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Electrodynamics of Quantum-Critical Conductors and Superconductors PDF

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Springer Theses Recognizing Outstanding Ph.D. Research Uwe Santiago Pracht Electrodynamics of Quantum-Critical Conductors and Superconductors Springer Theses Recognizing Outstanding Ph.D. Research Aims and Scope The series “Springer Theses” brings together a selection of the very best Ph.D. theses from around the world and across the physical sciences. Nominated and endorsed by two recognized specialists, each published volume has been selected foritsscientificexcellenceandthehighimpactofitscontentsforthepertinentfield of research. For greater accessibility to non-specialists, the published versions includeanextendedintroduction,aswellasaforewordbythestudent’ssupervisor explainingthespecialrelevanceoftheworkforthefield.Asawhole,theserieswill provide a valuable resource both for newcomers to the research fields described, and for other scientists seeking detailed background information on special questions. Finally, it provides an accredited documentation of the valuable contributions made by today’s younger generation of scientists. Theses are accepted into the series by invited nomination only and must fulfill all of the following criteria (cid:129) They must be written in good English. (cid:129) ThetopicshouldfallwithintheconfinesofChemistry,Physics,EarthSciences, Engineeringandrelatedinterdisciplinary fields such asMaterials,Nanoscience, Chemical Engineering, Complex Systems and Biophysics. (cid:129) The work reported in the thesis must represent a significant scientific advance. (cid:129) Ifthethesisincludespreviouslypublishedmaterial,permissiontoreproducethis must be gained from the respective copyright holder. (cid:129) They must have been examined and passed during the 12 months prior to nomination. (cid:129) Each thesis should include a foreword by the supervisor outlining the signifi- cance of its content. (cid:129) The theses should have a clearly defined structure including an introduction accessible to scientists not expert in that particular field. More information about this series at http://www.springer.com/series/8790 Uwe Santiago Pracht Electrodynamics of Quantum-Critical Conductors and Superconductors Doctoral Thesis accepted by the University of Stuttgart, Germany 123 Author Supervisor Dr. UweSantiagoPracht Prof. MartinDressel 1.PhysikalischesInstitut,UniversitätStuttgart University of Stuttgart Stuttgart Stuttgart Germany Germany Dissertation of the University of Stuttgart, D93 ISSN 2190-5053 ISSN 2190-5061 (electronic) SpringerTheses ISBN978-3-319-72801-8 ISBN978-3-319-72802-5 (eBook) https://doi.org/10.1007/978-3-319-72802-5 LibraryofCongressControlNumber:2017960916 ©SpringerInternationalPublishingAG2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbySpringerNature TheregisteredcompanyisSpringerInternationalPublishingAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Dedicatedto Markus Mu¨ller, Rainer Veith, and Karl Weber whoinitiatedadeeppassionfornatureandmath rightwhenitwasneededthemost. Supervisor’s Foreword It rarely happens that a fundamental and important problem in physics is recognized for half a century before it is finally solved. The theory of how elementary particles acquire mass was suggested by Peter W. Higgs, Franois Englert, and Robert Brout in 1964, but the so-called Higgs particle was confirmed only in 2012 by the ATLAS and CMS experiments at CERNs LargeHadronCollider. Thisbreakthroughwashighlyacclaimedandquickly rewarded by the Nobel Prize for these theorists. Asamatteroffact,theconceptofmassgenerationbymeansoftheHiggs mechanism was strongly inspired by earlier works on the Meiner-Ochsenfeld effectinsuperconductorsbyP.W.Anderson, N.N.Bogoljubov, J.Goldstone, andY.Nambuinthelate1950sandearly1960s. Inquantumfieldtheory,the excitationsoflongitudinalcomponentsoftheHiggsfieldmanifestas massive Higgs bosons. The analogous Higgs mode in superconductors is challenging to observe due to its rapid decay into particlehole pairs. Triggered by the correspondence to high-energy physics as well as by advances in experimen- tal techniques, the problem of collective excitations of superconductors was tackled again in recent years. It takes particular conditions to allow for ex- perimental observations, such as the presence of a second broken symmetry ground state, e.g. charge density wave in 2H-NbSe2, or quantum criticality. In this doctoral project Uwe S. Pracht measured the optical properties of ultrathin NbN films and studied the electrodynamic behavior close to the superconductor-insulator quantum phase transition. Careful comparison of the terahertz response to tunneling spectroscopy, which is only sensitive to quasiparticle excitations, allowed him to explore the collective dynamics and the Higgs mode of the superconducting condensate. Pracht also considered superconducting granular aluminum films com- posed of coupled nano-grains. Here, superconductivity shares a striking re- semblance to the famous unconventional quantum critical superconductors: asuperconductingdome. Incaseofgranularaluminumituncoveredasacon- sequenceoftheinterplaybetweenquantumconfinementandglobalsupercon- ducting phase incoherence due to nano-inhomogeneity; it will be interesting to see whether these ideas also apply to the enigmatic high-temperature su- perconductors. Besides being responsible for the enhancement of the critical temperature with respect to bulk aluminum, this spatial inhomogeneity pro- vides a mechanism for the optical visibility of the collective Goldstone mode in superconductors. Related to the results presented by Pracht, it is now rather well understood by theory. Yet another material class addressed in this thesis is the non-Fermi liq- uid state of the quantum critical heavy-fermion superconductor CeCoIn5. Determining the optical response allowed Pracht to establish the frequency- andtemperaturedependenceofthequasiparticlerelaxationrateandeffective mass, which then lead to the identification of CeCoIn5 being a hidden Fermi VIII SUPERVISOR’S FOREWORD liquid composed of resilient quasiparticles. This thesis is published by Springer not only because of the extensive optical investigations leading to a large body of astonishing experimental results. They are complemented by an in-depth review of theoretical works necessaryforthecomprehensionofthefindings;finallytheexperimentaltools and methods used in this study are described in full detail. Uwe S. Pracht is a devoted experimentalist but also loves to dive deep into theory. In close interaction with various colleagues from theoretical physics, numerous dis- cussions and insisting questions, he achieved a level rarely found within an experimental group. He demonstrates his ability to explain the underlying concepts without oversimplifying them. This exceptional thesis convincingly covers a variety of topics in an unusual breadth and depth; it is written in a concise style, original figures help explaining the ideas, side remarks and referencesinvitefordeeperexploration. Ihavenodoubtthatfuturestudents aswellasadvancedscientistswillenjoystudyingoneortheotheraspectand profit from this outstanding work. Stuttgart, Germany Professor Martin Dressel July 2017 Abstract Thestarsareindifferent toastronomy Nada Surf Anytrulyremarkablephysicaltheorybearsonsimpleconcepts. Although thisconjecturenaturallywithdrawsfromstrictmathematicalapproval,ithas become a working hypothesis, a mantra: If a solution isn’t simple enough, one hasn’t got to the core of the problem yet. This claim may strike sur- prising and the associated ambition even sound ridiculous given the shape of modern physics; crowded with disparate models, intricate categories, toy models, rules and even more exceptions on the one side, and overwhelmingly complexmathematicalmodelsmaybenotevenlinkedtotherealworldonthe other side. Yet at the same time, in retrospect, most complicated problems tend to unwind into miraculously simple concepts. Gravity is a property of curved space time, waveand particle arejust twomanifestations ofthe same entity, the negative-energy solutions of Dirac’s equation are antiparticles, or - the conceptual framework of the presented work - spontaneous breaking of symmetry gives rise to superconductivity and collective excitations. InthemostfundamentalsettinggoingbacktoLandau,weunderstandsu- perconductivity in terms of a complex function Ψ(x,t), the order parameter. If Ψ is zero, the system is in the disordered normal state, if Ψ acquires finite values, the system turns superconducting and evolves a long range order we call phase lock. We determine Ψ by constructing a Lagrangian L[Ψ] suited tomeetourrequirementsfor, e.g., theconservationofcharge, andfindingits minimum. From here, it only took only a few of the brightest minds of the 20th century to understand the implications: Symmetry breaking causes the superconducting energy gap (Nambu) and leads to angular excitation modes withinthedegenerateground-statemanifold(Goldstone). Thosemodesmay disappear giving way to massive gauge bosons of electroweak interaction (Glashow, Salam, Weinberg). The same mechanism applies to condensed matter, where it renders photons massive, that is the Meissner effect of su- perconductivity (Anderson). In the symmetry group of the Standard Model, left-overs from gauge transformations are massive bosons we nowadays call Higgs bosons (Englert, Brout, Higgs). In certain superconductors, Higgs- and Goldstone-like excitations of Ψ become well-defined and visible (Varma, Auerbach, Benfatto, and many more). Working out and scrutinizing the im- plicationsoftheabovebreak-troughs,theoreticalandexperimentalphysicists are kept busy to this very day with an end not in sight yet. This PhD project is dedicated to the experimental study of materials which, neglecting subtleties for a moment, share a similar phase diagram de- spite being chemically and structurally different: disordered NbN, granular Al, and the Heavy-Fermion metal CeCoIn5. In these compounds, supercon- ductivity(Ψ>0)cancontinuouslybecontrolled, suppressed, andeventually X ABSTRACT replacedbyanewgroundstate(withΨ=0)byturningupanon-thermalpa- rameter such as disorder or magnetic fields. This transition between ground statesmaytakeplaceevenatabsolutezerotemperature,wherethequantum nature of the electronic system is the only source of critical fluctuations thus coining the term quantum phase transition. Residing at zero temperature, thequantumphasetransitionnaturallyescapesfromdirectobservation. The emergent quantum-critical fluctuations, however, may affect the metallic-, insulating-, or superconducting states at elevated temperatures quite drasti- cally leading to new states of matter beyond our understanding of canonical solid-state- or condensed-matter systems such as Cooper-pair insulators or hidden Fermi liquids. Understanding the relation between these enigmatic states of matter and quantum criticality and how it gives rise to exotic phe- nomena and new states of matter is one of the prime intellectual and experi- mental challenges of solid state physics at date. The experimental approach employed within this work is conceptually very simple: We shine coherent THz radiation on a thin film of the material to be studied, measure the am- plitude and phase shift of the transmitted light, and calculate the dynamical conductivityasfunctionofthephotons’energy. Repeatingthisexperimentat differentfrequenciesandtemperatureswegetahandleonhowtheelectronic state, its single-particle-, and collective excitations change when the systems are tuned towards quantum criticality. Although the systems studied differ when it comes to the details of superconductivity, quantum criticality, and emerging phenomena, the insights we obtain contribute pieces to a puzzle which, once completed, may lead to a unified - and maybe even stunningly simple - picture of quantum-critical superconductors. ThefirstmaterialstudiedarethinfilmsofsuperconductingNbNwithvari- able degrees of homogeneously distributed disorder. Bearing on celebrated works of Anderson, we know that moderate disorder does not significantly affect superconductivity, while for extreme disorder, the electrons tend to lo- calizeforminganinsulator. Inbetweentheantagonizingextrema,theremust be a region where the electrons cannot decide whether to pair up and super- conduct or to localize. In spatial dimensions D <3, this region is shrunk to a quantum critical point (QCP), where T = 0 and the system undergoes a c superconductor-insulator transition (SIT). Although the microscopic mech- anism leading to the eventual destruction of superconductivity remains the central open problem, there is no doubt that with the gradual cease of Ψ, fluctuations of its phase- and amplitude degrees-of-freedom are of growing importance to understand the peculiar superconducting state in approach of the QCP. By expanding previous tunneling spectroscopy measurements by Chand et al. towards optical spectroscopy, we systematically compare the superconducting energy gap 2Δ as it appears in the tunneling density of states (DOS) with the spectral gap Ω in the dissipative conductivity σ1(ν). Using an effective pair-breaking ansatz to fit the tunneling spectra, we de-

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