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Application of Light Scattering to Coatings Michael P. Diebold Application of Light Scattering to Coatings A User’s Guide 1 3 Michael P. Diebold DuPont Titanium Technologies Wilmington Delaware USA The information set forth herein is based on technical data that DuPont believes to be reliable. It is intended for use by persons having technical skill, at their own risk. Since conditions of use are outside our control, we make no warranties, expressed or implied and assume no li- ability in connection with any use of this information. Nothing herein is to be taken as license to operate under or a recommendation to infringe any patents. ISBN 978-3-319-12014-0 ISBN 978-3-319-12015-7 (eBook) DOI 10.1007/978-3-319-12015-7 Springer Cham Heidelberg New York Dordrecht London Library of Congress Control Number: 2014954030 © E. I. du Pont de Nemours and Company 2014 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifcally the rights of translation, reprinting, reuse of illustrations, recita- tion, broadcasting, reproduction on microflms or in any other physical way, and transmission or in- formation storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. Exempted from this legal reservation are brief excerpts in connection with reviews or scholarly analysis or material supplied specifcally for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser of the work. Duplica- tion of this publication or parts thereof is permitted only under the provisions of the Copyright Law of the Publisher’s location, in its current version, and permission for use must always be obtained from Springer. Permissions for use may be obtained through RightsLink at the Copyright Clearance Center. Violations are liable to prosecution under the respective Copyright Law. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publica- tion does not imply, even in the absence of a specifc statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. While the advice and information in this book are believed to be true and accurate at the date of publica- tion, neither the authors nor the editors nor the publisher can accept any legal responsibility for any errors or omissions that may be made. The publisher makes no warranty, express or implied, with respect to the material contained herein. Printed on acid-free paper Springer is part of Springer Science+Business Media (www.springer.com) Preface Paints are a ubiquitous and essential part of our everyday lives. One important role they play is to alter or improve the appearance of an object. There are a number of appearance attributes that coatings confer, including color, gloss, distinctness of image, sheen, opacity, and the like. In this book we focus on the opacity of paints, specifcally on white hide. Opacity can come from two sources, either alone or together. They are light absorption and light scattering. Both of these optical phenomena prevent light from penetrating to the substrate surface and then returning to our eye, but they do so in very different ways. Light absorption removes the light all together, resulting in a black paint. Scattering, on the other hand, ideally redirects all of the light out of the paint flm before it can penetrate as far as the substrate surface, resulting in a white paint. The scattering interactions between light and particles are of paramount impor- tance to the Coatings Industry. However, the only mention of light in the curriculum of many universities is as a theoretical construct based on wave equations. Scatter- ing is given a mere footnote, if mentioned at all. The intent of this book is to provide a detailed explanation of light scattering and white opacity in a way that is useful to the coatings formulator. While some concepts covered here date back a century or more, they have not yet, to the au- thor’s knowledge, been assembled in one place. It is the specifc goal of this book to provide a reference both for those new to the feld of Coatings Science as well as longtime practitioners of the art. This book approaches light scattering from both a theoretical and a practical view point. The frst two chapters describe the physical phenomenon of light scat- tering, frst by a single particle and then by an ensemble of particles. Chapter 1 is the most theoretical in the book, and those readers less inclined to theory can skip all but the summary and still follow the remaining chapters. After discussing the phe- nomenon of light scattering, the book turns to the practical aspects of formulating a paint with high opacity. A chapter is given on measuring white opacity, followed by a number of chapters’ detailing factors that affect light-scattering strength in a paint flm. The book concludes with a discussion on cost reduction using the principles covered in previous chapters. A list of references can be found at the end of each chapter. In general, these are the frst reports of important concepts or results, rather than the most recent v vi Preface paper on the subject. There are three reasons for this—frst, due to the high level of research activity going on in the coatings industry, a list of the most recent refer- ences would be obsolete very soon after publication of this book. Second, the initial report is nearly always the most complete in terms of describing a new concept and its underlying fundamentals. Finally, with the ease of electronic searches available today, it is trivial for a researcher to fnd the most recent papers that reference back to these original reports, whereas following the paper trail backward poses more of a diffculty. I thank Dr. Gabriela Burgos, Dr. Ricardo Abrahao, Dr. Muktha Bharathy, Dr. Pablo Aragon, Dr. Guobin Shan, Steve Broadwater, Christopher Ahmer, Colin Dickens, Bob Kwoka, and Julia Diebold for their helpful comments on various drafts of this book. Throughout the writing process, I benefted from in depth dis- cussions with Dr. John Crowther and Dr. James Sipe. Jason Boke measured the data reported in chaps. 5 and 7, and in the process prepared more than 1000 drawdowns from dozens of paints over a short four month period. Finally, I am especially grate- ful to Dr. Austin H. Reid, Jr., whose expert editing skills early in the writing of this book have much improved its readability, and whose kind and generous friendship I have greatly enjoyed and benefted from over the last 30 years. Contents 1 Scattering by a Single Particle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Introduction to Light Scattering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 Scattering Mechanisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 The Nature of Light . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 The Effect of Particle Size and Light Wavelength . . . . . . . . . . . . . . . . . . . 7 Light Scattering by a Single, Isolated Particle . . . . . . . . . . . . . . . . . . . . . . 8 Comparing Scattering Parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 The Magnitude of Light Defection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 Light Scattering in Different Media . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 The Optimal TiO Particle Size . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 2 Undertone . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 Exotic Particle Architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 Mie Limitations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2 Scattering by Groups of Particles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 The Need to go Beyond Mie Theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Dependent Light Scattering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 PVC and TiO PVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 2 The CPVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 Crowding Versus Nonideal Spacing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 Light Scattering in Paint Films . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 Points of Possible Confusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 S and S . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 TiO2 coat Causes and Control of Nonideal Spacing . . . . . . . . . . . . . . . . . . . . . . . . . 46 State of TiO Dispersion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 2 Resin Particle Size . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 Effect of Extender Particle Size on Nonideal Spacing . . . . . . . . . . . . . 49 Formulating at High-Effective PVC . . . . . . . . . . . . . . . . . . . . . . . . . . 51 Nano-Spacers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 The Optimal TiO Particle Size Revisited . . . . . . . . . . . . . . . . . . . . . . . . 54 2 vii viii Contents Wet Hide . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 3 The Kubelka–Munk Framework and Measuring Opacity . . . . . . . . . 59 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 The Kubelka–Munk Equation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 The Judd Graph . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 Opacity from Low-Quality TiO Pigments . . . . . . . . . . . . . . . . . . . . . . . . 70 2 Measuring Scattering Power . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 Contrast Ratio . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 Spread Rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73 Hiding Power at Equal Brightness . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 The Full Value of High-Quality TiO . . . . . . . . . . . . . . . . . . . . . . . . . . 76 2 Computer-Assisted Spread Rate Determinations . . . . . . . . . . . . . . . . . 76 Tint Strength . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 A Comparison Between Opacity Measurements . . . . . . . . . . . . . . . . . . . 79 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 4 TiO Pigments in Liquid Paints . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 2 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 The Behavior of Small Particles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84 Forces Present Between Particles in the Liquid Paint . . . . . . . . . . . . . . . 85 van der Waals Forces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 Steric Forces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 Electrostatic Forces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 Dispersion of Small Particles into a Liquid . . . . . . . . . . . . . . . . . . . . . . . 87 Paint Stabilization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 Electrostatic Stabilization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 In the Absence of Organic Dispersant . . . . . . . . . . . . . . . . . . . . . . . . . 93 Electrostatic Dispersants . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96 Steric Stabilization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96 A Comparison of Stabilization Methods . . . . . . . . . . . . . . . . . . . . . . . . . . 97 Surface Treatment of TiO Particles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 2 The Drying Process . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 Quantifying Dispersion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100 Optical Techniques: Liquid Paints . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 Optical Techniques: Dry Paint Films . . . . . . . . . . . . . . . . . . . . . . . . . 104 Microscopic Techniques: Dry Paint Films . . . . . . . . . . . . . . . . . . . . . 104 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109 Contents ix 5 Effects of Extenders on Paint Optics Below the CPVC . . . . . . . . . . . 111 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 General Considerations When Using Extenders . . . . . . . . . . . . . . . . 113 Formulating with Extenders in Practice . . . . . . . . . . . . . . . . . . . . . . . 114 Paint Constituents . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 Replacement of Resin by Type . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116 Extender Use Below the CPVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 Small-Particle Extenders Replacing Resin . . . . . . . . . . . . . . . . . . . . 119 Small-Particle Extenders Replacing Pigment . . . . . . . . . . . . . . . . . . 122 Large-Particle Extenders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 125 Replacing One Extender Particle with Another . . . . . . . . . . . . . . . . . 131 Revisiting the Effective PVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 Revisiting the Window Effect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132 Intermediate-Sized-Particle Extenders and Dilution Effciency . . . . . . . 135 Hollow Sphere Polymer and Flash-Calcined Clay . . . . . . . . . . . . . . . . . 137 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 138 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139 6 Volume Relationships and the CPVC . . . . . . . . . . . . . . . . . . . . . . . . . 141 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141 Volume Relationships in Paint Films . . . . . . . . . . . . . . . . . . . . . . . . . . . 141 Characterizing the Void Content of a Paint Film . . . . . . . . . . . . . . . . . . 145 Oiled Hide . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147 Measuring the CPVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 147 Paint-Based Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 148 OA and the CPVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149 The Nonadditivity of OA and CPVC . . . . . . . . . . . . . . . . . . . . . . . . . 150 The CPVC of Water-Borne Paints . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151 Solvent Versus Latex Paints . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151 The Binding Power Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152 Controlling the CPVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155 Effect of Extender Particle Size: Large and Small Particles . . . . . . . 155 Effect of Extender Particle Size: Nano and Highly Porous Extender Particle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158 TiO Pigments with Thick, Porous Coatings . . . . . . . . . . . . . . . . . . . 158 2 Mixtures of Small and Large Particles . . . . . . . . . . . . . . . . . . . . . . . . 160 Revisiting the SX Versus TiO PVC Curve . . . . . . . . . . . . . . . . . . . . . . . 161 2 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 165 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166 7 Effects of Extenders on Paint Optics Above the CPVC . . . . . . . . . . . 167 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168 x Contents General Considerations When Formulating Above the CPVC . . . . . . . . 168 The Role of Extenders Above the CPVC . . . . . . . . . . . . . . . . . . . . . . 169 The Utility of the Porosity Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171 Formulating Above the CPVC with Extender Particles . . . . . . . . . . . . . 172 Formulating Near the CPVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 178 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 178 Reference . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179 8 Cost-Effective Paint Formulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 Formulations Without Extenders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182 Formulations with Extenders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 187 General Considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 188 Below the CPVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 188 Above the CPVC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 190 Assessing Claims of Equal Opacity at Reduced TiO Loadings . . . . . . 192 2 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 195 Reference . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 196

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