CRANFIELD UNIVERSITY Derek Shaw The Power of Commitment and the Shadow of Bureaucracy: Factors Affecting Organisational Culture in UK Defence Equipment and Support, 2008-2014 Cranfield Defence and Security PhD Academic Year: 2015 Supervisor: Dr Charles Kirke June 2015 © Cranfield University 2015. All rights reserved. No part of this publication may be reproduced without the written permission of the copyright holder. i CRANFIELD UNIVERSITY Derek Shaw The Power of Commitment and the Shadow of Bureaucracy: Factors Affecting Organisational Culture in UK Defence Equipment and Support, 2008-2014 Cranfield Defence and Security PhD Academic Year: 2015 Supervisor: Dr Charles Kirke June 2015 © Cranfield University 2015. All rights reserved. No part of this publication may be reproduced without the written permission of the copyright holder. ii ABSTRACT This research exposed some of the factors that affected organisational culture and group behaviour in Defence Equipment and Support (DE&S) from its inception in 2007 through to 2014, when it became a Bespoke Trading Entity. The factors that were examined included organisationally legitimised personal, social and geographic identity, and linguistic difference and group size. Metaphor was also used by group members to describe the relationship they had with their groups. Group size was another factor that affected group behaviour. Finally, the effects of socio-technical induction and socio-cultural integration were seen to be additional factors that allowed cultural drag to occur within DE&S. The research was an insider ethnographic study that used a qualitative, multi- factorial approach which encompassed 6 years of observations, 124 interviews, and included the analysis of appropriate DE&S policy documents. This thesis is considered to be unique because no research of this nature, or at this level, has been carried out in DE&S, the Defence Procurement Agency (DPA) and the Defence Logistics Organisation (DLO). In addition, no studies have investigated the organisational culture of DE&S, apart from Kirke (2007a unpublished), Kirke (2010), which was a published article that was informed by that pilot study. The factors that were identified combined to produce both an organisation that possessed multiple organisational cultures and one single ethos which was that of delivering equipment to troops and supporting the troops, described as ‘front- line-first’. There was also an organisational culture that was affected by both the socio-technical and socio-cultural interactions of its members and of unconscious behaviours. All of those factors acted together as a system of interactions, with different factors taking primacy depending on the organisational context, no single factor being consistently more important than any other. The ethos of “front-line-first” was embedded within the DE&S organisational culture as a value which may have been used as a metaphor for the primacy of the overarching organisational culture of supporting the front-line. iii iv KEYWORDS: Group size, tribalism, para-tribes, identity, socialisation, socio- technical, socio-cultural, cultural drag. v ACKNOWLEDGEMENTS Behind every successful PhD candidate there stands an army of supporters, I am no different in that. I must acknowledge, in no particular order the following. Dr Charles Kirke, for supervision, Dr Lynn Hallam for critical reading and thesis development. Freyja Lockwood, Dr John Carney and Ruth Muttlebury for critical reading and insightful personal observations. John Hallam, Tim Lockett, Morag Reeder for being there at the beginning, encouraging me and allowing me to test my initial ideas out on them. Their observations and personal comments enabled me to situate the work more widely in DE&S. I must also thank Clare Fry, Major General Alan Macklin, Dr David Marsh, and Dr Simon Dakin, Elizabeth Wombwell, Brigadier Ken Ferguson, Jonathan Evans, Tim Flesher and David Bush for permission to carry out the research in the organisations that they were responsible for. Thanks are also due to Brigadier Phil Davies for giving his time to discuss the boundaries between the military and civilian workforce and to Martin Neary for taking the time to discuss the boundaries between the Commercial, SCS and below grade 7, (B2 grade) workforce. I must also acknowledge all of the interviewees and respondents who were open with their experiences of working in DE&S. Additional thanks are due to Stephen Moore and the DESIDER team for providing the photographs that are marked as CROWN COPYRIGHT. I am also grateful to Alex Hudd for transcription services. And finally, the most thanks go to Julia, without whom this thesis would not have been completed. vii TABLE OF CONTENTS ABSTRACT ....................................................................................................... iii KEYWORDS: ..................................................................................................... v ACKNOWLEDGEMENTS ................................................................................ vii TABLE OF CONTENTS .................................................................................... ix LIST OF FIGURES........................................................................................... xv LIST OF PHOTOGRAPHS .............................................................................. xvi LIST OF TABLES ........................................................................................... xvii LIST OF GRAPHS ......................................................................................... xvii LIST OF CARTOONS ....................................................................................xviii GLOSSARY OF TERMS ................................................................................... 1 DEFINITIONS ................................................................................................... 2 1. Introduction ................................................................................................ 1 1.1 Introduction .............................................................................................. 1 1.1.1 The Research Domain ...................................................................... 2 1.1.2 Summary and Structure of the Thesis ............................................. 13 2. Literature Review ..................................................................................... 15 2.1 Introduction ............................................................................................ 15 2.1.1 Navigation ....................................................................................... 15 2.2 Studies Of and Within United Kingdom Defence, Support and Acquisition of Equipment Organisations ...................................................... 16 2.2.1 Studies of Similar Organisations ..................................................... 21 2.2.2 Implications ..................................................................................... 23 2.3 An Examination of the Relevant Bodies of Literature ............................. 24 2.3.1 Culture and Organisational Culture ................................................. 24 2.3.2 Social and Technical Cultures ......................................................... 28 2.3.3 Implications ..................................................................................... 31 2.4 The Study of Groups and How They are Described ............................... 32 2.4.1 Groups and Teams in Organisations – Form, Function and Size..... 38 2.4.2 Implications of Group Size Literature to This Research .................. 43 2.5 Evolutionary Anthropology and Psychology ........................................... 45 2.5.1 Introduction ..................................................................................... 45 2.5.2 Evolutionary Anthropology .............................................................. 45 2.5.3 Evolutionary Psychology ................................................................. 45 2.5.4 Evolutionary Approach to Organisations ......................................... 47 2.5.5 Evolutionary Approach to Group Size ............................................. 48 2.5.6 Challenging Dunbar ........................................................................ 49 2.5.7 Implications of an Evolutionary approach to Group Size in Organisations ........................................................................................... 51 2.6 Evolutionary Anthopology and Language ............................................... 52 ix 2.6.1 Implications of The Evolutionary Approach To Language ................ 55 2.7 Groups, Tribes and Neo-Tribes.............................................................. 56 2.7.1 Implications of Group Labelling ....................................................... 65 2.8 Symbols and Symbolism........................................................................ 67 2.8.1 Implications of Symbols in DE&S .................................................... 71 2.9 Social Identity ........................................................................................ 72 2.9.1 Implications of Identity For This Research ....................................... 74 2.10 Identity and Organisational Mergers .................................................... 76 2.10.1 Implications of Organisational Identity and the Merger of the DPA and the DLO ............................................................................................ 78 2.11 Geographic Identity, Symbolic and Functional Space. ......................... 80 2.11.1 Implications of Geographic Identity in DE&S ................................. 82 2.12 Linguistic Frameworks: Metaphor and Organisational Dialects ............ 83 2.12.1 Implications of Language and Metaphor ........................................ 85 2.13 Integration, Induction and Socialisation ................................................ 87 2.13.1 Implications of Induction and Socialisation .................................... 92 2.14 Conclusion ........................................................................................... 93 3. Methodology ............................................................................................ 95 3.1 Introduction ............................................................................................ 95 3.1.1 Research Philosophy and Methods ................................................. 95 3.1.2 The Research Philosophy ............................................................... 96 3.1.3 The Research Strategy ................................................................... 97 3.1.4 Ethical considerations ..................................................................... 99 3.2 Research Design and Evaluation of Methods .......................................100 3.2.1 A Questionnaire Based Approach - Formal Questionnaires ...........103 3.2.2 Structured Interview .......................................................................105 3.2.3 Unstructured Interviews..................................................................105 3.2.4 Focussed Interviews ......................................................................106 3.2.5 Observations and Fieldwork ...........................................................107 3.3 Research Methods Deployed In This Research ....................................109 3.3.1 Introduction ....................................................................................109 3.3.2 Observation and Field Work ...........................................................109 3.3.3 Photographs as Ethnographic Tools ..............................................111 3.3.4 The Interrogative Framework .........................................................112 3.3.5 Choosing Informants ......................................................................113 3.3.6 Application .....................................................................................118 3.3.7 Data Analysis .................................................................................118 3.3.8 Data Presentation ..........................................................................119 3.4 Testing the Research Methods .............................................................121 3.4.1 Introduction ....................................................................................121 3.4.2 A Pilot Study ..................................................................................121 x
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