FFoollaattee HHuummaann aanndd DDeevveellooppmmeenntt EEddiitteedd bbyy EEddwwaarrdd JJ.. MMaassssaarroo JJoohhnn MM.. RRooggeerrss HHuummaannaa PPrreessss Folate and Human Development Folate and Human Development Edited by Edward J. Massaro and John M. Rogers The National Health and Environmental Effects Research Laboratory, Research Triangle Park, NC Humana Press Totowa, New Jersey © 2002 Humana Press Inc. 999 Riverview Drive, Suite 208 Totowa, New Jersey 07512 www.humanapress.com All rights reserved. No part of this book may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording, or otherwise without written permission from the Publisher. The content and opinions expressed in this book are the sole work of the authors and editors, who have warranted due diligence in the creation and issuance of their work. The publisher, editors, and authors are not responsible for errors or omissions or for any consequences arising from the information or opinions presented in this book and make no warranty, express or implied, with respect to its contents. This publication is printed on acid-free paper. (cid:39) ANSI Z39.48-1984 (American Standards Institute) Permanence of Paper for Printed Library Materials. Production Editor: Jessica Jannicelli. Cover design by Patricia F. Cleary. For additional copies, pricing for bulk purchases, and/or information about other Humana titles, contact Humana at the above address or at any of the following numbers: Tel.: 973-256-1699;Fax: 973-256-8341; E-mail: [email protected] or visit our Website: www.humanapress.com Photocopy Authorization Policy: Authorization to photocopy items for internal or personal use, or the internal or personal use of specific clients, is granted by Humana Press Inc., provided that the base fee of US $5.00 per copy, plus US $00.25 per page, is paid directly to the Copyright Clearance Center at 222 Rose- wood Drive, Danvers, MA 01923. For those organizations that have been granted a photocopy license from the CCC, a separate system of payment has been arranged and is acceptable to Humana Press Inc. The fee code for users of the Transactional Reporting Service is: [0-89603- 936-6/02 $10.00 + $00.25]. Printed in the United States of America. 10 9 8 7 6 5 4 3 2 1 Library of Congress Cataloging in Publication Data Main entry under title: Folate and human development / edited by Edward J. Massaro and John M. Rogers. p. cm. Includes bibliographical references and index. ISBN 0-89603-936-6 (alk. paper) 1. Neural tube--Abnormalties--Etiology. 2. Folic acid deficiency. 3. Folic acid in human nutrition. I. Massaro, Edward J. II. Rogers, John M. RG629.N48 F65 2002 612.3'99--dc21 2001051863 Preface Neural tube defects (NTDs) are a complex developmental trait in which several genes, interacting with environmental factors, create the phenotype. In the United States, the rate of NTDs has been reported to range from 4 to 10 per 10,000 live births. Currently, in the United States, the two most common types of NTDs, anencephaly and spina bifida, which occurs in varying degrees of severity, affect approximately 4000 pregnanciesper annum, resulting in the birth of 2500 to 3000 children manifesting one or the other of these conditions. Nevertheless, it has been proposed that 50–70% of the defects comprising this constellation of conditions could be prevented with daily intake of 400 µg of folic acid throughout the periconceptional period. In this regard, The Cen- ters for Disease Control and Prevention (CDC) recommended, in 1991, that women who have experienced a pregnancy affected by NTDs who are planning a new pregnancy consume 400 µg of folic acid daily beginning at least one month prior to conception and continuing through the first three months of pregnancy. In addition, in 1992, the US Public Health Service (USPHS) recommended that all women of reproductive age consume 400 µg of folic acid per diem. In 1996, the US Food and Drug Administration authorized and then required (1998) that enriched grain products be supplemented with folate. Also in 1998, the Institute of Medicine (IOM) recommended that all women of childbearing potential consume 400 µg of synthetic folic acid per day from fortified foods and/or a supplement in addition folate obtained from a varied diet. These actions resulted in a significant decrease in the incidence of NTDs despite the 1998 report that only 29% of US women complied with the USPHS and IOM recommendations. Thus, in women receiv- ing prenatal care, the rate decreased more than 19% (from 3.78/10,000 live births to 3.05/10,000) while in women receiving prenatal care only during the third trimester or none at all, the rate decreased approximately 13% (from 5.34/10,000 live births to 4.65/10,000). v vi Preface The greatest need for folate occurs during pregnancy. During devel- opment, as the number of rapidly dividing cells increases, the require- ment for folate increases. The situation is complicated by decreased absorption and increased clearance of folate during pregnancy. By the third trimester, the requirement for folate has almost doubled. In addition to NTDs, periconceptional folic acid supplementation reduces the occurrence of several human congenital malformations including craniofacial and heart defects. In the United States, because normal diets seldom supply the 400 µgper diemof folate required during preg- nancy, 20–25% of otherwise normal pregnancies are associated with low-serum folate levels. During July and August 1998, a survey was conducted to assess knowledge of the benefits of adequate folic acid consumption among women of childbearing age in the United States. The results were compared to those obtained from a similar survey conducted in 1995. The 1998 findings revealed that only 7% of women knew that folic acid should be taken prior to pregnancy to reduce the risk of NTDs. It is to be noted that, although recommendations regard- ing folic acid consumption were issued by health authorities in a num- ber of countries in the early 1990s, assessment of periconceptional intake of folic acid revealed a disappointingly low level of compliance. Therefore, it appears that, regardless of food fortification policies, con- tinued promotion of the benefits of folic acid supplementation to optimize the folate status of women of child-bearing age will be required in most countries. Indeed, although periconceptional folate supple- mentation has been encouraged in the United Kingdom since the early 1990s, no concurrent decline in NTD pregnancies has been observed by regional congenital anomaly registries. Conceivably, additional nutri- tional inadequacies also may be involved. However, these have not been extensively researched. In this regard, it is of interest to note that, in California between 1989 and 1991, the interaction between maternal preconceptional dietary and supplemental zinc intake and the risk of NTDs was investigated in a population-based case-control study. Four hundred and thirty (430) NTD-affected fetuses/infants and 429 ran- domly selected, non-malformed infants comprised the case and con- trol populations. The preconceptional use of vitamins, minerals, and food supplements was reported by the mothers who completed a 98-item food frequency questionnaire. Phytate intake, a dietary con- stituent known to interfere with zinc absorption, appeared to nega- tively impact the zinc/NTD association. It was observed that increased servings of animal products, which are the most bioavailable food source of zinc, were associated with a reduced risk for NTDs. Risk estimates for zinc intake changed little after controlling for multiple Preface vii sociodemographic factors and total folate intake, but were attenuated after controlling for nutrients highly correlated with dietary sources of zinc. The analyses indicated that risk of NTDs in fetuses and infants decreased with increasing maternal preconceptional zinc intake. How- ever, it remains unclear whether increased zinc intake or other nutri- ents or combinations of nutrients that may be highly correlated with dietary zinc intake are causally associated with reduced NTD risk. Homocysteine status also appears to play a role in NTDs. Homocys- teine, a sulfur-containing amino acid is generated through the demethylation of methionine. It is metabolized via three principal routes. The predominant pathway is selected by physiological need. Thus, homocysteine can be metabolized to cysteine by transsulfuration or remethylated to methionine or hydrolyzed to (cid:95)-ketobutyrate, ammonia, and H S. Regulation of the plasma level of homocysteine is 2 dependent on nutrient uptake, especially uptake of folate and vita- mins B (pyridoxine) and B (cobalamin). In addition, its metabolism 6 12 is affected by genetic individuality. Excess levels of homocysteine are thrombophilic and damage the vascular endothelium. In adult popu- lations, total plasma homocysteine (tHcy) is an established clinical risk factor for coronary artery disease as well as other arterial and vaso- occlusive diseases. These vascular effects appear to be related to its role as a teratogen in the pathogenesis of NTDs and other developmental defects since genetic variants resulting in hyperhomocysteinemia are associated with NTDs. Thus, genetic variation in folate metabolic genes is expected to contribute to the risk of NTDs. The observation that homocysteine and vitamin B levels are inde- 12 pendent predictors of NTD risk suggested that the gene encoding methionine synthase might play a role in the induction of NTDs. Methionine synthase catalyzes the vitamin B -dependent conversion 12 of homocysteine and 5-methyltetrahydrofolate to methionine and tetrahydrofolate. However, tests of an association between specific methionine synthase alleles and NTDs indicated that inherited varia- tions in the gene do not contribute to NTD risk, at least not in the population studied. However, impairment of folate and vitamin B 12 metabolism has been observed in families with NTDs. Therefore, it is conceivable that genetic variants/mutants of enzymes in the homocys- teine remethylation pathway might act as predisposing factors con- tributing to NTD risk. The first polymorphism discovered that was associated with increased NTD risk was the 677C–>T mutation (A222V) in methylenetetrahydrofolate reductase (MTHFR). It is to be noted that this variant also has been associated with increased risk of nonsyndromic orofacial clefts. A polymorphism, 66A–>G (I22M), in viii Preface the gene that encodes the enzyme, methionine synthase reductase (MTRR), that activates vitamin B -dependent methionine synthase, 12 also has been reported. This mutation has an allelic frequency of 0.51 and increases the risk of NTDs when vitamin B status is low. In 12 addition, in the presence of the 677C–>T mutant MTHFR genotype, the 66A–>G (I22M) MTRR mutant increases the risk of NTDs under con- ditions of adequate vitamin B . When the genotype and B status of 56 12 12 children with spina bifida and 58 mothers of spina bifida children were compared to control groups consisting of 97 children and 89 mothers, the spina bifida cases and associated mothers were approximately twice as likely to possess the homozygous 66A–>G (I22M) MTRR mutant genotype than the control groups. But, the difference was not statisti- cally significant. However, the risk for homozygous 66A–>G (I22M) MTRR mutant genotype mothers with low B status to deliver a child 12 with spina bifida increased approximately fivefold [odds ratio (OR) = 4.8, 95%; CI = 1.5–15.8], while the OR for spina bifida in children with this combination was 2.5 (95%; CI = 0.63–9.7). On a background of combined MTHFR and MTRR homozygous mutant genotypes, chil- dren had a fourfold increase in risk (OR = 4.1, 95%; CI = 1.0–16.4) of manifesting spina bifida while mothers had a threefold increase in risk (OR = 2.9, 95%; CI = 0.58–14.8) in delivering a child with this condition. Clearly, the interaction between vitamin B deficiency and the mutant 12 MTHFR and MTRR genotypes indicates a multifactorial induction of NTDs. However, the mechanism is complex and unresolved. Further- more, the MTHFR 677C–>T and MTRR 66A–>G mutations are each associated with increased risk of Down syndrome. In the presence of both mutations, the risk is even greater. It is well known that drugs and other chemicals can induce birth defects in humans. For example, pharmaceuticals such as valproic acid and other antiepileptic drugs that interfere with folate metabolism can induce NTDs. Therefore, a question worth considering is: Is low folate status during pregnancy a factor that increases or contributes to an increase in the risk of induction of NTDs and other birth defects from exposure to ambient levels of environmental xenobiotics? Unfortu- nately, this is a public health issue for which we have little information. Therefore, to gain further insight into the etiology of NTDs as well as all other birth defects that affect so many for their lifetime, continued research on the role of folate and other nutrients is imperative. The editors believe that the research data gathered by the contributors to this work are a step in the right direction. Edward J. Massaro John M. Rogers Contents Preface......................................................................................................... v Contributors..............................................................................................xi 1 • Animal Models of Folate-Related Neural Tube Defects........... 1 Nicholas D. E. Greene and Andrew J. Copp 2 • Genetic Variation in Folate Metabolism: Impact on Development............................................................................ 27 Rima Rozen 3 • Folate Deficiency and the Molecular Determinants of Chromosome Instability: Possible Link to Meiotic Nondisjunction and Down Syndrome......................................... 43 S. Jill James and Charlotte A. Hobbs 4 • Folic Acid, Vitamin B , and Genomic Stability of Human 12 Cells.............................................................................................. 71 Michael Fenech 5 • Molecular Genetics of Folate Metabolism................................. 91 Manuela Födinger, Sonja Skoupy, and Gere Sunder-Plassmann 6 • Folate Receptor-(cid:95): An Update.....................................................117 Barton A. Kamen 7 • Folate, Homocysteine, and Neural Tube Defects...................137 Tom K. A. B. Eskes 8 • Folic Acid and Homocysteine as Risk Factors for Neural Tube Defects .............................................................................165 Robert C. Barber, Janée van Waes, Edward J. Lammer, Gary M. Shaw, Thomas H. Rosenquist, and Richard H. Finnell 9 • Developmental Toxicants Potentially Acting via Folate Perturbation..............................................................................183 Deborah K. Hansen ix