ISBN 978-92-3-103467-1 CONTENTS Contents PREFACE 11 DESCRIPTIONOFTHEPROJECT 14 MEMBERSOFTHEINTERNATIONALSCIENTIFICCOMMITTEE (inalphabeticalorder) 17 MEMBERSOFTHEINTERNATIONALSCIENTIFICCOMMITTEE(since 1993) 18 MEMBERSOFTHEREADINGCOMMITTEE 19 LISTOFCONTRIBUTORS 20 INTRODUCTION 22 MuhammadSeyfeydinovichAsimov (A¯SIMI)InPiamMemoriam 26 1 CENTRALASIAUNDERTHEUMAYYADS 27 THE APPEARANCE OF THE ARABS IN CENTRAL ASIA UNDER THE UMAYYADSANDTHEESTABLISHMENTOFISLAM . . . . . . . 28 CentralAsiaontheeveoftheArabincursions . . . . . . . . . . . . . . . . . 28 TheappearanceoftheArabs . . . . . . . . . . . . . . . . . . . . . . . . . . 29 CENTRALASIAUNDERTHEEARLYcABBASIDS . . . . . . . . . . . . 30 ThecourseofthecAbbasidrevolutionanditssignificance . . . . . . . . . . . 30 TheaftermathofthecAbbasidrevolutionandthefallofAbu¯ Muslim . . . . . 36 TheconsolidationofcAbbasidpower . . . . . . . . . . . . . . . . . . . . . . 39 Political,socialandsectariandissentintheearlycAbbasidperiod . . . . . . . 41 Theachievementofadegreeofstabilityunderal-Ma’mu¯n . . . . . . . . . . 45 2 ISBN 978-92-3-103467-1 CONTENTS 2 SECTARIANANDNATIONALMOVEMENTS 47 TheKharijitemovement . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 CurrentsofShicism:theKaysa¯niyyaandtheHa¯shimiyya . . . . . . . . . . . 51 HeterodoxMuslimandneo-Mazdakitemovements:al-Muqannac,Ba¯bak,and others . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 ThelaterdevelopmentofShicism: theTwelvers,theZayd¯ısandtheIsmacilis . . . . . . . . . . . . . . . . 57 ThebeginningsofthedisintegrationofthecAbbasidcaliphateintheeast . . . 63 3 THESTATESOFTHEOGHUZ 66 TheOghuz . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 TheKimek . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 TheKïpchak . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 4 THESAMANIDSTATE 83 ThecreationoftheSamanidstate . . . . . . . . . . . . . . . . . . . . . . . . 84 Thesystemofgovernment . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 ThenatureofpoliticalauthorityundertheSamanids . . . . . . . . . . . . . . 87 Agriculture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88 Mining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 Crafts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 Domesticandexternaltrade . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 Materialculture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92 Intellectuallife . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 CentralAsiaandtheIsmacilimovement . . . . . . . . . . . . . . . . . . . . 100 The ethnic composition of the Samanid state and the creation of an Eastern Persian-Tajikethnicidentity . . . . . . . . . . . . . . . . . . . . . . . 101 5 THEGHAZNAVIDS 102 TheprehistoryoftheGhaznavids . . . . . . . . . . . . . . . . . . . . . . . . 103 TheEstablishmentofSebüktegininGhazna . . . . . . . . . . . . . . . . . . 104 ThesuccessionofMahmu¯d . . . . . . . . . . . . . . . . . . . . . . . . . . . 106 ThezenithoftheempireunderMahmu¯d . . . . . . . . . . . . . . . . . . . . 107 Mascu¯dandtheSeljuqs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 ThenatureandstructureoftheGhaznavidstate . . . . . . . . . . . . . . . . 117 Culturalandintellectuallife . . . . . . . . . . . . . . . . . . . . . . . . . . . 121 Agricultureandtrade . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 122 3 ISBN 978-92-3-103467-1 CONTENTS 6 THEKARAKHANIDS 125 SourcesforKarakhanidhistory . . . . . . . . . . . . . . . . . . . . . . . . . 125 TheconquestofTransoxaniabytheKarakhanids:thedivisionintoappanages 126 ThetwoKarakhanidKhanates;thepolicyofIbra¯h¯ımb.NasrTamghachKhan 133 Karakhanids,SeljuqsandKaraKhitay . . . . . . . . . . . . . . . . . . . . . 138 TheKarakhanidsandtheKhwarazmShahMuhammadb.Tekish . . . . . . . 141 Iqta¯csandthestructureofthestate . . . . . . . . . . . . . . . . . . . . . . . 143 Townsandtrade . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147 7 THESELJUQSANDTHEKHWARAZMSHAHS 150 THEORIGINSOFTHESELJUQSANDTHEESTABLISHMENTOFSELJUQ POWERINTHEISLAMICLANDSUPTO1055 . . . . . . . . . . . 151 THECONSOLIDATIONOFTHESELJUQSULTANATEINIRAN . . . . . 161 Historicalsurvey . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161 ThestructureoftheSeljuqstateintheeast . . . . . . . . . . . . . . . . . . . 165 THE EASTERN SELJUQ SULTANATE (1118–57) AND THE RISE AND FLORESCENCEOFTHEKHWARAZMSHAHSOFANU¯SHTEGIN’S LINEUPTOTHEAPPEARANCEOFTHEMONGOLS(1097–1219) 167 Historicalsurvey . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 ThestructureoftheeasternSeljuqstate . . . . . . . . . . . . . . . . . . . . 178 ThestructureoftheKhwarazmianstate . . . . . . . . . . . . . . . . . . . . 179 8 THEGHURIDS 182 TheregionofGhurandthebeginningsofIslamization . . . . . . . . . . . . 182 TheriseoftheGhuridsasanindependentpower . . . . . . . . . . . . . . . . 185 TheapogeeoftheGhuridsultanate . . . . . . . . . . . . . . . . . . . . . . . 186 TheBamiyanamirate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 189 TheGhuridsultanateasaworldpower . . . . . . . . . . . . . . . . . . . . . 190 ThepoliticalandsocialorganizationoftheGhuridstate . . . . . . . . . . . . 191 Culturaldevelopments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 194 9 THEUIGHURS,THEKYRGYZANDTHETANGUT(EIGHTHTOTHE THIRTEENTHCENTURY) 196 THEUIGHURSINMONGOLIAANDTHEKYRGYZ . . . . . . . . . . . 196 THEUIGHURKINGDOMOFKOCHO . . . . . . . . . . . . . . . . . . . . 206 THETANGUTHSIHSIAKINGDOM(982–1227) . . . . . . . . . . . . . . 212 4 ISBN 978-92-3-103467-1 CONTENTS 10THEWESTERNHIMALAYANSTATES 221 TheTrakha¯ndynastyofGilgit . . . . . . . . . . . . . . . . . . . . . . . . . 222 TheMaglotrulingfamilyofNager . . . . . . . . . . . . . . . . . . . . . . . 225 TheAyashrulingfamilyofHunza . . . . . . . . . . . . . . . . . . . . . . . 225 TheKatorroyalfamilyofChitral . . . . . . . . . . . . . . . . . . . . . . . . 225 Baltistan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 225 RelationswithTibet,Kashghariaandthetrans-Pamirregions . . . . . . . . . 227 RelationswithKashmir . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 227 Long-termsocio-economicdevelopments . . . . . . . . . . . . . . . . . . . 228 Socio-religiousdevelopments . . . . . . . . . . . . . . . . . . . . . . . . . . 231 11THEKITANANDTHEKARAKHITAY 232 TheriseoftheKitan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 232 TheriseoftheKaraKhitay . . . . . . . . . . . . . . . . . . . . . . . . . . . 239 12THEMONGOLSANDTHEIRSTATEINTHETWELFTHTOTHETHIR- TEENTHCENTURY 248 Thesocio-economicandpoliticalsituation . . . . . . . . . . . . . . . . . . . 249 ChinggisKhanandthefoundingoftheMongolstate . . . . . . . . . . . . . 251 ChinggisKhan’scampaignsofconquest:ThefoundationoftheMongolempire 257 TheMongolempireduringthereignofChinggisKhanr’ssuccessors . . . . . 259 TheYüanempireoftheMongolsanditsfall . . . . . . . . . . . . . . . . . . 264 13CENTRALASIAUNDERTHERULEOFSUCCESSORS 265 14THEDELHISULTANATE 273 THE ESTABLISHMENT OF THE SULTANATE IN THE THIRTEENTH CENTURY AND THE NATURE OF THE NEW STRUCTURES IN INDIA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 274 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 274 Qutbal-D¯ınAybak(1206–10) . . . . . . . . . . . . . . . . . . . . . . . . . 275 Shamsal-D¯ınIltutmish(1210–36) . . . . . . . . . . . . . . . . . . . . . . . 275 Na¯sir al-D¯ın Mahmu¯d (1246–66) and Ghiya¯th al-D¯ın Balban (Ulugh Kha¯n) (1266–87) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 276 TheendofTurkishsupremacy . . . . . . . . . . . . . . . . . . . . . . . . . 277 Jala¯lal-D¯ınF¯ıru¯zKhalj¯ı(1290–6)andc Ala¯ ’al-D¯ınKhalj¯ı(1296–1316) . . . 277 Incomelevelsamongtherulingandscholarlyélites . . . . . . . . . . . . . . 281 5 ISBN 978-92-3-103467-1 CONTENTS Agrarianconditionsinthefourteenthcentury . . . . . . . . . . . . . . . . . 282 Thepoliticalstructureofthestate . . . . . . . . . . . . . . . . . . . . . . . . 283 Socialandeconomicdevelopments . . . . . . . . . . . . . . . . . . . . . . . 283 THEDELHISULTANATE,1316–1526 . . . . . . . . . . . . . . . . . . . . 284 TheTughluqids(1320–1412) . . . . . . . . . . . . . . . . . . . . . . . . . . 284 TheSayyids(1414–51) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 291 TheLo¯d¯ıs(1451–1526) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 293 15THE REGIONS OF SIND, BALUCHISTAN, MULTAN AND KASHMIR: THEHISTORICAL,SOCIALANDECONOMICSETTING 297 THERULERSOFSIND,BALUCHISTANANDMULTAN(750–1500) . . . 298 The cAbbasid period and the Fatimid interlude (mid-eighth to the end of the tenthcentury) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 298 ThePeriodoftheGhaznavidandGhuridSultanates(eleventhandtwelfthcen- turies) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 301 Theeraofthelocalindependentstates . . . . . . . . . . . . . . . . . . . . . 304 KASHMIRUNDERTHESULTANSOFTHESHA¯HM¯IRDYNASTY . . . 310 16CENTRALASIATIMUR1370 323 FormationofTimur’sempire . . . . . . . . . . . . . . . . . . . . . . . . . . 325 TheSarbadarmovement . . . . . . . . . . . . . . . . . . . . . . . . . . . . 326 BalkhandSamarkandunderTimur . . . . . . . . . . . . . . . . . . . . . . . 327 ReorganizationofTimur’sarmy . . . . . . . . . . . . . . . . . . . . . . . . 330 Timur’smilitarycampaigns . . . . . . . . . . . . . . . . . . . . . . . . . . . 332 Socio-economicconditionsunderTimur . . . . . . . . . . . . . . . . . . . . 339 Urbandevelopment,craftsandtrade . . . . . . . . . . . . . . . . . . . . . . 342 RelationswithwestEuropeanrulers . . . . . . . . . . . . . . . . . . . . . . 345 Thesuccessionstruggle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 346 17THETIMURIDSTATESINTHEFIFTEENTHANDSIXTEENTHCEN- TURIES 350 TheaftermathofTimur’sdeath . . . . . . . . . . . . . . . . . . . . . . . . . 350 TheruleofUlughBeg . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 351 ThepowerstrugglefollowingSha¯hRukh’sdeath . . . . . . . . . . . . . . . 353 Therealmdivides . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 354 Agriculture,livestockandhunting . . . . . . . . . . . . . . . . . . . . . . . 356 Landownershipandtaxation . . . . . . . . . . . . . . . . . . . . . . . . . . 357 6 ISBN 978-92-3-103467-1 CONTENTS Towns,handicraftsandtrade . . . . . . . . . . . . . . . . . . . . . . . . . . 361 Revolts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 364 The Dasht-i Kïpchak at the end of the fifteenth century and the beginning of thesixteenth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 364 18POPULAR MOVEMENTS, RELIGIOUS TRENDS AND SUFI INFLU- ENCEONTHEMASSESINTHEPOST-cABBASIDPERIOD 367 ReligiousgroupsoftheMiddleEastinearlyIslamictimes . . . . . . . . . . 367 TheriseofSufismandtheSufiordersinCentralAsia . . . . . . . . . . . . . 370 Socio-religiousandpolitico-religiousmovements . . . . . . . . . . . . . . . 376 SufiordersinIndia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 379 TheMahdaw¯ımovement . . . . . . . . . . . . . . . . . . . . . . . . . . . . 382 19SOCIO-ECONOMICDEVELOPMENT:FOODANDCLOTHINGINEAST- ERNIRANANDCENTRALASIA 383 THE EASTERN ISLAMIC LANDS, FROM IRAN TO THE FRONTIERS WITHCHINA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 384 Foodanddiet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 384 Dress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 388 MONGOLIA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 390 Shelter,craftsanddress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 390 Foodanddiet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393 20COINAGEANDTHEMONETARYSYSTEM 395 CENTRALASIA . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 395 Coinageandthecirculationofmoneyfromtheeighthtothetenthcentury . . 396 Coinage and the circulation of money from the eleventh century to the begin- ningofthethirteenth . . . . . . . . . . . . . . . . . . . . . . . . . . . 403 CoinageandthecirculationofmoneyundertheMongols(thirteenthandfour- teenthcenturies) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 408 Coinage and the circulation of money in Transoxania under Timur and the Timurids(latefourteenthandfifteenthcenturies) . . . . . . . . . . . . 412 AFGHANISTAN,PAKISTANANDNORTHERNINDIA . . . . . . . . . . 417 CONCLUSION 425 MAPS 426 7 ISBN 978-92-3-103467-1 CONTENTS BIBLIOGRAPHYANDREFERENCES 439 GLOSSARY 464 INDEX 466 HistoryofcivilizationsofCentralAsia 474 8 ISBN 978-92-3-103467-1 History of Civilizations of Central Asia History of Civilizations of Central Asia The age of achievement: . . 750 to the end of the fifteenth century A D Volume IV PartOne Thehistorical,socialandeconomicsetting Editors: M. S. Asimov and C. E. Bosworth MultipleHistorySeries UNESCOPublishing 9 ISBN 978-92-3-103467-1 COPYRIGHT Theauthorsareresponsibleforthechoiceandthepresentationofthefactscontainedin thisbookandfortheopinionsexpressedtherein,whicharenotnecessarilythoseof UNESCOanddonotcommittheOrganization. Thedesignationsemployedandthepresentationofmaterialthroughoutthispublication donotimplytheexpressionofanyopinionwhatsoeveronthepartofUNESCO concerningthelegalstatusofanycountry,territory,cityorareaorofitsauthorities,or concerningthedelimitationofitsfrontiersorboundaries. CompiledbyI.Iskender-Mochiri EnglishtexteditedbyJanaGough ComposedbyÉditionsduMouflon,94270LeKremlin-Bicêtre(France) PrintedbyImprimerieDarantiere,21800Quétigny(France) Publishedin1998bytheUnitedNationsEducational,ScientificandCultural Organization7placedeFontenoy,75352Paris07SP ISBN92-3-103467-7 ©UNESCO1998 10
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