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ENGINEERING POLYMER SURFACE CHEMISTRY AND TOPOGRAPHY VIA ADDITIVE MIGRATION AND PHYSICAL SECTIONING BY HONGYAN GU, B. Eng., M. Eng. A Thesis Submitted to the School of Graduate Studies in Partial Fulfillment of the Requirements for the Degree Doctor of Philosophy McMaster University © Copyright by Hongyan Gu, June 2011 ENGINEERING POLYMER SURFACE CHEMISTRY AND TOPOGRAPHY DOCTOR OF PHILOSOPHY (2011) McMaster University (Chemical Engineering) Hamilton, Ontario TITLE: Engineering Polymer Surface Chemistry and Topography via Additive Migration and Physical Sectioning AUTHOR: Hongyan Gu, B. Eng. (Zhejiang University) M. Eng. (Zhejiang University) SUPERVISOR: Professor Shiping Zhu NUMBER OF PAGES: xxxii, 218 ii Abstract Advanced polymer surface modification technologies allow modification of polymers with various functionalities or robustness to environment. However, existing technologies are still facing challenges in modifying plastic parts that have large dimensions or complex geometries. Furthermore, to obtain long- lasting surface modification, some materials must be surface-treated with plasma or harsh chemicals, and such pretreatments significantly complicate operations and increase costs. We proposed a surface-active-additive (surfadditive) approach that is fundamentally different from existing post-treatment methods for surface chemistry modification. Our strategy was to design a type of additives that migrate to the surface of a plastic part during manufacturing and entangles with bulk polymer chains to achieve stable surface properties. Two types of surfadditives were synthesized in this work. The first type is a block copolymer having the “head-neck-body” structure. The “head” and “neck” of the chain molecule consist of a low-surface-energy component such as fluorinated segments and a reactive component such as triethoxy silane. The “body” of the surfadditive is polymethyl methacrylate (PMMA), which is designed for applications in acrylic plastics. The second type of surfadditives is hybrid magnetic material, which was synthesized by grafting polymer chains that contain nanosilica cages and PMMA iii backbone from iron nanoparticles. The polymeric surfadditives were applied in the injection molding and casting processes of PMMA. The effect of processing temperature, surfadditive structure, concentration, and mold material on the surface modification were investigated. In exploring new surface physical property modification techniques, we developed a new one-step nanopatterning method for topography construction that is based on chattering. Chatters are unwanted wavy structures generated from vibrations in cutting. They are mostly random in size because of uncontrolled vibration frequencies. Using an oscillating diamond knife with tunable oscillation frequency in ultramicrotomy, we succeeded in obtaining control over chattering. This “controlled chattering” method was demonstrated to be an excellent technology to fabricate wavy surface patterns on a variety of materials including thermoplastic, thermosetting and soft metals. The size of wavy patterns prepared by this method was tunable from 30 nm to micrometer scale through adjusting cutting speed and oscillation frequency. The effects of materials’ mechanical properties and cutting speed on the pattern formation were systematically investigated. In addition, the controlled chattering was also extended to the fabrication of one-dimensional polymer and metal nanowires with ultra-high aspect ratios up to 104. Different morphologies such as nanoribbons, nanorods were obtained through oscillation phase adjustment. The size of nanowires was found tunable through adjusting cutting depth, cutting speed, as well. iv Acknowledgements First and foremost, I would like to express my deepest gratitude to my supervisor, Dr. Shiping Zhu, for his continuous guidance, encouragement and support during my PhD study. His dedication to work, insight into science, and concern about students really impressed me and had been a source of motivation for me to achieve my goals. I treasure all the advices and trainings received from him, without these, I would never have grown and been stimulated so much. I simply could not wish for a better and friendlier supervisor. I’m also grateful to Dr. Santiago Faucher, who co-supervised part of my thesis and provided me with lots of useful discussions and suggestions. He is an intelligent, passionate and capable person from whom I have a lot to learn. I thank my committee members, Dr. John Vlachopoulos and Dr. Gianluigi Botton for their inspiring discussions and valuable advices. It has been my best experience to work in the Zhu group with so many great people. My appreciation is extended to Dr. Junwei Zhang, Dr. Wei Feng, Dr. Renxu Chen, Dr. Xiang Gao, Dr. Zhilin Jin, Dr. Zhenggang Xiao, Rachel Gong, Sara Alibeik, Mark Machado, Mohammad Haj-Abed, Jason Doggart, Tom Kowpak, Mark Rattle, Meng Li, Hongyu Lu, Weifeng Liu, Rummana Syeda, Cam Derry, who helped and supported my research. I especially thank Nels Grauman v who helped me with some revision work and contributed lots of time to the group activities. I would also like to thank Dr. Carlos Filipe for providing me generous access to their UV spectrometer for diffusion experiments. I am grateful to Dr. Yang Chen, Dr. Nick Burke (Chemistry and Chemical Biology), Dr. Zhilin Peng (Centre for Emerging Device Technology), Dr. Ravi Selvaganapathy, Dr. Stephen Veldhuis, Dr. Michael Bruhis (Mechanical Engineering), Dr. An-chang Shi, Dr. David Venus (Physics and Astronomy) for helpful discussions. Marcia Reid from Electron Microscopy Facility helped me a lot in preparing samples and was always willing to help. The department of Chemical Engineering provided me with a great environment for study and research. Kathy Goodman, Lynn Falkiner, Naci Cole, Doug Keller, Justyna Derkach, Dan Wright have always been very helpful. Paul Gatt is the most handy and efficient technician I have ever known. Without his help, my thesis would never have been completed. I appreciate the financial supports from Natural Science and Engineering Research Council, and Ontario Centre of Excellence. Finally, I thank my parents, my brother and my husband Huaifeng Hua for their selfless love and support throughout all these years. I am most grateful to my husband for giving me constant encouragement in the pursuit of my goals. vi Preface The thesis is of the sandwich style and is based on the following journal articles or manuscripts:  Gu H.; Zhang J., Faucher S.; Zhu S. Novel polymeric surfadditives synthesized via atom transfer radical polymerization and their surface migration properties. Macromolecular Reaction Engineering, 2011, in press.  Gu H.; Faucher S., Zhu S. Magnetic organo-silica nanoparticles for localized polymer surface modification, Macromolecular Materials and Engineering 2011, accepted for publication.  Gu H.; Zhang J.; Faucher S.; Zhu S., Controlled chattering - a new “cutting edge” technology for nanofabrication, Nanotechnology, 2010, 21: 355302.  Gu H.; Faucher S.; Zhu S. Controlled Chattering on PMMA and epoxy: effect of crosslinking and cutting speed on pattern formation, Polymer, 2011, 52: 2525-2531.  Gu H.; Zhu S. A mechanical approach for the fabrication of polymer and metal nanowires, Nanotechnology, 2011, 22: 265355.  Gu H.; Faucher S.; Zhu S. Diffusion of semi-flexible polyelectrolyte through nanochannels, AIChE Journal, 2010, 56(7): 1684-1692. vii Table of Contents Abstract ............................................................................................... iii Acknowledgements ..............................................................................v Preface ................................................................................................ vii Table of Contents ............................................................................. viii List of Schemes .................................................................................. xv List of Figures.................................................................................. xvii List of Tables .................................................................................. xxvi Nomenclature ................................................................................ xxvii Chapter 1 Introduction .......................................................................1 1.1 Background ............................................................................................................. 1 1.1.1 Coating and Polymer Surface Modification ...................................................... 1 1.1.2 Polymer Migration/ Segregation and Surface Modification.............................. 3 1.1.3 Atom Transfer Radical Polymerization and Functional Polymer Synthesis ..... 8 1.1.4 Surface Modification by Polymer Grafting ..................................................... 10 1.1.5 Challenges in Surface Modification and Surfadditive Proposal ...................... 12 1.2 Surface Topography Modification/ Patterning .................................................. 15 1.2.1 Current Techniques of Surface Patterning ...................................................... 15 1.2.2 Chatters in Imbalanced Cutting ....................................................................... 16 1.2.3 A Precision Cutting Tool: Ultramicrotome ..................................................... 17 viii 1.2.4 The Proposal of Controlled Chattering ........................................................... 20 1.3 References .............................................................................................................. 21 Chapter 2 Research objectives and thesis outline ......................... 30 2.1 Research Objectives.............................................................................................. 30 2.2 Thesis Outline ....................................................................................................... 31 Chapter 3 Novel polymeric surfadditives synthesized via atom transfer radical polymerization and their surface migration properties ........................................................................................... 35 3.1 Abstract ................................................................................................................. 36 3.2 Introduction .......................................................................................................... 36 3.3 Experimental Section............................................................................................ 39 3.3.1 Materials .......................................................................................................... 39 3.3.2 Synthesis of Functionalized ATRP Initiators .................................................. 41 3.3.3 Synthesis of TEOSi-FMA-MMA Block Copolymer ...................................... 42 3.3.4 Synthesis of PFO-SiMA-MMA Block Copolymer ......................................... 43 3.3.7 Characterization Methods................................................................................ 46 3.4 Results and Discussion ......................................................................................... 47 3.4.1 Synthesis of Surfadditives ............................................................................... 47 3.4.1 Characterization of Surfadditives .................................................................... 53 3.4.2 Effect of Processing Temperature on Surface Modification ........................... 56 3.4.3 Effect of Surfadditive Concentration on PMMA Surface Modification ......... 58 ix

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I appreciate the financial supports from Natural Science and Engineering . 1.1.2 Polymer Migration/ Segregation and Surface Modification.
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