Jacob Fraden Handbook of Modern Sensors Physics, Designs, and Applications Fifth Edition Handbook of Modern Sensors Jacob Fraden Handbook of Modern Sensors Physics, Designs, and Applications Fifth Edition JacobFraden FradenCorp. SanDiego,CA,USA ISBN978-3-319-19302-1 ISBN978-3-319-19303-8 (eBook) DOI10.1007/978-3-319-19303-8 LibraryofCongressControlNumber:2015947779 SpringerChamHeidelbergNewYorkDordrechtLondon #SpringerInternationalPublishingSwitzerland2004,2010,2016 #AmericanInstituteofPhysics1993,1997 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilarmethodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthis book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained hereinorforanyerrorsoromissionsthatmayhavebeenmade. Printedonacid-freepaper Springer International Publishing AG Switzerland is part of Springer Science+Business Media (www.springer.com) Preface Numerous computerized appliances wash clothes, prepare coffee, play music, guardhomes,andperformendlessusefulfunctions.However,noelectronicdevice operates without receiving external information. Even if such information comes from another electronic device, somewhere in the chain, there is at least one component that perceives external input signals. This component is a sensor. Modern signal processors are the devices that manipulate binary codes generally representedbyelectricimpulses.Asweliveinananalogworldthatmostlyisnot digitalorelectrical(apartfromtheatomiclevel),sensorsaretheinterfacedevices betweenvariousphysicalvaluesandtheelectroniccircuitsthat“understand”only the language of moving electrical charges. In other words, sensors are eyes, ears, and noses of the silicon chips. This book is about the man-made sensors that are verymuchdifferentfromthesensingorgansoflivingorganisms. Sincethepublicationofthepreviouseditionofthisbook,sensingtechnologies have made remarkable leaps. Sensitivities of sensors have become higher, their dimensions smaller, selectivity better, and prices lower. A new, major field of application for sensors—mobile communication devices—has been rapidly evolving. Even though such devices employ sensors that operate on the same fundamental principles as other sensors, their use in mobile devices demands specific requirements. Among these are miniature dimensions and complete inte- grationwiththesignalprocessingandcommunicationcomponents.Hence,inthis newedition,weaddressingreaterdetailthemobiletrendinsensingtechnologies. Asensorconvertsinputsignalsofaphysicalnatureintoelectricaloutput.Thus, wewillexamineindetailtheprinciplesofsuchconversionsandotherrelevantlaws of physics. Arguably one of the greatest geniuses who ever lived, Leonardo da Vinci,hadhisownpeculiarwayofpraying(accordingtoabookIreadmanyyears ago, by Akim Volinsky, published in Russian in 1900). Loosely, it may be trans- latedintomodernEnglishassomethinglike,“OhLord,thankyouforfollowingThy ownlaws.”ItiscomfortingindeedthatthelawsofNaturedonotchange—itisour appreciation of the laws that is continually refined. The sections of the book that cover these laws have not changed much since the previous editions. Yet, the sectionsthatdescribethepracticaldesignshavebeenrevisedsubstantially.Recent ideas and developments have been added, while obsolete and less interesting designsweredropped. v vi Preface Inthecourseofmyengineeringwork,Ioftenwishedforabookwhichcombined practical information on the many subjects relating to the most important physical principles,design,anduseofvarioussensors.Ofcourse,IcouldbrowsetheInternet orlibrarybookshelvesinsearchoftextsonphysics,chemistry,electronics,technical, andscientificmagazines,buttheinformationisscatteredovermanypublicationsand websites, and almost every question I was pondering required substantial research. Little by little, I gathered practical information on everything which is in any way related to various sensors and their applications to scientific and engineering measurements. I also spent endless hours at a lab bench, inventing and developing numerous devices with various sensors. Soon, I realized that the information I had collectedwouldbequiteusefultomorethanoneplerson.Thisideapromptedmeto writethisbook,andthisfifthupdatededitionistheproofthatIwasnotmistaken. The topics included in the book reflect the author’s own preferences and interpretations. Some may find a description of a particular sensor either too detailed or broad or perhaps too brief. In setting my criteria for selecting various sensorsforthisnewedition,Iattemptedtokeepthescopeofthisbookasbroadas possible,optingformanydifferentdesignsdescribedbriefly(withoutbeingtrivial, Ihope),ratherthanfewertreatedingreaterdepth.Thisvolume attempts(immod- estlyperhaps)tocoveraverybroadrangeofsensorsanddetectors.Manyofthem arewellknown,butdescribingthemisstillusefulforstudentsandforthoseseeking aconvenientreference. Bynomeansthisbookisareplacementforspecializedtexts.Itgivesabird’s-eye view at a multitude of designs and possibilities, but does not dive in depth into any particular topic. In most cases, I have tried to strike a balance between details and simplicityofcoverage;howeversimplicity andclaritywerethemostimportant requirementsIsetformyself.Mytruegoalwasnottopileupacollectionofinforma- tionbutrathertoenticethereaderintoacreativemindset.AsPlutarchsaidnearlytwo millenniaago,“Themindisnotavesseltobefilledbutafiretobekindled...” Even though this book is for scientists and engineers, as a rule, the technical descriptions and mathematic treatments generally do not require a background beyond ahigh school curriculum.This is areference text which couldbe used by students, researchers interested in modern instrumentation (applied physicists and engineers),sensordesigners,applicationengineers,andtechnicianswhosejobisto understand,select,ordesignsensorsforpracticalsystems. Thepreviouseditionsofthisbookhavebeenusedquiteextensivelyasdesktop referencesandtextbooksfortherelatedcollegecourses.Commentsandsuggestions from sensor designers, application engineers, professors, and students have prompted me to implement several changes and to correct errors. I am deeply gratefultothosewhohelpedmetomakefurtherimprovementsinthisnewedition. IoweadebtofgratitudeandmanythankstoDrs.EphraimSuhirandDavidPintsov forassistingmeinmathematicaltreatmentoftransferfunctionsandtoDr.Sanjay V.Patelforhisfurthercontributionstothechapteronchemicalsensors. SanDiego,CA,USA JacobFraden April12,2015 Contents 1 DataAcquisition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 Sensors,Signals,andSystems. . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 SensorClassification. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1.3 UnitsofMeasurements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 2 TransferFunctions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 2.1 MathematicalModels. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 2.1.1 Concept. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 2.1.2 FunctionalApproximations. . . . . . . . . . . . . . . . . . . 15 2.1.3 LinearRegression. . . . . . . . . . . . . . . . . . . . . . . . . 19 2.1.4 PolynomialApproximations. . . . . . . . . . . . . . . . . . 19 2.1.5 Sensitivity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 2.1.6 LinearPiecewiseApproximation. . . . . . . . . . . . . . . 21 2.1.7 SplineInterpolation. . . . . . . . . . . . . . . . . . . . . . . . 22 2.1.8 MultidimensionalTransferFunctions. .. . . . .. . . .. 23 2.2 Calibration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 2.3 ComputationofParameters. . . . . . . . . . . . . . . . . . . . . . . . . . 26 2.4 ComputationofaStimulus. . . . . . . . . . . . . . . . . . . . . . . . . . 28 2.4.1 UseofAnalyticalEquation. . . . . . . . . . . . . . . . . . . 29 2.4.2 UseofLinearPiecewiseApproximation. . . . . . . . . 29 2.4.3 IterativeComputationofStimulus (NewtonMethod). . . . . . . . . . . . . . . . . . . . . . . . . . 32 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 3 SensorCharacteristics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 3.1 SensorsforMobileCommunicationDevices. . . . . . . . . . . . . 35 3.1.1 RequirementstoMCDSensors. . . . . . . . . . . . . . . . 36 3.1.2 Integration. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 3.2 Span(Full-ScaleInput). . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 3.3 Full-ScaleOutput. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3.4 Accuracy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3.5 CalibrationError. . .. . . . . . . . . . . . . .. . . . . . . . . . . . . . .. . 42 3.6 Hysteresis. . . .. . . . . . . . . . .. . . . . . . . . . .. . . . . . . . . . .. . 43 3.7 Nonlinearity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 vii viii Contents 3.8 Saturation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 3.9 Repeatability. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 3.10 DeadBand. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 3.11 Resolution. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 3.12 SpecialProperties. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 3.13 OutputImpedance. . . . . . .. . . . . . . . . . . .. . . . . . . . . . . .. . 48 3.14 OutputFormat. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 3.15 Excitation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.16 DynamicCharacteristics. . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.17 DynamicModelsofSensorElements. . . . . . . . . . . . . . . . . . . 54 3.17.1 MechanicalElements. . . . . . . . . . . . . . . . . . . . . . . 54 3.17.2 ThermalElements. . . . . . . . . . . . . . . . . . . . . . . . . 55 3.17.3 ElectricalElements.. . . . .. . . . . .. . . . . .. . . . . .. 57 3.17.4 Analogies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 3.18 EnvironmentalFactors. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 3.19 Reliability. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 3.19.1 MTTF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 3.19.2 ExtremeTesting. . . . . . . . . . . . . . . . . . . . . . . . . . . 62 3.19.3 AcceleratedLifeTesting. . . . . . . . . . . . . . . . . . . . . 63 3.20 ApplicationCharacteristics. . . . . . . . . . . . . . . . . . . . . . . . . . 65 3.21 Uncertainty. .. . . . .. . . . .. . . . .. . . . .. . . . .. . . . .. . . . .. 65 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67 4 PhysicalPrinciplesofSensing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 4.1 ElectricCharges,Fields,andPotentials. . . . . . . . . . . . . . . . . 70 4.2 Capacitance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 4.2.1 Capacitor. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 4.2.2 DielectricConstant. . . . . . . . . . . . . . . . . . . . . . . . . 79 4.3 Magnetism. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 4.3.1 FaradayLaw. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 4.3.2 PermanentMagnets. . . . . . . . . . . . . . . . . . . . . . . . 88 4.3.3 CoilandSolenoid. . . . . . . . . . . . . . . . . . . . . . . . . . 89 4.4 Induction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 4.4.1 LenzLaw. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94 4.4.2 EddyCurrents. . . . . . . . . . . . . . . . . . . . . . . . . . . . 95 4.5 Resistance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96 4.5.1 SpecificResistivity. . . . . . . . . . . . . . . . . . . . . . . . . 98 4.5.2 TemperatureSensitivityofaResistor. . . . . . . . . . . 99 4.5.3 StrainSensitivityofaResistor. . . . . . . . . . . . . . . . 102 4.5.4 MoistureSensitivityofaResistor. . . . . . . . . . . . . . 104 4.6 PiezoelectricEffect. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104 4.6.1 CeramicPiezoelectricMaterials. . . . . . . . . . . . . . . 108 4.6.2 PolymerPiezoelectricFilms. . . . . . . . . . . . . . . . . . 112 4.7 PyroelectricEffect. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 4.8 HallEffect. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119 Contents ix 4.9 ThermoelectricEffects. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 4.9.1 SeebeckEffect. . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 4.9.2 PeltierEffect. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128 4.10 SoundWaves. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129 4.11 TemperatureandThermalPropertiesofMaterials. . . . . . . . . . 132 4.11.1 TemperatureScales. . . . . . . . . . . . . . . . . . . . . . . . 133 4.11.2 ThermalExpansion. . . . . . . . . . . . . . . . . . . . . . . . 135 4.11.3 HeatCapacity. . . . . . . . . . . . . . . . . . . . . . . . . . . . 137 4.12 HeatTransfer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138 4.12.1 ThermalConduction. . . . . . . . . . . . . . . . . . . . . . . . 139 4.12.2 ThermalConvection. . . . . . . . . . . . . . . . . . . . . . . . 141 4.12.3 ThermalRadiation. . . . . . . . . . . . . . . . . . . . . . . . . 142 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 153 5 OpticalComponentsofSensors. . . .. . .. . . .. . . .. . . .. . . .. . . .. 155 5.1 Light. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155 5.1.1 EnergyofLightQuanta. . . . . . . . . . . . . . . . . . . . . 155 5.1.2 LightPolarization. . . . . . . . . . . . . . . . . . . . . . . . . . 157 5.2 LightScattering. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157 5.3 GeometricalOptics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159 5.4 Radiometry.. . . . .. . . . .. . . . .. . . . .. . . . .. . . . .. . . . .. . 160 5.5 Photometry. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166 5.6 Windows. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 169 5.7 Mirrors. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . 171 5.7.1 CoatedMirrors. . . . . . . . . . . . . . . . . . . . . . . . . . . . 172 5.7.2 PrismaticMirrors. . . . . . . . . . . . . . . . . . . . . . . . . . 173 5.8 Lenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174 5.8.1 CurvedSurfaceLenses. . . . . . . . . . . . . . . . . . . . . . 174 5.8.2 FresnelLenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . 176 5.8.3 FlatNanolenses. . . . . . . . . . . . . . . . . . . . . . . . . . . 179 5.9 FiberOpticsandWaveguides. . . . . . . . . . . . . . . . . . . . . . . . 179 5.10 OpticalEfficiency. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183 5.10.1 LensingEffect. . . . . . . . . . . . . . . . . . . . . . . . . . . . 183 5.10.2 Concentrators. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 185 5.10.3 CoatingsforThermalAbsorption. . . . . . . . . . . . . . 186 5.10.4 AntireflectiveCoating(ARC). . . . . . . . . . . . . . . . . 187 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 188 6 InterfaceElectronicCircuits. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 191 6.1 SignalConditioners. . . . . . .. . . . . . . . . . .. . . . . . . . . . .. . . 193 6.1.1 InputCharacteristics. . . . . . . . . . . . . . . . . . . . . . . . 194 6.1.2 Amplifiers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 198 6.1.3 OperationalAmplifiers. . . . . . . . . . . . . . . . . . . . . . 199 6.1.4 VoltageFollower. . . . . . . . . . . . . . . . . . . . . . . . . . 201
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