FROM GRASS ROOTS TO PHARMA PARTNERSHIPS: BREAST CANCER ADVOCACY IN CANADA by Sharon Batt Submitted in partial fulfilment of the requirements for the degree of Doctor of Philosophy at Dalhousie University Halifax, Nova Scotia February 2012 © Copyright by Sharon Batt, 2012 DALHOUSIE UNIVERSITY INTERDISCIPLINARY PhD PROGRAM The undersigned hereby certify that they have read and recommend to the Faculty of Graduate Studies for acceptance a thesis entitled “FROM GRASS ROOTS TO PHARMA PARTNERSHIPS: BREAST CANCER ADVOCACY IN CANADA” by Sharon Batt in partial fulfillment of the requirements for the degree Doctor of Philosophy. Dated: February 7, 2012 External Examiner: _________________________________ Research Supervisor: _________________________________ Examining Committee: _________________________________ _________________________________ _________________________________ _________________________________ Departmental Representative: _________________________________ ii DALHOUSIE UNIVERSITY DATE: February 7, 2012 AUTHOR: Sharon Batt TITLE: From Grass Roots to Pharma Partnerships: Breast Cancer Advocacy in Canada DEPARTMENT OR SCHOOL: Interdisciplinary Ph.D. Program DEGREE: Ph.D. CONVOCATION: May YEAR: 2012 Permission is herewith granted to Dalhousie University to circulate and to have copied for non-commercial purposes, at its discretion, the above title upon the request of individuals or institutions. I understand that my thesis will be electronically available to the public. The author reserves other publication rights, and neither the thesis nor extensive extracts from it may be printed or otherwise reproduced without the author’s written permission. The author attests that permission has been obtained for the use of any copyrighted material appearing in the thesis (other than the brief excerpts requiring only proper acknowledgement in scholarly writing), and that all such use is clearly acknowledged. _______________________________ Signature of Author iii DEDICATION In memory of my parents, Jessie A. Harding Batt and Robert J. Batt, passionate believers in education and social justice. iv TABLE OF CONTENTS LIST OF TABLES ........................................................................ IX LIST OF FIGURES ........................................................................ X ABSTRACT ................................................................................ XI LIST OF ABBREVIATIONS USED ..................................................XII GLOSSARY ............................................................................. XIII ACKNOWLEGEMENTS ............................................................... XIX CHAPTER 1 INTRODUCTION ...................................................... 1 1.1 PREFACE: A JOURNEY FROM ACTIVISM, CONTINUED .......................... 1 1.2 THE PROBLEM ...................................................................... 3 1.3 RESEARCH QUESTIONS ........................................................... 8 1.4 OUTLINE OF CHAPTERS ........................................................... 9 1.5 LITERATURE REVIEW: AN INTERDISCIPLINARY VIEW ........................ 13 1.5.1 Science and Technology Studies................................... 13 1.5.2 Health and Pharmaceutical Policy ................................. 20 1.5.3 Bioethics .................................................................. 23 1.5.4 The Social Science Literature ....................................... 27 1.5.5 Three Cross-Cutting Fields .......................................... 34 1.6 TYPOLOGIES OF HEALTH AND PATIENTS’ ADVOCACY GROUPS .............. 40 1.7 INTEGRATION OF RESEARCH QUESTIONS AND THE LITERATURE REVIEW .. 46 CHAPTER 2 RESEARCH GOALS AND METHODS USED ................. 51 2.1 INTRODUCTION: LINKING RESEARCH GOALS TO METHODS ................ 51 2.2 THE IMPORTANCE OF STUDYING GROUPS HOLISTICALLY ................... 51 2.2.1 Choosing a Movement for Case Study ........................... 52 2.2.2 Choosing Groups for Study .......................................... 55 2.2.3 Narrative Techniques .................................................. 58 2.2.4 Breast Cancer Treatment Drugs as Actors ..................... 62 2.2.5 Visual Maps Using VUE Computer Software .................... 67 2.3 STUDYING CHANGES OVER TIME ............................................. 68 2.3.1 The Rationale for Studying Changes Over Time .............. 68 2.3.2 Actor-Network Theory (ANT) and Discourse Analysis ....... 69 2.3.3 A Framework for Studying Discourses over Time ............ 74 2.4 STUDYING MACRO-SYSTEM INFLUENCES ..................................... 80 2.4.1 Incorporating Macro-system Influences ......................... 80 v 2.5 AUTHENTICITY, VALIDITY, AND QUESTIONS OF ETHICS ..................... 83 2.5.1 Moral Positionings: Ethics and the Question of Relativity .. 85 2.5.2 Ethics Approval, Consent and Engaged Research ............ 88 2.6 OVERVIEW AND PRESENTATION OF RESULTS ................................. 89 CHAPTER 3 BIOGRAPHIES OF THREE GROUPS ........................... 92 3.1 THREE GROUPS, THREE STANCES ON PHARMA FUNDING ................... 92 3.1.1 Group A: Critical Advocacy to Prevent Cancer ................ 96 3.1.2 Group B: Down-home Peer Support and Education ....... 130 3.1.3 Group C: “Patients, Know your Rights!” ...................... 159 3.1.4 Summary and Analysis of the Group Biographies .......... 189 CHAPTER 4 THREE POLICY LANDSCAPES PRE-1991 .................. 204 4.1 THREE INTERLOCKING POLICY LANDSCAPES ................................ 204 4.2 GOVERNMENT-FUNDED HEALTH CARE IN CANADA ......................... 205 4.2.1 History and Character ............................................... 205 4.2.2 The Health Care System and Breast Cancer Treatment .. 212 4.3 PHARMACEUTICAL COMPANIES AND DRUG REGULATION IN CANADA .... 215 4.3.1 Canada in the World System of Drug Regulation ........... 215 4.3.2 Why Regulate Drugs? ............................................... 216 4.3.3 The Public versus Private Regulatory Cycle .................. 216 4.3.4 Three Countries Create Regulatory Regimes ................ 219 4.3.5 A Modern Pharmaceutical Industry Emerges ................ 222 4.3.6 Modern Food and Drug Laws in Canada ....................... 223 4.3.7 Post-Kefauver: Canada’s Spotlight on Price ................. 229 4.3.8 Failures of the Drug Approval System ......................... 235 4.3.9 Post-Marketing Surveillance ...................................... 240 4.3.10 Internal Breakdown: Public Safety and the Même ...... 242 4.3.11 Breast Cancer Drugs and Regulation in Canada .......... 245 4.4 THE RISE OF HEALTH-RELATED PRESSURE GROUPS IN CANADA ......... 251 4.4.1 First and Second Wave Feminist Health Discourses ....... 253 4.4.2 Group Politics and the Feminist Discourse on Drugs ...... 256 4.4.3 Glimpses of Funding from “Big Pharma” ...................... 262 4.4.4 AIDS Patients’ Activism–Setting A Precedent ............... 268 4.4.5 An Absent Actor in the Women’s Health Movement ....... 271 4.5 ROSE KUSHNER’S “NATURAL ALLIANCE” WITH TAMOXIFEN’S MAKER ... 273 4.6 SUMMARY ...................................................................... 279 CHAPTER 5 THREE PERIODS IN A MOVEMENT ......................... 280 vi 5.1 INTRODUCTION ................................................................ 280 5.2 1989 TO 1996: THE GRASSROOTS PERIOD .............................. 284 5.2.1 New Sites of Knowledge and Action ............................ 284 5.2.2 First Translation: Parliamentarians Study Breast Cancer 288 5.2.3 Mobilization: The National Forum on Breast Cancer ....... 295 5.2.4 Groups Debate “Big Pharma’s” Overtures .................... 301 5.2.5 Breast Cancer Treatments and Group Advocacy ........... 312 5.2.6 Second Translation: Together to an End ...................... 329 5.2.7 Intersections: Activist Groups and Other Worlds ........... 336 5.3 1997-2001: THE CONTESTATION PERIOD ................................ 343 5.3.1 Introduction ............................................................ 343 5.3.2 Government and Policy Actors ................................... 345 5.3.3 Pharma Funding “Refusers” Go Public ......................... 349 5.3.4 The Pharmaceutical Industry Creates a Strategy .......... 360 5.3.5 Inside the Groups: Debates about Pharma Funding ....... 364 5.3.6 Canada’s Cancer Plan and Pharma Funding .................. 388 5.3.7 Interpretation of the Contestation Period ..................... 395 5.4 2002-2011: THE PARTNERSHIP PERIOD .................................. 399 5.4.1 Introduction ............................................................ 399 5.4.2 The Drug Advocacy Discourse Changes Course ............. 401 5.4.3 Pockets of Resistance to Neoliberal Policies .................. 417 5.4.4 The Social Construction of Four Drug Treatments ......... 425 5.4.5 Processes of Social Construction ................................ 446 5.5 CONCLUSION: THE MAKING OF TWO ACTOR-NETWORKS ................ 459 5.6 SUPPLEMENT: A SOCIALLY CONSTRUCTED PHARMACOPOEIA ............. 465 CHAPTER 6 CONCLUSIONS AND POLICY CONSIDERATIONS ...... 470 6.1 INTRODUCTION ................................................................ 470 6.2 THE RESEARCH QUESTIONS .................................................. 471 6.2.1 Discursive Struggles within the Groups ....................... 472 6.2.2 Shifting Alliances and the Question of Co-optation ........ 475 6.2.3 Ethical Codes Governing Pharma Partnerships .............. 477 6.2.4 Group Advocacy, Drug Policy and the Public Interest ..... 479 6.2.5 Analytic Concepts .................................................... 482 6.2.6 Typologies of Groups and Partnerships ........................ 485 6.2.7 Transformations within the Policy Landscape ............... 488 6.3 POLICY CONSIDERATIONS .................................................... 491 6.3.1 Directions for Policy Change ...................................... 495 6.4 CONCLUSION ................................................................... 496 vii ENDNOTES ............................................................................ 501 REFERENCES .......................................................................... 541 APPENDIX A CRITICAL ADVOCACY’S CORPORATE POLICY ........... 610 APPENDIX B SB’S EXCHANGE WITH THE HUB ........................... 612 APPENDIX C THE PATIENT’S, KNOW YOUR RIGHTS! CHARTER .... 615 viii LIST OF TABLES Table S1 Social Construction of High-dose Chemotherapy with Stem-Cell Rescue ......................................... 466 Table S2 Social Construction of Aromatase Inhibitors: Arimidex® (anastrozole), Aromasin® (exemestane), and Femara® (letrozole) ...................................... 467 Table S3 Social Construction of Xeloda® (Hoffman-LaRoche, capecitabine) + Tykerb™ (GlaxoSmithKline [GSK], lapatinib) ........................................................... 468 Table 1 Summary of Research Goals and Methods Used ....... 585 Table 2 Members of Groups A, B and C Mentioned in Text and their Views on Pharma Funding ....................... 587 Table 3 Communities Testifying at the Parliamentary Sub- Committee Hearings on Breast Cancer and the Même Implant 1991-1992 .................................... 590 Table 4 Breast Cancer and Health-related Groups Cited in Text .................................................................. 591 Table 5 Pharma Funding Discourses (by Theme) within Breast Cancer Groups .......................................... 594 Table 6 Prescriptive Texts, Contestation Period (1997-2001) ....................................................... 596 Table 7 A Different Prescription: Discourses and Counter- Discourses about Funding from the Pharmaceutical Industry ............................................................. 597 Table 8 Prescriptive Texts, Partnership Period (2002-Present) ................................................... 599 ix LIST OF FIGURES Figure 1 Using Epstein’s Typologies to Map Typologies of Groups ........................................................... 601 Figure 2 Hypothetical Advocacy Opportunities in the Life Cycle of Medications ............................................ 602 Figure 3 A Hypothetical Actor-Network Map of a Breast Cancer Environment ............................................ 603 Figure 4 Actors and Themes for the Narrative Critical Advocacy to Prevent Cancer .................................. 604 Figure 5 Actors and Themes for the Narrative Down-Home Support and Education ......................................... 605 Figure 6 First Translation: Grassroots Groups Appear before the Parliamentary Committee ................................ 606 Figure 7 Mobilization Following the National Forum on Breast Cancer ..................................................... 607 Figure 8 Key Events in the Grass Roots Period ...................... 608 Figure 9 Translation at Together to an End ........................... 609 x
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