Ideology in the Language of Judges OXFORD STUDIES IN ANTHROPOLOGICAL LINGUISTICS William Bright, General Editor Editorial Board Wallace Chafe, University of California, Santa Barbara Regna Darnell, University of Western Ontario Paul Friedrich, University of Chicago Dell Hymes, University of Virginia Jane Hill, University of Arizona Stephen C. Levinson, Max Planck Institute, The Netherlands Joel Sherzer, University of Texas, Austin David J. Parkin, University of London Andrew Pawley, Australian National University Jef Verschueren, University of Antwerp Volumes Published in the Series 1 Gunter Senft: Classificatory Particles in Kilivila 2 Janis B. Nuckolls: Sounds Like Life: Sound-Symbolic Grammar, Performance, and Cognition in Pastaza Quechua 3 David B. Kronenfeld: Plastic Glasses and Church Fathers: Semantic Extension from the Ethnoscience Tradition 4 Lyle Campbell: American Indian Languages: The Historical Linguistics of Native America 5 Chase Hensel: Telling Our Selves: Ethnicity and Discourse in Southwestern Alaska 6 Rosaleen Howard-Malverde (ed.): Creating Context in Andean Cultures 7 Charles L. Briggs (ed.): Disorderly Discourse: Narrative, Conflict, and Inequality 8 Anna Wierzbicka: Understanding Cultures through Their Key Words: English, Russian, Polish, German, and Japanese 9 Gerrit J. van Enk and Lourens de Vries: The Korowai of Irian Jaya: Their Language in Its Cultural Context 10 Peter Bakker: A Language of Our Own: The Genesis of Michif, the Mixed Cree-French Language of the Canadian Metis 11 Gunter Senft (ed.): Referring to Space: Studies in Austronesian and Papuan Languages 12 David McKnight: People, Countries, and the Rainbow Serpent: Systems of Classification among the Lardil of Mornington Island 13 Penelope Gardner-Chloros, Robert B. Le Page, Andree Tabouret-Keller, and Gabrielle Varro (eds.): Vernacular Literacy Revisited 14 Steven Roger Fischer: Rongorongo, the Easter Island Script: History, Traditions, Text 15 Richard Feinberg: Oral Traditions of Anuta, a Polynesian Outlier in the Solomon Islands 16 Bambi Schieffelin, Kathryn A. Woolard, and Paul Kroskrity (eds.): Language Ideologies: Practice and Theory 17 Susan U. Philips: Ideology in the Language of Judges: How fudges Practice Law, Politics, and Courtroom Control Ideology in the Language of Judges How Judges Practice Law, Politics, and Courtroom Control SUSAN U. PHILIPS New York • Oxford Oxford University Press 1998 Oxford University Press Oxford New York Athens Auckland Bangkok Bogota Bombay Buenos Aires Calcutta Cape Town Dar es Salaam Delhi Florence Hong Kong Istanbul Karachi Kuala Lumpur Madras Madrid Melbourne Mexico City Nairobi Paris Singapore Taipei Tokyo Toronto Warsaw and associated companies in Berlin Ibadan Copyright © 1998 by Susan U. Philips Published by Oxford University Press, Inc. 198 Madison Avenue, New York, New York 10016 Oxford is a registered trademark of Oxford University Press All rights reserved. No part of this publication maybe reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior permission of Oxford University Press. Library of Congress Cataloging-in-Publication Data Philips, Susan Urmston. Ideology in the language of judges: how judges practice law, politics, and courtroom control / Susan U. Philips, p. cm. — (Oxford studies in anthropological linguistics ; 17) Includes bibliographical references and index. ISBN 0-19-511340-3; ISBN 0-19-511341-1 (pbk.) 1. Judges—United States. 2. Judicial process—United States. 3. Law and politics. 4. Law—Language. I. Title. II. Series. KF8775.P49 1998 347.73'14—dc21 97-48671 1 3 5 7 9 8 6 42 Printed in the United States of America on acid-free paper To my mother, Mary Jane Urmston This page intentionally left blank Acknowledgments Iwould like first to acknowledge Robert Edgerton's influence on my thinking about American culture, which came through my working with him and Craig McAndrew as an undergraduate research assistant when they were studying the culture of pa- tients at a southern California hospital for the mentally retarded. Through participa- tion in their ethnographic research, I came to be able to think about my own cul- ture anthropologically. The research itself was supported by two postdoctoral fellowships—a Russell Sage Residency in Law and Social Sciences and a National Science Foundation National Needs Postdoctoral Fellowship. During the year I took courses at the University of Arizona College of Law, I learned a great deal from my professors Joel Finer, David Wexler, Charles Ares, and Dan Dobbs. Charles Ares guided some of my initial inquiries into the judiciary and introduced me to the Honorable William Druke, who at that time was associate presiding judge of the Pima County Superior Court. Judge Druke, in turn, agreed to supervise my research in that court. He arranged meetings for me with prospective subjects for my study. Judge Druke also obtained an oral ruling from the Honorable Stanley Feldman, chief justice of the Arizona Supreme Court, that my tape recording in court, not allowed by outsiders at that time, could be carried out as an exception for educational purposes. My greatest debt is to the nine judges who participated in this study. They gave generously and thoughtfully of their time and ideas, each offering distinctive perspectives. Their staff members reflected the high morale surrounding all of these judges in their kindness and hospitality on the many occasions when I visited judges' chambers. I am also grateful to graduate students at the University of Arizona for research assistance of various kinds. Jean Florman did most of the transcription of recordings of court proceedings from a summer of initial pilot work. Terry Reichardt Betancourt viii Acknowledgments did the bulk of transcription of the guilty pleas and interviews with judges that form the heart of the data analyzed here. Anne Reynolds coded and counted patterns in questions and answers in the guilty pleas. Claudia Bartz did some preliminary analy- sis of similarities and differences in career history interviews with judges. Helen Robbins helped with the references. I was supported in the write-up of this material by a sabbatical, a Socio-Behavioral Research Institute Research Professorship, and a Udall Center for Policy Studies Fel- lowship, all through the University of Arizona. Doris Sample typed and retyped a good deal of material for me during the early stages of writing the manuscript. A number of people read and/or discussed all or parts of this manuscript with me. William O'Barr, Jane Hill, Sheila Slaughter, Deborah Tannen, Greg Matoesian, and the Honorable Margaret Houghton read the entire work. I am particularly grateful to Deborah for her careful reading and fine editing of the manuscript. Dave Wexler, Charles Ares, and Patricia MacCorquodale commented on various sections of the text. I benefited from discussions with Sally Merry, Sue Hirsch, and Niko Besnier about issues in the book. And I have also been helped by the comments from Bill Bright, editor of the series in which this book appears, and the anonymous readers to whom he sent the book for review. I very much appreciate the efforts of all these people. Finally I thank my husband, Wes Addison, and our son, Charlie Addison, for being supportive of this work, and I also thank Charlie for his help with the final prepara- tion of the book manuscript. Contents Introduction xi 1 Ideology in Discourse 3 2 The Myth of the Trial Court Judge as Nonideological 14 3 Intertextual Relations between Written and Spoken Genres of Law 27 4 Two Ideological Stances in Taking Guilty Pleas 48 5 Judges'Ideologies of Courtroom Control 87 6 Ideological Diversity in Legal Discourses 116 Appendixes Appendix A: Social Background Questionnaire 127 Appendix B: Career History Interview 133 Appendix C: Rule 17, Arizona Rules of Criminal Procedure: Pleas of Guilty and No Contest 135 Appendix D: Plea Agreement 137 Appendix E: Transcription Notations 141 Appendix F: Four Changes of Plea / Guilty Plea Transcripts 147 Appendix G: Refusal of Plea Agreement in Aborted Sentencing Transcript 187 Notes 193 References 197 Index 203
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