,where2=stronglyimproves usedtoraiselivestock.ThelastIntervaledairyfarmstoppedpro- functional attribute, 1=slightly improves functional attribute, ductionin1991. 0=neutral or no impact, (cid:2)1=slightly negative impact on func- TheIntervaleCenter(IC),formerlyknownastheIntervaleFoun- tionalattribute,and(cid:2)2=strongnegativeimpact.Thescores,based dation,wasformallylaunchedin1988asanagriculturalnon-profit on the descriptions provided by the farmers, were ultimately organizationtopromotesustainablelanduse,agriculturaleduca- determinedby two of theauthors in orderto ensure consistency tion, and financially successful small-scale farms. Agroecology- acrossthetwocasestudies.Summingscoresforeachcategoryof based principles have been encouraged in the farm management functions, the highest score a landscape feature could receive from the beginning. The IC currently manages approximately was 10 and the lowest (cid:2)10, for a total possible score of 30 for 180haoffarmlandandrunsseveralprojectsincludingtheFarms thethreefunctionalareas.Theoutputoftheagroecosystemdesign Program, which leases land to thirteen organic farms through an assessmenttoolisabarchartindicatingthecontributionsofeach incubator program. This program supports the establishment of landscapefeaturetotheoverallmultifunctionalityofthefarm.The newfarmingoperationsbyprovidingadiscountonlandrentand heightofthebarscorrespondstothetotalscoreofeachlandscape other fees, access to shared equipment, and technical assistance feature,andthewidthofthebarsrepresentsthepercentageareaof frommentorfarms.Throughtheyears,theIChashelpedtoincu- thatfeatureinthefarmlandscape.Weshouldnotethatforthese bateover30farms.Throughacooperativemodel,eachnewfarm examples,theoutputbarchartissetto1%increments,sofeatures has access to necessary infrastructure without incurring heavy coveringlessthan1%ofthearea(whenrounded),donotshowup debt loads. The Intervale also houses a community garden man- on the chart, although the information is still retained in the agedbythecitywith150gardenplotsforBurlingtonresidents. worksheet. 5.2.2.Productionfunctions TheFarmsProgramattheICstartedin1990,andcurrentlysup- 5.Results ports13independentfarms,whicharerequiredtoutilizeorganic practices,althoughsomearenotUSDAcertified.Ofthe50haunder 5.1.RegionalcharacterizationandcontextofVermontagricultural cultivation, the majority is managed for vegetable and fruit pro- landscape duction, much of which is marketed locally. Over 250,000kg of produce are grown and distributed annually, providing approxi- Animportantstepindesigningfarmsorevaluatingthefarmde- mately 6% of total consumption of fresh produce in Burlington signistocharacterizethelandscapeandhistoricalcontextofthe and $500,000 in revenue to the local economy (Intervale Center, farm,inthiscase,consideringtheuniquequalitiesofthestateof 2009). Other products generated at the Intervale include eggs, Vermont. Many Vermont farms incorporate ecological principles chickens,honey,flowers,jam,nativetreesforriparianrestoration, andasocialmissionalongwithagriculturalproduction.Notonly compost, and other soil products. Most of the items produced in isVermontaleaderinorganicagriculture,withtheseventhhighest theIntervalearedistributedwithinChittendenCounty(whereBur- numberofcertifiedorganicoperationsinthecountry(USDAEco- lingtonislocated)throughwholesaleaccounts,farmers markets’, nomic Research Service, 2008b), but the state also has a strong pick-your-own operations, and community supported agriculture movementforlocalagriculture(UVMCenterforSustainableAgri- (CSA)shares. culture, 2009). There are more than 65 Community Supported Agriculture (CSA) programs in Vermont (NOFA Vermont, 2007), 5.2.3.Ecologicalfunctions enablingconsumerstobuyfooddirectlyfromfarmers.Thenumber The ecological functions identified in the study are supported offarmers’marketsinVermonthasmorethantripledinthepast through agricultural management practices, such as organic crop twodecades,andasof2006,therewerefarmers’marketsinmore production.Inaddition,allfarmsarerequiredtoplantcovercrops than 50 communities with gross sales of $3.7 million. The local on at least one-third of their annual fields to allow the fields to foods movement has been motivated by the desire for fresh and regenerate, and they are encouraged to sow a winter cover crop nutritiousfoods, tosupportlocal farmersand theVermontecon- onallland.Farmersarerequiredtorotatecropstoincreasesoilfer- omy,increasefoodsecurity,andreducetheenvironmentalimpacts tilityandreducediseaseinthefields.Theseagriculturalpractices, offoodtransportation(Timmons,2006). whichhaveabasisinagroecology,canhelpmaintainsomeofthe S.T.Lovelletal./AgriculturalSystems103(2010)327–341 333 Fig.2. MapoflanduseandlandscapefeaturesoftheIntervaleCenter,usedasinputintheagroecosystemdesignassessmenttool. ‘‘regulating” ecosystem functions (such as nutrient cycling) in heterogeneityofthelandscape,improvingthequalityoftheagri- cultivated fields. Non-crop habitats are also retained within the culturalmatrix(Bentonetal.,2003). agricultural landscape to reduce erosion, conserve biodiversity, supportnativespecies(Freemarketal.,2002),andprovidehabitat 5.2.4.Culturalfunctions forwildlife.Landscapefeaturessuchashedgerows,riparianareas, The Intervale supports multiple cultural functions including and forested areas are integrated throughout the site. Plants in historic preservation, recreation, education, and visual quality. windbreaksandhedgerowsalsoencouragenaturalenemypopula- TherichcombinationofdiversehabitattypesattheIntervaleen- tions of herbivore pests, making crops less susceptible to insect hancesthevisualqualityoftheregion.Educationissupportedby infestation (Altieri, 1999). These non-crop features increase the a number of programs including Healthy City, a non-profit farm 334 S.T.Lovelletal./AgriculturalSystems103(2010)327–341 thatteachesat-riskyouthhowtogrowandmarketfood,providing Thehighestratedlandscapefeaturewasthenativeplantnurs- teenagerswithapositivewaytointeractwiththecommunityand erywithanoverallscoreof20(outofapossible30),thoughitonly gainskillsforfuturework.TheIChoststheGleaningProjectwhere occupies 0.3% of the land area. This feature provides ecological volunteer community members harvest produce from the fields functionsoveramuchlargerareabyprovidingnearly35species that the farmers cannot sell and redistributes this food to over of ecologically grown trees and shrubs for conservation projects tensocialserviceorganizationsintheBurlingtonarea.Severalhis- throughout Vermont. It also provides production functions, and toricbuildingshavebeenpreservedforuseasadministrativeoffi- cultural functions including education. The community gardens cesandcommunityevents.RecreationalactivitiesofferedbytheIC arealsohighlymultifunctionalduetotheproductiveandcultural includetrailsforhiking,biking,andcross-countryskiing.Tosup- functions they serve for community members who rent garden portfoodsystemseducation,theIChostsweeklysummerevents plotseveryyear,buttheyalsocoveronlyasmallareaofthesite withmusic,food,andpresentationsaboutgardeningoraboutthe (1.1%).Thesefunctionsareinhighdemand,asthenumberofres- culturalheritageofthesite.TheICalsohostsseveralagriculturere- identsseekinggardenplotsexceedsthenumberofavailableplots latedworkshopseachyearandprovidestoursforschoolanduni- everyyear,demonstratingthatanexpansionofthesemightbean versitygroups. appropriate consideration. These non-traditional landscape fea- tures suggest the Intervale is a landscape uniquely positioned to supportmultifunctionalactivities. 5.2.5.Multifunctionallandscapeassessment SeveralfeaturesattheIntervalewereassignednegativescores Thediversityofcrops,organicmanagementpractices,andfood forecologicalfunctionalattributes.Theseincludecultivatedfields, systems approach through local marketing make the Intervale a composting facility, built infrastructure, greenhouses, and roads good example of agroecology-based production functions. The andtrails.WhileallofthefarmersattheIntervalepracticeorganic agroecosystem design assessment tool was used to evaluate the agriculture, which has less of a negative ecological impact than multifunctionalityofthesite,usingtheareaoflandscapefeatures industrialized, high-input agriculture, even these activities de- fromthemap(Fig.2)asinputsintotheworksheet(Fig.3),todevel- creaseecologicalfunctionswhencomparedwithanaturalecosys- optheoutput(Fig.4).Thetotallandareais187ha,withmostof tem.Thecompostfacilityreceivedanegativeecologicalscoredue the land use in cultivated fields (27%), forest (19%), fallow fields toitscloseproximitytotheWinooskiRiverandanegativecultural (16%), and vegetative buffers (16%). The total treed habitat is score due to its location on Abenaki archeological remains. Built 64.5ha,encompassing34.6%ofthesite.Greenhouses,builtinfra- infrastructureandgreenhousesattheIntervalereceivednegative structure, and the native plant nursery make up less than 1% of ecologicalscoresduetothehighenergyinputsrequiredfortheir the land use and thus were not included in the output of the operation.Becauseroadsandtrailsdonotallowforplantbiodiver- assessmenttool.Cultivatedfieldsandcommunitygardensscored sity,waterconservation,orsoilconservation,theyalsoreceiveda thehighest forthe productionfunction(bothrating 9outof10). negativeecologicalscore. Forested areas and vegetative buffers (hedgerows and riparian Whiletheassessmenttoolhighlightsthemultifunctionalityof areas) scored the highest for the ecological function with thesite,someconflictsortrade-offsdoexist,particularlybetween scores of 10 and 9, respectively. Built infrastructure scored the culturalandproductionfunctions.Forexample,theAgencyofHis- highestfortheculturalfunctions(9),followedbythecommunity toricPreservationhasdesignatedcertainareasintheIntervaleoff gardens(6). Fig.3. Intervaleagroecosystemdesignassessmentworksheetbasedonlanduseandlandscapefeatures. S.T.Lovelletal./AgriculturalSystems103(2010)327–341 335 Fig.4. Intervaleagroecosystemdesignassessmentoutputindicatingthespatialextentoffunctionsprovidedbylandscapefeatures. limitsforanytypeofagriculturalusesbecausearcheologicaldigs theroad,butstillclosetothebarn.Thewindmillwaslocatedon have uncovered many Abenaki artifacts. The use of the Intervale thewindiestspot,withcloseproximitytoapower-lineandaroad road by bicyclists represents another conflict, as the movement formaintenanceaccess.Landusedecisionsforindividualfieldsare oflargefarmingequipmentposesasafetyhazardforrecreational influenced by proximity to the barn and homestead, flooding re- users.ThelocationoftheIntervaleina100-yearfloodplaindemon- gime, micro-climate, soil quality, and other factors. For example, stratesatradeoffbetweenecologicalandproductionfunctions.The fields near the barn have been devoted to pasture, providing the Federal Emergency Management Agency (FEMA) has enforced an cows with easy access to the barn. Farmers, with their intimate arduous permitting process for farmers who want to improve or knowledge of their land, can often take advantage of biophysical build any infrastructure such as hoophouses, greenhouses, or conditionstodesignformaximumlandscapemultifunctionality. sheds. The purpose of this restriction is to minimize water dis- placement by built infrastructure in the floodplain. The Intervale 5.3.2.Productionfunctions casestudydemonstratesthatconflictsandtrade-offsareimportant Dairyproducts,mainlyyogurtandcream,arethebackboneof considerations in designing agroecosystems, although they may theButterworksoperation,butthefarmalsoproducesdrybeans, notbefullycapturedintheassessmentofthelandscape. cornmeal,sunflower(HelianthusannuusL.)oilandwheat(Triticum aestivum)flourforhumanconsumption,andcorn,oats(Avenasati- 5.3.Casestudy2:ButterworksFarm va), barley(Hordeum vulgare), soybeans(Glycine max), and alfalfa (Medicagosativa)forthecows.Thegrossannualsalesofthefarm 5.3.1.Overviewandsitehistory exceedonemilliondollars.Thefamilyalsoproduceseggs,chicken, ButterworksFarm,ownedbyAnneandJackLazor,islocatedin pork, cheese, fruits, and vegetables for their own consumption, NortheasternVermont,lessthan15kmfromtheCanadianborder meeting 85% of their own year-round food needs. Much of these and95kmfromBurlington.Butterworksisanorganically-certified, non-commercial products are shared with employees and used diversified farm with a value-added dairy as the economic back- elsewhere to barter for products and services. While Vermont bone of its operation. The Lazors and their employees cultivate wasonceconsideredthe‘‘bread-basketofAmerica,”thestatehas more than 120ha of land located on ten parcels, located within producedlittleofitsownoilsandgrainssincethe1840s(JackLa- an 18km radius of the home farm (Fig. 5). The Lazors own zor,personalcommunication).Now,Butterworksisoneofthefew 135ha of land, 46ha of which are forested. The remaining culti- oil and grain producers in the state, and thanks to the growing vatedlandisrentedbothfromprivatelandownersandfromapub- interest in foods produced locally, demand for these products is liclandowner,thenearbytownofNorthTroy.Therecordedhistory sohighthatthesupplyrunsoutearlyeachseason. ofthehomefarmpropertyextendsbacktothelate1830swhenan EnglishsettlernamedThomasTrumpassestablishedafarmonthe 5.3.3.Ecologicalfunctions site (Jack Lazor, personal communication). The Lazors arrived in TheLazorsstrivetosupportecologicalfunctionsinthemanage- 1976and,withthemilkofthreecows,begansellingdairyproducts mentofthefarm,withagroecologyprinciplesprovidingthebasis fromtheirkitchentoneighboringfamilies.Sincethen,themilking fortheirintegratedcrop-livestocksystem.Theyhavebeenfarming herdhasgrownto45cowsandthebusinessislicensedbytheVer- organically since 1976 (certified since 1987). They use intensive mont Department of Agriculture to produce dairy products in an rotationalgrazingandarealmostcompletelyself-sufficient,grow- on-farm processing facility. Today, Butterworks products are dis- ing all the food consumed by their cows. In 2001, they built a tributedthroughoutVermontandtheNortheast. greenhousepack-barninwhichmanureandbeddingaccumulate, The design of Butterworks Farm is determined by many vari- providingahighqualitycompostingmaterialusedtofertilizethe ables,someofwhicharerelatedtotheuseofthefarmasaresi- crops.Thecultivatedfieldsaremanagedinastandard3yearrota- dence for the farmers. The siting of the original homestead, tiondesignedtobuildandmaintainsoilhealth,andthisrotationis roads, fields and hedgerows, are strongly influenced by the land adjustedwhennecessaryinresponsetoweedpressures,flooding useoftheoriginalcolonialsettlers,whilenewerfeatureswerelo- regimes,andotherfactors.Whilethecultivatedfieldsrequirereg- catedbasedontheLazor’sownanalysisofthelandscape.Thehome ular management, forest and wetland portions of the ownedand sitewasselectedtobeprotectedfromthewindandsetbackfrom leased land are left mostly untouched except for occasional 336 S.T.Lovelletal./AgriculturalSystems103(2010)327–341 Fig.5. MapoflanduseandlandscapefeaturesoftheButterworksFarm,usedasinputintheagroecosystemdesignassessmenttool. firewoodortimberharvests.TheLazorsalsoparticipateinanum- 5.3.4.Culturalfunctions ber of conservation programs through the Natural Resource Con- Besides supporting the local rural economy by providing servation Service (NRCS), and all but 23ha of their land are employmentforthreefull-timeandninepart-timestaff,bothAnne underaconservationeasementtoprotectfromdevelopment.They andJackLazorprovideculturalservicesasleadersintheagricul- are committed to sustainable energy, using a windmill on the tural community, especially in the organic and localvore move- home farm to provide 35% of the annual energy needs. Recently, ments. Jack regularly lectures at conferences and other events, the farm was awarded a research grant to explore the feasibility andbothAnneandJackserveonstate-wideagriculturalcommit- of installing a biomass burning boiler to provide the remainder tees.Anneisalocalexpertonhomeopathictreatmentforanimals, oftheirenergy. providingsupporttootherfarms.Additionally,Butterworkshosts

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