DETECTION AND NONOPERATIVE MANAGEMENT OF PEDIATRIC DEVELOPMENTAL DYSPLASIA OF THE HIP IN INFANTS UP TO SIX MONTHS OF AGE EVIDENCE-BASED CLINICAL PRACTICE GUIDELINE Adopted by the American Academy of Orthopaedic Surgeons Board of Directors September 5, 2014 This guideline has been endorsed by the following organizations: i Disclaimer This Clinical Practice Guideline was developed by an AAOS clinician volunteer Work Group based on a systematic review of the current scientific and clinical information and accepted approaches to treatment and/or diagnosis. This Clinical Practice Guideline is not intended to be a fixed protocol, as some patients may require more or less treatment or different means of diagnosis. Clinical patients may not necessarily be the same as those found in a clinical trial. Patient care and treatment should always be based on a clinician’s independent medical judgment, given the individual patient’s clinical circumstances. Disclosure Requirement In accordance with AAOS policy, all individuals whose names appear as authors or contributors to Clinical Practice Guideline filed a disclosure statement as part of the submission process. All panel members provided full disclosure of potential conflicts of interest prior to voting on the recommendations contained within this Clinical Practice Guidelines. Funding Source This Clinical Practice Guideline was funded exclusively by the American Academy of Orthopaedic Surgeons who received no funding from outside commercial sources to support the development of this document. FDA Clearance Some drugs or medical devices referenced or described in this Clinical Practice Guideline may not have been cleared by the Food and Drug Administration (FDA) or may have been cleared for a specific use only. The FDA has stated that it is the responsibility of the physician to determine the FDA clearance status of each drug or device he or she wishes to use in clinical practice. Copyright All rights reserved. No part of this Clinical Practice Guideline may be reproduced, stored in a retrieval system, or transmitted, in any form, or by any means, electronic, mechanical, photocopying, recording, or otherwise, without prior written permission from the AAOS. Published 2014 by the American Academy of Orthopaedic Surgeons 6300 North River Road Rosemont, IL 60018 First Edition Copyright 2014 by the American Academy of Orthopaedic Surgeons ii I. SUMMARY OF RECOMMENDATIONS The following is a summary of the recommendations of the AAOS’ clinical practice guideline on Detection and Nonoperative Management of Pediatric Developmental Dysplasia of the Hip in Infants up to Six Months of Age. All readers of this summary are strongly urged to consult the full guideline and evidence report for this information. We are confident that those who read the full guideline and evidence report will see that the recommendations were developed using systematic evidence-based processes designed to combat bias, enhance transparency, and promote reproducibility. This summary of recommendations is not intended to stand alone. Treatment decisions should be made in light of all circumstances presented by the patient. Treatments and procedures applicable to the individual patient rely on mutual communication between patient guardian, physician, and other healthcare practitioners. Overall Strength of Strength Evidence Description of Evidence Strength Strength Visual Evidence from two or more “High” strength Strong Strong studies with consistent findings for recommending for or against the intervention. Evidence from two or more “Moderate” strength studies with consistent findings, or Moderate Moderate evidence from a single “High” quality study for recommending for or against the intervention. Evidence from one or more “Low” strength studies with consistent findings or evidence Low Strength from a single “Moderate” strength study for Evidence or recommending for against the intervention or Limited Conflicting diagnostic or the evidence is insufficient or Evidence conflicting and does not allow a recommendation for or against the intervention. There is no supporting evidence. In the absence of reliable evidence, the work group is making a recommendation based on their clinical Consensus* No Evidence opinion. Consensus recommendations can only be created when not establishing a recommendation could have catastrophic consequences. iii UNIVERSAL ULTRASOUND SCREENING Moderate evidence supports not performing universal ultrasound screening of newborn infants. Strength of Recommendation: Moderate Description: Evidence from two or more “Moderate” strength studies with consistent findings, or evidence from a single “High” quality study for recommending for or against the intervention. A Moderate recommendation means that the benefits exceed the potential harm (or that the potential harm clearly exceeds the benefits in the case of a negative recommendation), but the quality/applicability of the supporting evidence is not as strong. EVALUATION OF INFANTS WITH RISK FACTORS FOR DDH Moderate evidence supports performing an imaging study before 6 months of age in infants with one or more of the following risk factors: breech presentation, family history, or history of clinical instability. Strength of Recommendation: Moderate Description: Evidence from two or more “Moderate” strength studies with consistent findings, or evidence from a single “High” quality study for recommending for or against the intervention. A Moderate recommendation means that the benefits exceed the potential harm (or that the potential harm clearly exceeds the benefits in the case of a negative recommendation), but the quality/applicability of the supporting evidence is not as strong. IMAGING OF THE UNSTABLE HIP Limited evidence supports that the practitioner might obtain an ultrasound in infants less than 6 weeks of age with a positive instability examination to guide the decision to initiate brace treatment. Strength of Recommendation: Limited Description: Evidence from one or more “Low” strength studies with consistent findings, or evidence from a single Moderate quality study recommending for or against the intervention or diagnostic. A Limited recommendation means that the quality of the supporting evidence is unconvincing, or that well-conducted studies show little clear advantage to one approach over another. iv IMAGING OF THE INFANT HIP Limited evidence supports the use of an AP pelvis radiograph instead of an ultrasound to assess DDH in infants beginning at 4 months of age. Strength of Recommendation: Limited Description: Evidence from one or more “Low” strength studies with consistent findings, or evidence from a single Moderate quality study recommending for or against the intervention or diagnostic. A Limited recommendation means that the quality of the supporting evidence is unconvincing, or that well-conducted studies show little clear advantage to one approach over another. SURVEILLANCE AFTER NORMAL INFANT HIP EXAM Limited evidence supports that a practitioner re-examine infants previously screened as having a normal hip examination on subsequent visits prior to 6 months of age. Strength of Recommendation: Limited Description: Evidence from one or more “Low” strength studies with consistent findings, or evidence from a single Moderate quality study recommending for or against the intervention or diagnostic. A Limited recommendation means that the quality of the supporting evidence is unconvincing, or that well-conducted studies show little clear advantage to one approach over another. STABLE HIP WITH ULTRASOUND IMAGING ABNORMALITIES Limited evidence supports observation without a brace for infants with a clinically stable hip with morphologic ultrasound imaging abnormalities. Strength of Recommendation: Limited Description: Evidence from one or more “Low” strength studies with consistent findings, or evidence from a single Moderate quality study recommending for or against the intervention or diagnostic. A Limited recommendation means that the quality of the supporting evidence is unconvincing, or that well-conducted studies show little clear advantage to one approach over another. v TREATMENT OF CLINICAL INSTABILITY Limited evidence supports either immediate or delayed (2-9 weeks) brace treatment for hips with a positive instability exam. Strength of Recommendation: Limited Description: Evidence from one or more “Low” strength studies with consistent findings, or evidence from a single Moderate quality study recommending for or against the intervention or diagnostic. A Limited recommendation means that the quality of the supporting evidence is unconvincing, or that well-conducted studies show little clear advantage to one approach over another. TYPE OF BRACE FOR THE UNSTABLE HIP Limited evidence supports use of the von Rosen splint over Pavlik, Craig, or Frejka splints for initial treatment of an unstable hip Strength of Recommendation: Limited Description: Evidence from one or more “Low” strength studies with consistent findings, or evidence from a single Moderate quality study recommending for or against the intervention or diagnostic. A Limited recommendation means that the quality of the supporting evidence is unconvincing, or that well-conducted studies show little clear advantage to one approach over another. MONITORING OF PATIENTS DURING BRACE TREATMENT Limited evidence supports that the practitioner perform serial physical examinations and periodic imaging assessments (ultrasound or radiograph based on age) during management for unstable infant hips. Strength of Recommendation: Limited Description: Evidence from one or more “Low” strength studies with consistent findings, or evidence from a single Moderate quality study recommending for or against the intervention or diagnostic. A Limited recommendation means that the quality of the supporting evidence is unconvincing, or that well-conducted studies show little clear advantage to one approach over another. vi TABLE OF CONTENTS I. Summary of Recommendations ................................................................................. iii Universal Ultrasound Screening .................................................................................... iv Evaluation of Infants with Risk Factors for DDH ......................................................... iv Imaging of the Unstable Hip .......................................................................................... iv Imaging of the Infant Hip ............................................................................................... v Surveillance After Normal Infant Hip Exam .................................................................. v Stable Hip with Ultrasound Imaging Abnormalities ...................................................... v Treatment of Clinical Instability .................................................................................... vi Type of Brace for the Unstable Hip ............................................................................... vi Monitoring of Patients During Brace Treatment ........................................................... vi Table of Contents .............................................................................................................. vii List of Tables ...................................................................................................................... 1 List of Figures ..................................................................................................................... 4 II. Introduction ................................................................................................................. 5 Overview ..................................................................................................................... 5 Goals and Rationale .................................................................................................... 5 Intended Users ............................................................................................................ 5 Patient Population ....................................................................................................... 6 Burden Of Disease/Incidence And Prevalence ........................................................... 6 Natural History............................................................................................................ 7 Etiology ....................................................................................................................... 8 Risk factors ................................................................................................................. 8 Emotional And Physical Impact ................................................................................. 8 Potential Benefits, Harms, And Contraindications ..................................................... 8 III. Methods................................................................................................................... 9 Formulating Preliminary Recommendations ................................................................ 10 Full Disclosure Information .......................................................................................... 10 Study Selection Criteria ................................................................................................ 10 Best Evidence Synthesis ............................................................................................... 11 Minimally Clinically Important Improvement.............................................................. 11 Literature Searches........................................................................................................ 12 Methods for Evaluating Evidence ................................................................................. 12 Studies of Intervention/Prevention ........................................................................... 12 Studies of Screening and Diagnostic Tests ............................................................... 15 Studies of Prognostics ............................................................................................... 17 Final Strength of Evidence........................................................................................ 18 Defining the Strength of the Recommendations ........................................................... 18 Wording of the Final Recommendations ...................................................................... 19 Applying the Recommendations to Clinical Practice ................................................... 20 Voting on the Recommendations .................................................................................. 20 Statistical Methods ........................................................................................................ 20 Peer Review .................................................................................................................. 22 Public Commentary ...................................................................................................... 23 The AAOS Guideline Approval Process ...................................................................... 23 Revision Plans ............................................................................................................... 23 vii Guideline Dissemination Plans ..................................................................................... 23 IV. Recommendations ................................................................................................. 21 Number and Strength of Articles per Recommendation ............................................... 21 Universal Ultrasound Screening ................................................................................... 22 Rationale ................................................................................................................... 22 Supporting Evidence ................................................................................................. 23 Evaluation of Infants with Risk Factors for DDH ........................................................ 29 Rationale ................................................................................................................... 29 Supporting Evidence ................................................................................................. 23 Imaging of the Unstable Hip ......................................................................................... 52 Rationale ................................................................................................................... 52 Supporting Evidence ................................................................................................. 53 Imaging of the Infant Hip ............................................................................................. 64 Rationale ................................................................................................................... 64 Supporting Evidence ................................................................................................. 65 Surveillance After Normal Infant Hip Exam ................................................................ 67 Rationale ................................................................................................................... 67 Supporting Evidence ................................................................................................. 68 Stable Hip with Ultrasound Imaging Abnormalities .................................................... 70 Rationale ................................................................................................................... 70 Supporting Evidence ................................................................................................. 71 Treatment of Clinical Instability ................................................................................... 73 Rationale ................................................................................................................... 73 Supporting Evidence ................................................................................................. 74 Type of Brace for the Unstable Hip .............................................................................. 85 Rationale ................................................................................................................... 85 Supporting Evidence ................................................................................................. 86 Monitoring of Patients During Brace Treatment .......................................................... 99 Rationale ................................................................................................................... 99 Supporting Evidence ............................................................................................... 100 V. Future Research ...................................................................................................... 104 VI. Appendixes ......................................................................................................... 106 Appendix I. Work Group Roster ................................................................................. 106 Guidelines Oversight ChairS .................................................................................. 108 AAOS Clinical Practice Guidelines Section Leader ............................................... 108 AAOS Council on Research and Quality Chair ...................................................... 108 Additional Contributing Members .......................................................................... 108 AAOS Staff ............................................................................................................. 109 Former Staff ............................................................................................................ 109 Appendix II ................................................................................................................. 110 AAOS Bodies That Approved This Clinical Practice Guideline ............................ 110 Appendix III ................................................................................................................ 111 Study Attrition Flowchart ....................................................................................... 111 Appendix IV................................................................................................................ 112 Literature Search Strategies .................................................................................... 112 Appendix V ................................................................................................................. 116 viii Evaluation of Quality .............................................................................................. 116 Applicability ........................................................................................................... 121 Appendix VI................................................................................................................ 124 Opinion Based Recommendations .......................................................................... 124 Appendix VII .............................................................................................................. 126 Structured Peer Review Form ................................................................................. 126 Appendix VIII ............................................................................................................. 128 Participating Peer Review Organizations ............................................................... 128 Appendix IX................................................................................................................ 129 Conflict of Interest .................................................................................................. 129 Appendix X ................................................................................................................. 131 Bibliographies ......................................................................................................... 131 Introduction References .......................................................................................... 131 Methods references ................................................................................................. 134 Included Studies ...................................................................................................... 135 Excluded Studies ..................................................................................................... 139 Additional Articles Recalled from Systematic Review Screening ......................... 351 Appendix XI................................................................................................................ 357 Natural History Figures........................................................................................... 357 Appendix XII .............................................................................................................. 366 Letters of Endorsement from External Organizations ............................................ 366 ix List of Tables Table 1. Relationship between Quality and Domain Scores for Interventions ................. 13 Table 2. Brief Description of the PRECIS Questions and Domains................................. 14 Table 3. Relationship between Applicability and Domain Scores for Studies of Treatments......................................................................................................................... 15 Table 4. Relationship Between Domain Scores and Quality of Screening/Diagnostic Tests ........................................................................................................................................... 16 Table 5. Relationship Between Domain Scores and Applicability for Studies of Screening/Diagnostic Tests ............................................................................................... 17 Table 6. Relationship Between Quality and Domain Scores for Studies of Prognostics . 17 Table 7. Relationship Between Domain Scores and Applicability for Studies of Prognostics ........................................................................................................................ 18 Table 8. Strength of Recommendation Descriptions ........................................................ 19 Table 9. AAOS Guideline Language Stems ..................................................................... 19 Table 10. Clinical Applicability: Interpreting the Strength of a Recommendation .......... 20 Table 11. Interpreting Likelihood Ratios .......................................................................... 21 Table 12. Quality and Applicability: Studies for Universal Ultrasound Screening .......... 23 Table 13. Imaging of the Unstable Hip (Universal Ultrasound Versus Risk-Stratified Ultrasound) ....................................................................................................................... 25 Table 14. Quality and Applicability: Studies for Evaluation of Infants with Risk Factors for DDH ............................................................................................................................ 23 Table 15. Quality and Applicability: Prognostic Studies for Evaluation of Infants with Risk Factors for DDH ....................................................................................................... 24 Table 16. Quality and Applicability for Evaluation of Infants with Risk Factors for DDH ........................................................................................................................................... 28 Table 17. Quality and Applicability for Evaluation of Infants with Risk Factors for DDH ........................................................................................................................................... 30 Table 18. Evaluation of Infants with Risk Factors for DDH ............................................ 32 Table 19. Evaluation of Infants with Risk Factors for DDH (Accuracy of Physical Exam) ........................................................................................................................................... 33 Table 20. Evaluation of Infants with Risk Factors for DDH (Risk Factor: Breech) ........ 34 Table 21. Evaluation of Infants with Risk Factors for DDH (Risk Factor: Sex) ............. 35 Table 22. Evaluation of Infants with Risk Factors for DDH (Incidence Study: Sex) ...... 36 Table 23. Evaluation of Infants with Risk Factors for DDH (Risk Factor: Click) ........... 36 Table 24. Evaluation of Infants with Risk Factors for DDH (Incidence Study: Click) .... 37 Table 25. Evaluation of Infants with Risk Factors for DDH (Risk Factor: Gender and Breech) .............................................................................................................................. 37 Table 26. Evaluation of Infants with Risk Factors for DDH (Risk Factor: Gender and Family History) ................................................................................................................. 38 Table 27. Evaluation of Infants with Risk Factors for DDH (Risk Factor: First Born) ... 38 Table 28. Evaluation of Infants with Risk Factors for DDH (Incidence Study: First Born) ........................................................................................................................................... 39 Table 29. Evaluation of Infants with Risk Factors for DDH (Risk Factor: Gender and Swaddling) ........................................................................................................................ 39 1
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