D. P. Agarwal H. W. Goedde Alcohol Metabolism, Alcohol Intolerance, and Alcoholism Biochemical and Pharmacogenetic Approaches With 46 Figures, some in color, and 27 Tables Springer-Verlag Berlin Heidelberg New York London Paris Tokyo Hong Kong Professor Dr. Dharam P. Agarwal Professor Dr, H. Werner Goedde Institute of Human Genetics, University of Hamburg Butenfeld 32,0-2000 Hamburg 54 Federal Republic of Germany ISBN-13: 978-3-642-74906-3 e-ISBN-13: 978-3-642-74904-9 001: 10.1007/978-3-642-74904-9 Library of Congress Cataloging-in-Publication Data Agarwal, Dharam P. Alcohol metabolism, alcohol intolerance. and alcoholism: biochemical and pharmacogenetic approaches / Dharam P. Agarwal. H. Werner Goedde. p. em. Includes bibJio2.raohical references. ISBN-13: 978-3-642-74906-3 1. Alcohol-Physiological effect. 2. Alcohol-Metabolism. 3. Alcohol intolerance. 4. Alcoholism-Genetic aspects. 5. Brain-Effect of drugs on. I. Goedde, H. W. (H. Werner) 1I. Title. [DNLM: 1. Alcohol. Ethyl metabolism. 2. Alcohol. Ethylpharmacology. 3. Alcoholism-genetics. WM 274 A261a] QP80l.A3A34 1990 616.86'107-dc20 DNLMIDLC 89-26087 This work is subject to copyright. All rights arc reserved. whether the whole or part of the material is concerned. specifically the rights of translation, reprinting. reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in other ways. and storage in data banks. Duplication of this publication or parts thereof is only permitted under the provisions of the German Copyright Law of September 9. 1965. in its version of June 24.1985, and a copyright fee must always be paid. Violations fall underthe prosecution act of the German Copyright Law. © Springer-Verlag Berlin Heidelberg 1990 Softcover reprint of the hardcover 1st edition 1990 The use of general descriptive names. registered names. trademarks, etc. in this publication does not imply. even in the absence of a specific statement. that such names are exempt from the relevant protective laws and regulations and therefore free for general use. Product Liability: The publisher can give no guarantee for information about drug dosage and application thereof contained in this book. In every individual case the respective user must check its accuracy by consulting other pharmaceutical literature. Typesetting and printing: Meininger. Neustadt Binding: Schaffer. GrUnsladt 2127/3145-543210 -Printed on acid-free paper Preface Alcohol abuse, alcohol intolerance, alcohol dependence and other alcohol-related disabilities are some of the most challenging public health problems facing our modern-day society. The biochemical, pharmacogenetic and pathological disturbances observed in humans after acute and chronic intake of alcohol are exceedingly complex and many social, biological and environmental factors may influence their outcome. Evidence gathered over the past decade supports the notion that genetically controlled biological factors regulate alcohol drinking habits as well as the quantity of alcohol consumed in certain racial and ethnic groups and thus may represent important determinants of alcoholism. Many recent investigations have shown that genetic variations in alcohol and acetaldehyde metabolism may indeed be responsible for individual and racial differences in acute reactions to ethanol, alcohol drinking habits and vulnerability to alcohol-related organ damage. Our own studies have demonstrated that in Asian popu lations a high percentage of people have a very high prevalence of an abnormal form of the enzyme aldehyde dehydrogenase that does not adequately metabolize acetaldehyde arising from the ingested ethanol. This inherited abnormality of acetaldehyde metabolism leads to facial flushing and other cardiovascular symptoms of alcohol sensitivity after drinking alcohol. Epidemiological studies indicate that this genetically determined enzyme variation acts as a deterrent for alcohol abuse and alcoholism in Oriental populations of Mon goloid origin. The purpose of this comprehensive monograph is to review the available knowledge concerning the pharmacogenetic basis of al cohol sensitivity and its physiological implications as well as to synthesize the bulk of existing knowledge regarding metabolic fea tures and biomedical disturbances related to alcoholism. Much of the current literature on metabolic and pathogenetic aspects of alcohol abuse has been concerned with animal studies elucidating the possible basic mechanisms involved since, for obivous technical or ethical reasons, many such studies cannot be conducted in hu mans. However, most of the animal reports on the subject are of no direct value to basic science researchers, clinicians, biochemists VI Preface and geneticists. In the present volume, studies reported mainly for humans have been dealt with to provide an effective update of the whole area of alcohol research for specialists and non-specialists in the field. Readers will find an objective and critical evaluation of the literature concerning alcohol metabolism and its enzymes as well as regarding various metabolic, pathological, psychopharma cological, genetic and environmental aspects of alcohol-related dis abilities. Different chapters of the book cover a broad array of disciplines and approaches to alcohol metabolism, alcohol intolerance and alcoholism. Chapter 1 gives an overview of historical and epide miological aspects of alcohol use and abuse as well as the current problems and perspectives related to alcoholism. Chapters 2 and 3 deal with the biochemistry and molecular genetics of enzymes in volved in alcohol metabolism, including the enzyme polymorphisms and their role in acute reactions to alcohol. Two chapters (4 and 5) are devoted to biochemical and neuropsychopharmacological ef fects of alcohol, bridging basic research findings to clinical obser vations, and thus deal with the aetiology of alcoholism. In Chap. 6, major emphasis is placed on the role of genetic factors in alcoholism. The experimental details, including materials and biochemical methodology for electrophoretic procedures, subcellular fraction ation of isozymes, enzyme purification, immunochemical determi nations and molecular genetic analyses are summarized in Chap. 7. Finally, a comprehensive bibliography on alcohol metabolism, al cohol sensitivity and alcoholism is included in References. We would like to thank Dr. R. Eckey for help during the pre paration of the manuscript. We also wish to thank Dr. J. Wieczorek, Springer-Verlag, Heidelberg, for his keen interest in the publication of this book. Hamburg, October 1989 Dharam P. Agarwal H. Werner Goedde Contents 1 Introduction ......................................... . 1 2 Alcohol Metabolism: Biochemistry and Genetic Variations . . . . . . . . . . . . . . . . . 6 2.1 Absorption, Body Distribution, and Elimination of Ethanol ......................... . 6 2.1.1 Absorption ......................................... . 6 2.1.2 Tissue Distribution .................................. . 8 2.1.3 Excretion and Elimination ......................... . 9 2.2 Biochemical Pathways of Ethanol Degradation ..... . 11 2.2.1 Microsomal Ethanol-Oxidizing System .............. . 12 2.2.2 Catalase ............................................. . 12 2.2.3 Alcohol Dehydrogenase (ADH) .................... . 13 2.2.4 Aldehyde Dehydrogenase (ALDH) ................. . 23 3 Alcohol-Metabolizing Enzymes and Acute Reactions to Alcohol 52 3.1 Ethanol- and Acetaldehyde-Mediated Acute Response to Alcohol ................................. 52 3.2 Ethnic Differences in Acute Response to Alcohol ... 53 3.2.1 Familial Resemblances in Flushing Response ........ 55 3.3 Mechanism of Alcohol Sensitivity .................... 55 3.3.1 Relationship to Ethanol- and Acetaldehyde-Oxidizing Capacity .............................................. 55 3.3.2 Alcohol Absorption Rate ............................ 56 3.3.3 Alcohol Metabolism and Clearance Rate ............ 57 3.3.4 Variation in ADH .................................... 57 3.3.5 Variation in ALDH .................................. 58 VIII Contents 3.3.6 Prostaglandin- and Histamine-Mediated Flushing Reactions to Alcohol ................................. 59 3.4 Racial-Ethnic Patterns of Alcohol Abuse and Alcoholism ....... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 3.4.1 Drinking Patterns and Ethnic Background........... 60 3.4.2 Correlations Between Flushing Response, ALDH I Isozyme Abnormality, Alcohol Use, and Alcoholism ......................... . . . . . . . . . . . . . . 60 3.4.3 Aldehyde Dehydrogenase I Isozyme Abnormality and Alcoholism ....................................... 63 3.4.4 Gene-Culture Coevolution of Alcohol Usage ........ 65 3.4.5 Implications.. .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . 65 4 Biochemical Aspects of Alcoholism .................. 67 4.1 Alcohol-Related Metabolic Derangements........... 67 4.1.1 Organ Dysfunction 67 4.2 Metabolic Changes 70 4.2.1 Lipid Metabolism .................................... 71 4.2.2 Protein Metabolism .................................. 73 4.2.3 Carbohydrate Metabolism ..... . . . . . . . . . . . . . . . . . . . . . . . 73 4.2.4 Endocrine Effects of Alcohol ........................ 74 4.2.5 Carcinogenetic and Mutagenic Effects of Ethanol. . . . 75 4.3 Changes in Alcohol-Metabolizing Enzymes in Alcohol-Related Disorders........................... 76 4.3.1 Alcohol Dehydrogenase.............................. 76 4.3.2 Microsomal Ethanol-Oxidizing System ............... 77 4.3.3 Aldehyde Dehydrogenase ............................ 77 4.4 Biochemical Markers of Alcohol Abuse and Alcoholism ....... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 4.4.1 Conventional Markers................................ 88 4.4.2 Test Combinations ................................... 92 4.4.3 Coming Markers ..................................... 93 5 Neuropsychopharmacology of Alcoholism ........... 96 5.1 Alcohol Effects in the CNS ........................... 96 5.1.1 Electrophysiological Actions of Ethanol ............. 96 Contents IX 5.1.2 Neuropsychological Impairments in Alcoholics 97 5.2 Addiction, Tolerance, and Dependence.............. 98 5.2.1 Biochemical Basis of Addiction to Ethanol........... 98 5.2.2 Biogenic Amine-Aldehyde Condensation Products .............................................. 99 5.2.3 Membrane Actions ................................... 100 5.2.4 Alcohol and Neurotransmitters ...................... 101 5.2.5 Neuropeptide Effects on Tolerance .................. 102 5.2.6 Role of Prostaglandins in Alcoholism ................ 103 5.3 Metabolic Factors .................................... 104 5.3.1 Alcohol Metabolism in the Brain ..................... 104 5.3.2 Acetaldehyde Metabolism in the Brain. . . . . . . . .. . . . .. 104 5.3.3 Metabolism of Biogenic Aldehydes .................. 105 6 Genetic Factors in Alcoholism ....................... 107 6.1 Ethnic and Cultural Variables ........................ 107 6.2 Familial and Nonfamilial Alcoholism. . . . . . . . . . . . . . . .. 108 6.3 Genetic Contributions. . . .. . . . . . . .. . . . . . . . . .. . . . . . . . .. 108 6.3.1 Family Studies ........................................ 109 6.3.2 Adoption Studies. . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. 110 6.3.3 Twin Studies ......................................... 112 6.3.4 What Is Inherited .................................... 114 6.3.5 Mode of Inheritance. . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . .. 114 6.4 Genetic and Environmental Interactions in Alcoholism ........................................ 115 6.5 Biological Mediators of Alcoholism .................. 116 6.5.1 Biomedical Markers of Alcoholism. . . . . . . . . . . . .. . . . .. 117 6.5.2 Characterization of High-Risk and Low-Risk Individuals ........................................... 117 6.5.3 Some Baseline Metabolic Differences Presaging Alcoholism ........................................... 119 6.5.4 Neurophysiological and Neuropsychological Differences ........................................... 120 6.5.5 Metabolic Variables .................................. 121 6.5.6 Genetic and Serological Markers of Alcoholism ...... 122 6.5.7 Altered Alcohol Metabolism ......................... 124 6.5.8 Adenylate Cyclase .................................... 125 x Contents 7 Experimental Section 126 7.1 Subjects and Materials ............................... 126 7.1.1 Patients. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . .. 126 7.1.2 Healthy Subjects ..................................... 127 7.1.3 Biopsy Material ...................................... 127 7.1.4 Autopsy Material .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 127 7.1.5 Blood Samples ....................................... 127 7.1.6 Hair Root Follicles ................................... 127 7.2 Methods .............................................. 128 7.2.1 Alcohol Sensitivity Questionnaire .................... 128 7.2.2 Alcohol Dehydrogenase......................... ... .. 128 7.2.3 Aldehyde Dehydrogenase ............................ 130 7.2.4 Protein Determination ............................... 141 7.2.5 Separation of Erythrocytes Based on Cell Age ....... 141 7.2.6 Densitometry ......................................... 141 7.2.7 Cloning and Sequencing of ALDH I-cDNA .......... 142 7.2.8 Chromosomal Localization of ALDH I Isozyme ..... 142 7.2.9 Genotyping of ALDH I Alleles ...................... 144 References ................................................... 145 Subject Index ................................................ 179 1 Introduction In this introductory chapter a brief overview of the epidemiology of alcohol abuse and the state of current research concerning biochemical and pharmacogenetic approaches to alcohol metabolism and alcoholism is given. Alcohol (ethanol, ethyl alcohol) is the most widespread psychoactive drug and has been known in almost all civilizations since ancient times (Keller 1979). Primitive alcoholic beverages served as foods, medicines, and euphoriants. Tra ditionally, excessive drinking has been viewed simply as a sin (e.g., Christian Puritanism, Islam) or a bad habit. Not until the last quarter of the nineteenth century did the medical profession come to consider these "bad habits" as a kind of disease. The ill effects of alcohol on the fetus had already been appreciated by the ancient Greeks, who instituted laws prohibiting the use of alcohol by newly wed couples to prevent conception during intoxication. Following the events observed during the "Gin Epidemic" in England (1720-1750), medical literature in the nineteenth century warned against the damaging effects of parental drinking on the fetus (Maykut 1979). In America, alcoholism was first considered to be an addictive disorder in the 1930s and 1940s. While in the past researchers paid more attention to the social, cultural, and medical aspects of alcohol use and abuse, in recent years there has been a growing recognition that biological factors may be equally important in the development of alcoholism. In particular, much progress has been made in the elucidation of biochemical and pharmacogenetic variables which may be important determinants of alcohol intolerance, alcohol-related tissue and organ damage, alcohol tolerance, and alcohol dependence. From such studies we have acquired not only a greater understanding of the causes of the disease alcoholism but also new concepts for specific preventive strategies and therapeutic measures. Alcoholism is now gen erally accepted as one of the most serious addictive diseases prevalent in our society. The economic, medical, and social consequences are far-reaching. Not only do the industrialized countries have to deal with these consequences, but, increasingly, more and more third world countries are facing similar problems. Alcohol-related problems are serious, widespread, and complex. They include neuropsychiatric and physical disorders, and deterioration of social functioning accompanied by family breakdown. Also, many physiological and psychological impairments are associated with reduced performance and increased incidence of traffic and industrial accidents. It is now well accepted that chronic alcohol drink ing produces a variety of physiological and physical changes in humans. The liver is among the most severely damaged of the organs physiologically altered as a
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