Results of the FIRST STEPS study: a randomised controlled trial and economic evaluation of the Group Family Nurse Partnership (gFNP) programme compared to routine care in improving outcomes for high-risk mothers and their children and preventing abuse Jacqueline Barnes1* Jane Stuart1 Elizabeth Allen2 Stavros Petrou3 Joanna Sturgess2 Jane Barlow3 Geraldine Macdonald4 Helen Spiby5 Dipti Aistrop6 Edward Melhuish1 Sung Wook Kim3 Joshua Pink3 Jessica Datta7 Diana Elbourne2 1. Department of Psychological Sciences, Birkbeck University of London, Malet Street, London WC1E 7HX, UK. * [email protected]; 02070790837 2. Department of Medical Statistics, London School of Hygiene and Tropical Medicine, Keppel Street, London, WC1E 7HT, UK 3. Warwick Medical School, University of Warwick, Coventry CV4 7AL, UK 4. School for Policy Studies, University of Bristol, Social Science Complex, 8 Priory Road, Bristol BS8 1TZ, UK 5. Faculty of Medicine & Health Sciences, University of Nottingham, 12th Floor, Tower Building, University Park, Nottingham, NG7 2RD, UK 6. Sheffield Children’s NHS Foundation Trust, Flockton House, 18 & 20 Union Road Sheffield, S11 9EF, UK 7. Department of Social and Environmental Health Research, London School of Hygiene and Tropical Medicine, Keppel Street, London, WC1E 7HT,UK 1 Conflicts of interest E. Allen, J. Sturgess and D. Elbourne report grants from NHS National Institute for Health Research Public Health Programme to the London School of Hygiene and Tropical Medicine during the conduct of the study. G Macdonald reports: I am in the process of completing a Cochrane Review of home visiting programmes that will include studies of Nurse Family Partnership. Two predecessor reviews were withdrawn in response to a criticism by David Olds. The criticism did not materially affect the results or conclusions of the reviews, but it was deemed appropriate to correct these and republish. This work is in hand, but the results are not yet available Key words: group support, parenting attitudes, maternal sensitivity, mental health 2 Table of contents Page Tables and figures 4 Abbreviations 8 Abstract 10 Scientific summary 12 Plain English summary 19 Chapter 1. Introduction 20 Chapter 2. Methods 26 Chapter 3. Results – main study 41 Chapter 4. Economic evaluation 79 Chapter 5. Process Evaluation 130 Chapter 6. Looked after children (LAC) nested study 177 Chapter 7. Discussion and conclusions 199 Acknowledgements 213 References 216 Appendices 230 1. Sensitivity analyses 231 2. Reliability of CARE index maternal sensitivity 238 3. Demographics updates at each time point 239 3 Tables and Figures Table Page 1 Data collection timetable 36 2 a Baseline participant’s demographic characteristics 43 2 b Baseline partner’s demographic characteristics 46 2 c Baseline smoking, alcohol and drug use 47 2 d Baseline Adult Adolescent Parenting Inventory (parenting attitudes), 49 depression symptoms (EPDS), social networks and relationship scores 3 a Attendance at group sessions – all sessions – including trial and buffer clients 51 3 b Attendance at group sessions – all sessions – trial participants (in the 52 intervention arm) only 3 c Attendance at group sessions – pregnancy sessions – trial participants (in the 53 intervention arm) only 3 d Attendance at group sessions – infancy sessions – trial participants (in the 54 intervention arm) only 3 e Baseline demographic characteristics for the intervention arm participants and 55 for those attending at least one group session 4 a Primary outcomes and estimated intervention effects at 12 months 59 4 b Primary outcomes and estimated intervention effects at 12 months – Complier 60 average causal effect estimates 5 Secondary outcomes and estimated intervention effects 61 6 Baby demographics at two months 63 7 a Infant feeding at two months 64 7 b Infant feeding at six months 64 8 a Immunisations at two months 65 8 b Immunisations at 12 months 66 9 a Smoking, alcohol and drug use at two months 70 9 b Smoking, alcohol and drug use at 12 months 72 10 a Depression scores, parenting sense of competence scores and parental stress 74 index at two months 10 b Depression scores at six months 75 10 c Adult Adolescent Parenting Inventory, depression scores, social networks and 75 relationship scores at 12 months 4 11 CARE index scores (12 months) 76 12 Harms/Severe Adverse Events 77 13 DCE attributes and levels 87 14 Total cost of delivery of intervention by site and by group (£, 2014-15 prices) 92 15 Average intervention cost per participant per gFNP session (£, 2014-15 93 prices) 16 Resource use values for cases with complete data by trial allocation, study 95 period and resource category 17 Unit costs for resource items (£, 2014-15 prices) 100 18 Economic costs for cases with complete data by trial allocation, study period 103 and cost category (£, 2014-15 prices) 19 EQ-5D descriptive measurements by trial allocation, study period and 108 dimension 20 Bivariate regression of incremental total costs and incremental health 111 outcomes associated with the gFNP programme; complete cases 21 Baseline cost-effectiveness results based upon the QALY and primary trial 114 outcomes: Imputed data, NHS and PSS perspective (£, 2014-2015 prices) 22 Cost-effectiveness results based upon the QALY and primary trial outcomes: 119 Imputed data, societal perspective (£, 2014-2015 prices) 23 Cost-effectiveness results based upon the QALY and primary trial outcomes: 120 Complete case analysis, NHS and PSS perspective (£, 2014-2015 prices) 24 Sensitivity analysis that varied gFNP session attendance and group size: 122 Complete case analysis, NHS and PSS perspective (£, 2014-2015 prices) 25 Sub-group analyses: Incremental cost-effectiveness of gFNP intervention in 124 pre-specified sub-groups (£, 2014-2015 prices) 26 Consistency check within DCE design 126 27 DCE results based on conditional logit model: Expectant mothers 127 28 DCE results based on conditional logit model: General population 127 29 DCE results based on conditional logit model: Full population 128 30 Mean number of sessions attended by intervention participants, in pregnancy, 135 in infancy and in total 5 31 Average FN ratings of clients’ behaviour during group sessions in feasibility 137 studies and the First Steps trial based on the UK001G forms using scales from one (low) to five (high) or seven (high) 32 Average percentage of time per session spent on each of the six content 138 domains when delivering gFNP in pregnancy and in infancy, and variation between sites 33 Themes derived from client and practitioner qualitative interviews 144 34 FN interview participants, LAC study 184 35 All participants. Primary outcomes and estimated intervention effects at 12 231 months 36 All participants. Secondary outcomes and estimated intervention effects 231 37 Groups with intervention delivered. Primary outcomes and estimated 233 intervention effects at 12 months 38 Groups with intervention delivered. Secondary outcomes and estimated 233 intervention effects 39 Impact of premature birth. Primary outcomes and estimated intervention 235 effects at 12 months 40 Impact of premature birth. Secondary outcomes and estimated intervention 235 effects 41 Two month demographic updates 239 42 Six month demographic updates 239 43 Twelve month demographic updates 240 Figure Page 1 First Steps CONSORT diagram 42 2 Cost-effectiveness plane and cost-effectiveness acceptability curve based 116 upon the QALY outcome: Imputed data, NHS and PSS perspective (£, 2014- 2015 prices) 3 Cost-effectiveness plane and cost-effectiveness acceptability curve based 117 upon the AAPI -2 outcome: Imputed data, NHS and PSS perspective (£, 2014-2015 prices) 6 4 Cost-effectiveness plane and cost-effectiveness acceptability curve based 118 upon the Care Index outcome: Imputed data, NHS and PSS perspective (£, 2014-2015 prices) 5 Bland-Altman plot: maternal sensitivity 238 Abbreviations AAPI-2 Revised Adult Adolescent Parenting Index A&E Accident and emergency unit in hospital AES Advanced encryption standard ANCOVA Analysis of covariance ASQ Ages and Stages Questionnaire BNF British national formulary BNDC British national formulary for children CACE Complier average causal effect CI Confidence interval CEA Cost effectiveness analysis CEAC Cost effectiveness acceptability curve CLRN Clinical Local Research Network CQC Care Quality Commission CRB Criminal Records Bureau CTU Clinical Trials Unit CUA Cost utility analysis DCE Discrete choice experiment DfE Department for Education DH Department of Health DMC Data monitoring committee EDD Expected delivery date EPDS Edinburgh Postnatal Depression Scale EQ-5D-5L EuroQol five dimensions questionnaire with five-level response scale EuroQol The EuroQol Group Association ("The EuroQol Group") comprises a network of international, multilingual, multidisciplinary researchers, supporting/instigating/performing scientific research and development of instruments that describe and value health. FN Family Nurse, trained to deliver FNP according to USA NFP guidelines 7 FNMW Family Nurse who has notified their intention to practice as a midwife FNP Family Nurse Partnership; UK name for NFP FNP NU Family Nurse Partnership National Unit GBP British pound GCP Good clinical practice GCSE General Certificate of Secondary Education qualification gFNP Group-based Family Nurse Partnership programme GP General practitioner HCP Healthy Child Programme HES Hospital Episode Statistics HHS US Department of Health and Human Services HRQoL Maternal health related quality of life HSRU Health Services Research Unit ICER Incremental cost-effectiveness ratio ID Identification number ISRCTN International standard randomised controlled trial number IT Information technology LAC Looked after child, in the care of Social Services LMP Last menstrual period LSHTM London School of Hygiene and Tropical Medicine MOS Medical Outcomes Study MRC Medical Research Council NFP Nurse Family Partnership, the original USA developed home visiting programme, renamed FNP in the UK NHS National Health Service NICE National Institute for Health and Care Excellence NIHR NHS National Institute for Health Research NPEU National Perinatal Epidemiology Unit NRES National research ethics service OR Odds ratio PI Principal Investigator PMM Predicted mean matching PSOC Perceived sense of competence scale 8 PSS Personal social services PSSRU Personal social services research unit QALY Quality-adjusted life-year RCT Randomised controlled trial REC Research ethics committee RUT Random utility theory SE Standard error SD Standard deviation SES Socioeconomic status SOP Standard operating procedure TMG Trial management group TSC Trial steering committee UID Unique identifier UK United Kingdom USA United States of America VAS Visual analogue scale 9 Abstract Background: Family Nurse Partnership (FNP) is a home-based nurse home-visiting programme to support vulnerable parents. Group FNP (gFNP) has similar aims and materials and was demonstrated to be feasible in implementation evaluations. Objectives: To determine whether gFNP, compared to usual care, could reduce risk factors for maltreatment in a vulnerable group and be cost effective. Design: A multi-site randomised controlled parallel-group trial and prospective economic evaluation, with eligible women allocated (minimised by site and maternal age group) to gFNP or usual care. Setting: Community locations in the UK. Participants: Expectant mothers aged <20 with one or more previous live births, or 20–24 with no previous live births and with low educational qualifications, defined as neither Mathematics nor English Language General Certificate of Education (GCSE) at grade C or higher or, if both, no more than four GCSEs at grade C or higher. Intervention: Groups offered from early pregnancy until infants are 12 months old with 44 sessions (14 pregnancy, 30 infancy), delivered to 8-12 women with similar expected delivery dates (EDDs; range 8-10 weeks) by two Family Nurses (FNs), one of whom has notified their intention to practise as a midwife. Main outcome measures: Parenting was assessed by a self-report measure of parenting opinions, the revised Adolescent Adult Parenting Index (AAPI-2) and an objective measure of maternal sensitivity, the CARE index. Cost-effectiveness was primarily expressed in terms of incremental cost per quality-adjusted life year (QALY) gained. Data sources: Interviews with participants at baseline and when infants were two, six and 12 months. Cost information from nurse weekly logs and other service delivery data. Results: 166 women were enrolled (99 to intervention and 66 to control). Adjusting for site and maternal age group the intention to treat analysis found no effect of gFNP on either of the primary outcomes; AAPI-2 total was 7·5/10 (SE 0·1) in both arms (difference also adjusted for baseline 0·08; 95% CI -0·15 to 0·28, p=0·50); CARE Index maternal sensitivity mean: intervention 4·0 (SE 0·3); control 4·7(SE 0·4); (difference -0·76; 95% CI -1·67 to 0·13, p=0·21). Sensitivity analyses supported the primary analyses. The probability that the gFNP intervention was cost-effective based on the QALY measure did not exceed 3%. However in terms of change in AAPI-2 score (baseline to 12 months) the probability that gFNP was cost- effective reached 25.1%. A separate discrete choice experiment highlighted the value placed 10
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