ALABAMA INSTRUCTIONAL LEADERSHIP HANDBOOK Spring, 2013 Prepared for the ALABAMA STATE DEPARTMENT OF EDUCATION In Accordance with Alabama Acts 2001-06 and 2006-196 A collaborative effort of the Alabama State Department of Education and The University of Alabama College of Education Dr. Thomas R. Bice, Superintendent Dr. Peter Hlebowitsh, Dean Dr. Marcia Burke, Instructional Leadership Consultant Dr. Richard L. Rice, Jr., Superintendents’ Academy Director Copyright 2013 Instructional Leadership Handbook __________________________________________________________________________________ Acknowledgements Instructional Leadership Handbook __________________________________________________________________________________ INSTRUCTIONAL LEADERSHIP HANDBOOK TABLE OF CONTENTS 1. Introduction and Essential Considerations ........................................................................... 1 1.1 A Summary of Current Approaches to Instructional Leadership 1.2 Definitions of Curriculum 1.3 Curriculum in Alabama Public Schools 1.4 Scheduling Curriculum Revisions 1.5 Evaluating Curriculum Implementation and Instructional Programs 1.6 Involving Stakeholders in Curriculum Revision 1.7 Essential Considerations 2. Overview of Professional Standards for Instructional Leaders ........................................... 9 2.1 Alabama Leadership Development Standards 2.2 Alabama Standards for Professional Development 2.3 Alabama Technology Standards for Administrators 2.4 Alabama Educator Code of Ethics 2.5 The Alabama Ethics Act 2.6 Alabama Standards for Instructional Leaders 2.7 State Evaluation Standards for Administrators 2.8 Professional Standards for Content Areas and Subjects 2.9 Common Core State Standards 2.10 Alabama College and Career Ready Initiative (Alabama Common Core Standards) 2.11 Standards for 21st Century Learners 3. Historical and Contemporary Challenges to Public Schools ................................................. 36 3.1 Historical Considerations 3.2 The Roots of Accountability 3.3 Continuing Efforts to Achieve Educational Excellence and Equity 4. Roles: The Federal Government ........................................................................................... 41 4.1 Summary of Federal Education Legislation and Programs 4.2 Federal Funding for Public Education 4.3 Purpose and Use of Federal Funds 4.4 US Department of Education Resources 5. Roles: State Government ...................................................................................................... 57 5.1 State Board of Education 5.2 State Superintendent of Education 5.3 Code of Alabama (2001 Replacement) 5.4 Alabama Administrative Code 5.5 Alabama Courses of Study Instructional Leadership Handbook __________________________________________________________________________________ 5.6 Alabama State Department of Education 5.7 ALSDE Differentiated Support for School Systems 5.8 ALSDE State-Mandated Plans 5.9 ALSDE Compliance Monitoring 6. Roles: The School Board ....................................................................................................... 77 6.1 School Board Governance Improvement Act of 2012 6.2 Board Member Qualifications 6.3 Board Member Affirmation and Duties 6.4 Board Member Code of Conduct 6.5 Board of Education Research Studies 6.6 Board of Education Strategic Planning 6.7 Board Orientation, Training and Evaluation 7. Roles: The Superintendent ................................................................................................... 85 7.1 Fluctuating Expectations for the Superintendent 7.2 The Current Roles and Responsibilities of Superintendents in Alabama 7.3 Superintendent Priorities - What Factors Influence Them? 7.4 The ABCs of the Superintendent’s Work 7.5 The Superintendent as Communicator 7.6 Leading System Improvement 8. Human Resources ................................................................................................................ 95 8.1 Teacher Qualifications 8.2 Educator Evaluation 8.3 Hiring Quality School Leaders 8.4 Organizing the Central Office Staff 8.5 Students First Act 8.6 Teacher Accountability Act 8.7 Employee Leave 9. Physical Resources: Facilities ................................................................................................ 107 9.1 Office of the State Architect 9.2 School Site Requirements 9.3 New Thinking about School Facilities 10. Instructional Resources: Materials ..................................................................................... 110 10.1 The Alabama Textbook Law, Selection Procedures, Adoption Regulations 10.2 Administrative Code Requirements Regarding Textbook Provision 10.3 Alabama Ahead Act of 2012 10.4 Instructional Supplies 10.5 Policies for Selection of Materials and Resources 10.6 Foundation Program Allocations 10.7 Procurement Policies, Fixed Assets, Accounting/Inventory Responsibilities Instructional Leadership Handbook __________________________________________________________________________________ 10.8 Supplementing Expensive Courses 10.9 Course Fees and Fee Waivers 11. Aligning the Curriculum ...................................................................................................... 117 11.1 Curriculum Mandated for K-12 Schools 11.2 Common Core State Standards K-12 11.3 Curriculum Required for Post-Secondary Institutions 11.4 Accreditation Standards 11.5 State and Local Graduation Requirements 11.6 Where Does One Find the Mandated Curriculum? 11.7 What Tests Form the Basis for Curriculum Alignment? 11.8 What Other Assessments and Standards Could be Considered? 11.9 What Curriculum is Being Taught? 11.10 Indicators of Data-Driven Decision Making 11.11 Methods for Diagnosing Instructional Strengths and Weaknesses 11.12 Regulatory Issues 12. Accountability Standards .................................................................................................... 158 12.1 Alabama Foundation Program Accountability and NCLB Accountability Requirements 12.2 Features of Accountability Measures 12.3 ESEA Flexibility Request and Alabama’s Waiver Application 12.4 Accountability Reporting 12.5 What is the School Improvement Grant (SIG)? 12.6 USDOE Intervention Models 12.7 Title I Targeted Assistance Schools 12.8 Title I Schoolwide (SW) Programs 12.9 ESL/ELL Program Requirements 12.10 Title I School Improvement Status 13. Plan 2020 – A change in Alabama’s Accountability System ............................................... 175 13.1 Flexibility Request Waiver Application 13.2 Goals, Strategies, and Components of Plan 2020 13.3 Accountability Reporting Under Plan 2020 13.4 Differentiated Support for Local School Systems in Plan 2020 14. Diagnostic and Prescriptive Instruction .............................................................................. 182 14.1 Alabama Reading Initiative 14.2 Alabama Math, Science and Technology Initiative 14.3 US Department of Education Online and Print Resources 14.4 Scientifically Based Research Programs (Evidence-based Education) 14.5 Research on Classroom Practices to Improve Achievement Instructional Leadership Handbook __________________________________________________________________________________ 15. Technology Standards, Curriculum and Integration ........................................................... 190 15.1 Technology Standards for Administrators 15.2 Alabama’s K-12 Technology Education Curriculum 15.3 Integrating Technology into Classroom Practice 15.4 Types of Classroom Technology 15.5 Pairing Technology and Effective Instructional Strategies 15.6 The Digital Divide in Schools 15.7 Networked Information Resources 15.8 Using the Internet Safely 15.9 Technology Professional Development 15.10 Planning for the Future of Instructional Technology 15.11 Barriers to Technology Integration 15.12 Technology-related Terminology 16. Assistive Technologies for Students with Special Needs ................................................... 204 16.1 Definition of Assistive Technologies 16.2 Why are Assistive Technologies Important? 16.3 What is the Involvement of Administrators? 16.4 Types of Assistive Technologies 16.5 Alternate Input Devices 16.6 Augmentative Alternative Communication Devices 16.7 Assistive Software 16.8 Assistive Writing Tools 16.9 Critical Thinking Tools 16.10 Resources for Information on Assistive Technologies 17. Acceptable Technology Use and Copyright Policies ........................................................... 216 17.1 Copyright Definition 17.2 Copyright Infringement and Potential Fines 17.3 Fair Use and Copyright Exceptions 17.4 Use of Commercial Videos/DVDs/Movies 17.5 Computer Software Copyright and Licensing 17.6 Copyright and Internet Materials 17.7 Plagiarism 17.8 Acceptable Use Policies 17.9 (BYOD) Bring Your Own Device 17.10 Social and Ethical Considerations of Acceptable Technology Use 18. State Technology Initiatives and Resources for Alabama Educators ................................ 227 18.1 Alabama State Technology Plan 2007-2012 18.2 Alabama’s K-12 Technology Education Curriculum 18.3 State Technology Initiatives and Resources Instructional Leadership Handbook __________________________________________________________________________________ 19. Serving Diverse Populations ............................................................................................... 232 19.1 Special Education 19.2 IDEA 2004 and NCLB 19.3 School Problem-Solving Teams (PSTs) 19.4 Response to Instruction (RtI) 19.5 Child Find 19.6 Eligibility for Special Education Services 19.7 Individualized Education Plans 19.8 Inclusion 19.9 Related Services 19.10 Discipline of a Student with a Disability 19.11 Student Restraint and Seclusion 19.12 Considerations for Desired Post-School Outcomes for Special Education Students 19.13 Special Education Transportation Issues: Length of School Day 19.14 Lee v. Macon Litigation and Disproportionality 19.15 Gifted Education 19.16 Migrant Students 19.17 Homeless Students 19.18 Neglected and Delinquent Students 19.19 Homebound Students 20. Scheduling ........................................................................................................................... 253 20.1 School Day and School Year 20.2 Local Time Requirements and Homework 20.3 Class Size 20.4 Arts Education Scheduling 20.5 Kindergarten 20.6 Grouping for Instruction 20.7 Self-contained Classrooms 20.8 Homogeneous Classrooms 20.9 Heterogeneous Classrooms 20.10 Looping 20.11 Block Scheduling 20.12 Multi-age Classrooms 20.13 Departmentalized Classes 20.14 Four Blocks Literacy Model 20.15 Instructional Teams 20.16 Electives 20.17 Scheduling Access to Support Services 21. Selected Contemporary Issues ........................................................................................... 267 21.1 Bilingual Education 21.2 Bullying/Student Harassment Prevention Instructional Leadership Handbook __________________________________________________________________________________ 21.3 Class Size 21.4 Commercially Produced Media 21.5 Competitive Grading 21.6 Distance Learning 21.7 Freedom of Speech 21.8 Full-service Schools 21.9 Global Education 21.10 Health and Wellness 21.11 Inclusion 21.12 Challenges to Instructional Materials and/or Library/Media Resources 21.13 Measuring/Testing/Assessment 21.14 Multicultural Education 21.15 Project-Based Learning 21.16 Promotion/Retention Decisions 21.17 Rigor/Relevance Framework 21.18 School Prayer 21.19 Tracking 22. Resources: Glossary of Terms ............................................................................................. 278 23. Resources: Professional Organizations ............................................................................... 288 24. Resources: Internet Sites .................................................................................................... 290 25. Resources: Bibliography of Printed Materials .................................................................... 293 26. Index ................................................................................................................................... 297 Instructional Leadership Handbook __________________________________________________________________________________ 1. INTRODUCTION AND ESSENTIAL CONSIDERATIONS This document is intended to serve as a desktop reference for superintendents charged with promoting student learning. The resource is needed because the increased diversity of student body, the information and knowledge explosion, and the press for high standards and accountability have altered the expectations for the 13,500+ superintendents in the nation's public school systems (Glass et al., 2000). As educators debate, apply and interpret implications of the ESEA reauthorization, the language (educational leadership, instructional leadership) used to discuss the role of superintendents changes. For example, the “School Boards and Superintendents: Roles and Responsibilities,” a collaborative project by the Alabama Association of School Administrators and the Alabama Association of School boards (complete list in Chapter 7) calls for superintendents to serve as educational leaders. Yet, in identifying the work of today's superintendents,Peterson and Barnett (2003) maintain that superintendents must function as instructional leaders while performing a variety of roles: 1) superintendent as educational statesman, politician, and democratic leader, 2) superintendent as executive manager, 3) superintendent as instructional leader, 4) superintendent as social scientist and social activist, and 5) superintendent as communicator in the information age. Educational leadership and instructional leadership as applied to the superintendency are poorly defined constructs (Kowalski, 1999, 2003), and it is not yet clear whether superintendents will function as educational leaders (broader term) or instructional leaders (more specific term). Some superintendents become directly involved in curricular and instructional issues while others delegate these responsibilities to teachers, principals, and directors of instruction (Bredeson, 1995). As the ESEA reauthorization (No Child Left Behind Act) heightened the superintendent's instructional role, those accustomed to delegating issues related to curriculum and instructional leadership may need to acquire a greater understanding of instructional strategies and the use of data to drive decision making. It is less likely that superintendents will be called upon to immerse themselves in the details of instructional planning and curriculum development. In any case, because system level personnel are responsible for developing curriculum guides, monitoring assessment results, and developing strategies for improving student performance, at the very least, superintendents need a working knowledge of the current language and ideas associated with instructional leadership and curriculum in order to exercise oversight in the performance of these roles and account to others for the decisions made. 1 Instructional Leadership Handbook __________________________________________________________________________________ 1.1 A Summary of Current Approaches to Instructional Leadership The Practice of Instructional Leadership (Glatthorn, 1990) To be an effective instructional leader, one must engage in the following: • The development of a long-term curriculum evaluation and renewal calendar • Shared decision making and clear role expectations • Development and alignment of curricular goals • Written curriculum guides and scope and sequence charts • The development of quality courses • Integrating fields of study • An alignment process ensuring congruence between what is intended and what actually occurs • Staff development Perennial Choices (Gardner, 1999) Making curriculum decisions has oscillated between the following polarities: • Between breadth and depth • Between accumulation and construction of knowledge • Between utilitarian outcomes and intellectual growth for its own sake • Between uniform and individualized education • Between education by private parties and as a public responsibility • Between an education that fuses disciplines and or stresses disciplines • Between an education that either minimizes or emphasizes assessment • Between relative, nuanced standards and high universal standards • Between an education that showcases either technology or the human dimension Axioms Related to Curriculum Change (Oliva, 2001) The following guidelines provide a framework for understanding the context of curriculum change: 1. Curriculum change is inevitable and desirable. 2. The curriculum is a product of its time. 3. Curriculum changes of earlier periods often coexist and overlap curriculum changes of later periods. 4. Curriculum change results only as people are changed. 5. Curriculum development is basically a process of making choices from among alternatives. 6. Curriculum development never ends. 7. Curriculum development is more effective if it is a comprehensive, not piecemeal, process. 8. Curriculum development starts from where the curriculum is. 2
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