CCiittyy UUnniivveerrssiittyy ooff NNeeww YYoorrkk ((CCUUNNYY)) CCUUNNYY AAccaaddeemmiicc WWoorrkkss Dissertations, Theses, and Capstone Projects CUNY Graduate Center 10-2014 CCooggnniittiivvee aanndd EEmmoottiioonnaall AAbbnnoorrmmaalliittiieess iinn PPeeooppllee wwiitthh SSyysstteemmiicc LLuuppuuss EErryytthheemmaattoossuuss Philip Watson Graduate Center, City University of New York How does access to this work benefit you? Let us know! More information about this work at: https://academicworks.cuny.edu/gc_etds/394 Discover additional works at: https://academicworks.cuny.edu This work is made publicly available by the City University of New York (CUNY). Contact: [email protected] Cognitive and Emotional Abnormalities in People with Systemic Lupus Erythematosus by Philip Watson A dissertation submitted to the Graduate Faculty in Psychology, Clinical Psychology with Emphasis in Neuropsychology Subprogram in partial fulfillment of the requirements for the degree of Doctor of Philosophy, The City University of New York 2014 © 2014 Philip Watson All Rights Reserved This manuscript has been read and accepted for the Graduate Faculty in Clinical Psychology in satisfaction of the dissertation requirement for the degree of Doctor of Philosophy. Justin Storbeck, Ph.D. Date Chair of Examining Committee Maureen O’Connor, Ph.D. Date Executive Officer Justin Storbeck, Ph.D. Paul Mattis, Ph.D. Jin Fan, Ph.D. Supervisory Committee THE CITY UNIVERSITY OF NEW YORK iv ABSTRACT Cognitive and Emotional Abnormalities in People with Systemic Lupus Erythematosus by Philip Watson Advisor: Justin Storbeck, Ph.D. Systemic lupus erythematosus (SLE) is a multi-system autoimmune disorder characterized by the production of autoantibodies (ABs). Approximately 30-50% of patients produce ABs directed against N-Methyl-D-aspartic acid receptors (NMDARs). Previous research with animals has identified these ABs as being associated with amygdala damage and a deficit in fear conditioning. People with SLE can have damage to the amygdala. This study aimed to determine if emotional processing deficits occur in people with SLE and to associate such deficits, if they exist, with anti-NMDAR AB presence, length of disease, cognition, and mood. Fifty-eight (11 AB+, 24 AB-, 23 healthy) women participated in tasks used to assess emotional facial recognition, attention to emotional stimuli, and emotional learning, and underwent cognitive testing, including measures of working memory, processing speed, executive functioning, language, visuospatial processing, and memory. Lupus patients were slower than healthy participants in identifying emotional faces, and measures of processing speed and executive functioning proved to be significant predictors of recognition of emotional faces and speeded reactions to emotional pictures. Thus, the results do not provide robust evidence for the existence of emotional processing deficits in people with lupus. The results are discussed within the context of the complex neuroanatomical system involved in cognition and affective processing. Future studies aimed at identifying dysfunction in the cognitive-affective control network are necessary to elucidate dysfunction in this patient group. v Table of Contents ABSTRACT ................................................................................................................................... iv LIST OF TABLES ....................................................................................................................... viii LIST OF ILLUSTRATIONS ......................................................................................................... ix INTRODUCTION .......................................................................................................................... 1 Clinical Presentation of SLE ....................................................................................................... 2 Neuropsychiatric SLE (NP-SLE) ............................................................................................. 4 Cognitive Function and SLE .................................................................................................... 5 Psychiatric Syndromes and SLE .............................................................................................. 9 Mechanisms for Disease ............................................................................................................ 12 Effects of Autoantibodies on Neuronal Tissue in SLE .......................................................... 12 Neuro-Anatomical Changes Associated with SLE ................................................................ 15 Behavioral Abnormalities Associated with SLE Pathology .................................................. 18 Emotional Processing, Cognitive Functions, and the Amygdala .............................................. 19 The Amygdala and Social Behavior....................................................................................... 27 Implications for People with SLE ............................................................................................. 28 Specific Aims ............................................................................................................................ 29 Aim 1. To determine if people with SLE have deficits in processing emotional stimuli. ..... 29 Aim 2. To determine the association between emotional processing and autoantibody presence in people with SLE. ................................................................................................. 29 vi Aim 3. To examine the influence of disease duration on emotional deficits in people with SLE. ........................................................................................................................................ 30 Aim 4. To determine the relationship between emotional processing, cognitive functioning, and affective symptoms in people with SLE. ......................................................................... 30 METHODS ................................................................................................................................... 31 Participants ................................................................................................................................ 31 Measures .................................................................................................................................... 33 Emotional recognition ............................................................................................................ 33 Emotionally modulated attention ........................................................................................... 34 Emotional Learning ................................................................................................................ 35 Neuropsychological Testing ................................................................................................... 37 Anti-NMDAR Autoantibody.................................................................................................. 40 Mood Assessments ................................................................................................................. 41 Procedure ................................................................................................................................... 41 Screening ................................................................................................................................ 41 Testing .................................................................................................................................... 41 RESULTS ..................................................................................................................................... 43 Aim 1. To determine if people with SLE have deficits in processing emotional stimuli. ......... 43 Aim 2. To determine the association between emotional processing and autoantibody presence in people with SLE. ................................................................................................................... 46 vii Aim 3. To examine the influence of disease duration on emotional processing deficits in people with SLE. ....................................................................................................................... 49 Aim 4. To determine the relationship between emotional processing, cognitive functioning, and affective symptoms in people with SLE. ............................................................................ 53 DISCUSSION ............................................................................................................................... 57 Group Differences in Emotional Processing ............................................................................. 57 The Effect of Anti-NMDAR AB on Emotional Processing ...................................................... 59 The Role of Disease Duration ................................................................................................... 61 The Influence of Cognitive Functioning and Mood on Emotional Processing ......................... 62 Neurobiological Implications .................................................................................................... 63 Treatment Implications .............................................................................................................. 65 Limitations of the Present Study ............................................................................................... 66 Future Directions ....................................................................................................................... 68 Conclusion ................................................................................................................................. 69 TABLES AND FIGURES ............................................................................................................ 71 APPENDIX ................................................................................................................................... 99 REFERENCES ........................................................................................................................... 100 viii LIST OF TABLES Table 1. Neuropsychiatric Syndromes in SLE; page 71. Table 2. Summary of cognitive performance of NP-SLE patients, SLE patients, and healthy controls in previously published work; 72. Table 3. Demographic information of healthy controls and anti-NMDAR AB negative and positive lupus patients; page 75. Table 4. Summary of results for Aim 1; page76. Table 5. Summary of results for Aim 2; page 77. Table 6. Summary of results for Aim 3; page78. Table 7. Summary of results for Aim 4; page 79. Table 8. Comparison of neuropsychological performance between healthy controls and anti- NMDAR AB negative and positive lupus patients; page 80. Table 9. Factor loadings of the components of the factor analysis used in creating composite scores for the neuropsychological measures; page 81. ix LIST OF ILLUSTRATIONS Figure 1. Shrunken amygdala neurons following immunization with anti-NMDAR antibodies; page 82. Figure 2. Mice immunized with MAP-Peptide to imitate SLE showed an impairment in emotional learning when compared to mice immunized with MAP-Core; page 83. Figure 3. Cortical connections of the amygdala; page 84. Figure 4. Mean percent of accurate responses in identifying neutral and emotional faces in healthy controls and participants with lupus; page85. Figure 5. Mean reaction time differences in milliseconds between healthy controls and participants with lupus when identifying neutral and emotional faces; page 86. Figure 6. Mean reaction time in milliseconds between healthy controls and lupus patients for all emotional and neutral face types; page 87. Figure 7. Mean log reaction time differences between healthy controls and lupus patients in responding to neutral and emotional targets; page 88 Figure 8. The physiological responses (eye blink response (A) and skin conductance response (B)) are presented for benign and unconditioned stimulus trials during a fear-conditioning task; page 89. Figure 9. Mean percent of accurate responses in identifying neutral and emotional faces for AB- and AB+ lupus patients; page 91.
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