◆ Fundamental Perspectives on International Law This page intentionally left blank ◆ Fundamental Perspectives on International Law Sixth Edition WILLIAM R. SLOMANSON Thomas Jefferson School of Law San Diego, California Pristina University Visiting Professor Pristina, Kosovo Australia • Brazil • Japan • Korea • Mexico • Singapore • Spain United Kingdom • United States Fundamental Perspectives on © 2011 Wadsworth, Cengage Learning International Law, Sixth Edition ALL RIGHTS RESERVED. No part of this work covered by the copyright William R. Slomanson herein may be reproduced, transmitted, stored, or used in any form or by any means graphic, electronic, or mechanical, including but not Publisher: Suzanne Jeans limited to photocopying, recording, scanning, digitizing, taping, Web Executive Acquiring Sponsoring Editor: distribution, information networks, or information storage and retrieval Carolyn Merrill systems, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without the prior written permission of the Assistant Editor: Katherine Hayes publisher. Editorial Assistant: Angela Hodge Senior Marketing Manager: Amy Whitaker For product information and technology assistance, contact us at Marketing Communications Manager: Cengage Learning Customer & Sales Support, 1-800-354-9706 Heather Baxley For permission to use material from this text or product, Art Director: Linda Helcher submit all requests online at www.cengage.com/permissions Print Buyer: Paula Vang Further permissions questions can be emailed to [email protected] Senior Rights Acquisition Account Manager, Text: Katie Huha Senior Rights Acquisition Manager, Library of Congress Control Number: 2009940128 Images: Deanna Ettinger Production Service: Cadmus Student Edition: ISBN-13: 978-0-495-79719-7 Printer: Edwards Brothers ISBN-10: 0-495-79719-7 Wadsworth 20 Channel Center Street Boston, MA 02210 USA Cengage Learning is a leading provider of customized learning solutions with offi ce locations around the globe, including Singapore, the United Kingdom, Australia, Mexico, Brazil and Japan. Locate your local offi ce at international.cengage.com/region Cengage Learning products are represented in Canada by Nelson Education, Ltd. For your course and learning solutions, visit www.cengage.com Purchase any of our products at your local college store or at our preferred online store www.ichapters.com Printed in the United States of America 1 2 3 4 5 6 7 13 12 11 10 09 DEDICACIÓN Por la sexta vez para LAMPC Las luces de mi vida ◆ Summary of Contents TABLE OF CASES XII CHAPTER SEVEN TABLE OF TREATIES, RESOLUTIONS, AND Treaties 351 MISCELLANEOUS INSTRUMENTS XIV PREFACE XVII CHAPTER EIGHT CHAPTER ONE Arbitration and Adjudication 387 What Is International Law? 1 CHAPTER NINE CHAPTER TWO Use of Force 461 States 45 CHAPTER TEN CHAPTER THREE Human Rights 565 Organizations 123 CHAPTER ELEVEN CHAPTER FOUR Environment 657 Individuals and Corporations 195 CHAPTER TWELVE CHAPTER FIVE Economic Relations 699 Extraterritorial Jurisdiction 239 INDEX 753 CHAPTER SIX Range of Sovereignty 285 ◆ Contents TABLE OF CASES XII A. Recognition by States 55 TABLE OF TREATIES, RESOLUTIONS, AND B. Recognition by Organizations 65 MISCELLANEOUS INSTRUMENTS XIV §2.4 Changes in State Status 66 PREFACE XVII A. Succession 66 B. Secession 68 C. Self-Determination 71 CHAPTER ONE §2.5 State Responsibility 73 What Is International Law? 1 A. International Accountability 73 B. Draft State Conduct Articles 74 Introduction 1 §2.6 Sovereign Immunity 75 A. Course Relevance 1 A. Absolute Immunity 77 B. Point of Entry 2 B. Restrictive Immunity 81 §1.1 Definition and Scope 3 §2.7 Diplomatic Relations 85 A. State-Driven History 4 A. Introduction 85 B. Non-State Actors Evolve 8 B. Diplomatic Establishment 86 C. International Law or Politics? 10 C. Core Diplomatic Functions 90 D. National-International Law Links 15 D. Sending or Host Territory? 94 E. Related Disciplines 19 E. Immunities and Abuse 98 §1.2 Sources of International Law 26 A. Introduction 26 PROBLEMS 107 B. Practical Applications 29 ENDNOTES 115 PROBLEMS 38 ENDNOTES 39 CHAPTER THREE Organizations 123 Introduction 124 CHAPTER TWO §3.1 Organization’s Legal Status 124 States 45 A. Introduction 124 Introduction 46 B. Capacity under International Law 126 §2.1 State’s Legal Status 46 C. Organizational Responsibility 131 A. “State” 46 §3.2 Organizational Classification 132 B. Elements of Statehood 48 A. Traditional Model 132 §2.2 Shifting Infrastructure 54 B. Functional Shift 136 §2.3 Recognition 55 §3.3 United Nations 138 VIII CONTENTS A. Historical Backdrop 138 B. Categories of Injury 225 B. UN Entities 139 PROBLEMS 232 C. UN Assessment 153 ENDNOTES 235 §3.4 European Union 161 A. Evolution 162 CHAPTER FIVE B. EU-UN Comparison 166 Extraterritorial Jurisdiction 239 §3.5 Other Organizations 167 Introduction 239 A. North Atlantic Treaty §5.1 Definitional Setting 240 Organization 167 A. Sovereignty and Jurisdiction 240 B. Organization for Security and Cooperation in Europe 171 B. Covert Applications 243 C. Commonwealth of Independent §5.2 Jurisdictional Principles 244 States 174 A. Introduction 244 D. Organization of American States 175 B. Territorial Principle 246 E. Arab League and Organization C. Nationality Principle 250 of the Islamic Conference 177 D. Passive Personality Principle 251 F. African Union 178 E. Protective Principle 251 §3.6 Organizational Immunity 180 F. Universal Principle 252 A. United Nations 181 G. Internet Applications 256 B. Other Organizations 183 §5.3 Extradition 260 PROBLEMS 184 A. Utility 260 ENDNOTES 188 B. Irregular Alternatives 263 C. Avoiding Extradition 268 §5.4 Judicial Assistance 276 CHAPTER FOUR Individuals and Corporations 195 PROBLEMS 278 ENDNOTES 280 Introduction 195 §4.1 Individual’s Status 196 CHAPTER SIX A. Historical Limitation 196 Range of Sovereignty 285 B. E volving International Personality 199 Introduction 286 §4.2 Nationality, Statelessness, §6.1 Categories of Territory 286 and Refugees 202 A. Sovereign Territory 286 A. Nationality 202 B. Trust Territory 286 B. Statelessness 211 C. Terra Nullius 286 C. Refugees 213 D. Res Communis 288 §4.3 Corporate Nationality 218 §6.2 Dominion Over Land 289 A. Theoretical Underpinning 218 A. Historical Approach 290 B. Practical Application 219 B. Historical Approach Critics 299 §4.4 Injury to Aliens 223 C. New Territorial Acquisition A. Codification Attempts 225 Modes 299 CONTENTS IX §6.3 Law of the Sea 300 A. Arbitration History 394 A. Internal Waters 303 B. Adjudication History 395 B. Territorial Sea 305 §8.3 Arbitration: Modern Classification 397 C. High Seas 312 A. Arbitral Tribunal Chart 397 D. Contiguous Zone 317 B. Classification 397 §8.4 International Court of Justice 400 E. Exclusive Economic Zone 318 A. Charter Provisions 400 F. Continental Shelf 321 B. UN Trust Fund 402 G. Deep Seabed 322 C. ICJ Statute 402 H. Prognosis 325 §6.4 Airspace Zones 326 D. Chambers Option 410 A. Domestic Airspace 326 E. Advisory Jurisdiction 411 B. Airspace Abroad 333 F. ICJ Assessment 413 C. Outer Space 336 §8.5 International Criminal Courts 417 A. Early Prospects 417 PROBLEMS 342 B. Nuremberg and Tokyo Tribunals 419 ENDNOTES 345 C. Ad Hoc International Criminal Tribunals 420 CHAPTER SEVEN D. Permanent ICC 428 Treaties 351 §8.6 Regional Court Adjudication 435 Introduction 351 A. International Law in Regional Courts 435 §7.1 Definition and Classification 352 B. Selected Regional Courts 438 A. Definitional Contours 352 §8.7 National Court Adjudication 446 B. Contemporary Classification 354 A. Jurisprudential Restrictions 447 §7.2 Formation, Performance, Cessation 358 B. Country Studies 448 A. Treaty Formation 358 PROBLEMS 450 B. Treaty Observance 366 ENDNOTES 452 §7.3 US Treaty Practice 373 A. Treaty versus Executive Agreement 373 B. Conflict Resolution 376 CHAPTER NINE PROBLEMS 377 Use of Force 461 ENDNOTES 382 Introduction 462 §9.1 Defining “Force” 462 CHAPTER EIGHT A. What is Force? 462 Arbitration and Adjudication 387 B. Variables Affecting Legitimacy 466 Introduction 387 C. Selected Applications 468 §9.2 UN Principles on Force 477 §8.1 Alternative Dispute Resolution 388 A. Fundamental Regime 477 A. Introduction 388 B. UNSC Chapter VII Powers 478 B. Devices 388 §8.2 Arbitration and Adjudication: C. Charter Prohibits State Force 485 Evolution 393 D. Charter Self-Defense Provision 489